|
|
NVB-CRA |
NVB response |
CESR Archive |
Reference |
DOWNLOAD 35.34 KB |
|
|
|
07-497 |
Press release - CESR publishes its advice to the European Commission on non-equities transparency, as well as a report on commodity and exotic derivatives and announces the appointment of Jean-Paul Servais (CBFA) Chair of the MiFID Level 3 Experts Group |
CESR Archive |
Press Release |
DOWNLOAD 102.26 KB |
|
|
|
07-284b |
Technical advice on Non-equities transparency |
CESR Archive |
Final Report |
DOWNLOAD 177.29 KB |
|
|
|
07-538 |
Feedback statement - Technical advice on Non-equities transparency |
CESR Archive |
Final Report |
DOWNLOAD 98.13 KB |
|
|
|
07-429 |
A compilation of responses by CESR Members to the European Commission's request for initial assistance on commodity and exotic derivatives and related business |
CESR Archive |
Final Report |
DOWNLOAD 325.5 KB |
|
|
|
07-438 |
14th meeting of the Market Participants Consultative Panel |
CESR Archive |
Final Report |
DOWNLOAD 69.33 KB |
|
|
|
07-339 |
13th meeting of the Market Participants Consultative Panel |
CESR Archive |
Final Report |
DOWNLOAD 68.82 KB |
|
|
|
07-416 |
CESR-Pol’s Work Programme concerning Level 3 of the Market Abuse Directive |
CESR Archive |
Reference |
DOWNLOAD 75.57 KB |
|
|
|
07-518 |
Press release - CESR identifies further issues for work in the area of the Market Abuse Directive |
CESR Archive |
Press Release |
DOWNLOAD 61.35 KB |
|
|
|
07-460 |
Questionnaire on Assessment of CESR’s activities between 2001 and 2007 |
|
Reference |
DOWNLOAD 421 KB |
|
|
|
07-499 |
Press release - CESR consults the Industry and all interested stakeholders on the their Assessment of CESR’s Activities in 2001 to 2007 |
CESR Archive |
Press Release |
DOWNLOAD 172.71 KB |
|
|
|
07-489 |
Press release - CESR adopts common supervisory approaches concerning the classification of hedge fund indices as financial indices for the purposes of the UCITS Directive |
CESR Archive |
Press Release |
DOWNLOAD 63.39 KB |
|
|
|
07-434 |
Guidelines - Level 3 guidelines on the classification of hedge fund indices as financial indice |
CESR Archive |
CESR Document |
DOWNLOAD 86.92 KB |
|
|
|
07-433 |
Feedback statement - Level 3 guidelines on the classification of hedge fund indices as financial indice |
CESR Archive |
CESR Document |
DOWNLOAD 136.12 KB |
|
|
|
07-487 |
Call for evidence - Possible CESR Level 3 work on the Transparency Directive |
CESR Archive |
Consultation Paper |
DOWNLOAD 70.16 KB |
|
|
|
06-562b |
Market Abuse Directive - Level 3 – second set of CESR guidance and information on the common operation of the Directive to the market |
CESR Archive |
CESR Document |
DOWNLOAD 119.25 KB |
|
|
|
07-459 |
Press release - CESR releases 2nd set of Guidance on the Operation of the Market Abuse Directive |
CESR Archive |
Press Release |
DOWNLOAD 61 KB |
|
|
|
07-402 |
Feedback statement - MAD Level 3 – second set of CESR guidance and information on the common operation of the Directive to the market |
CESR Archive |
CESR Document |
DOWNLOAD 136.52 KB |
|
|
|
07-089 annex |
Information complement: Framework of Principles for Impact Assessment in the area of financial regulation |
CESR Archive |
Reference |
DOWNLOAD 94.77 KB |
|
|
|
07-450 |
Press release - CESR publishes today the list of ‘Liquid Shares’ according to the MIFID, as well as all shares listed on EU Regulated Markets |
CESR Archive |
Press Release |
DOWNLOAD 72.48 KB |
|
|
|
07-322 |
CESR Guidebook on MiFID market transparency calculations |
CESR Archive |
Reference |
DOWNLOAD 64.23 KB |
|
|
|
07-071b |
Methodology for self-assessment and peer-review tool |
CESR Archive |
Reference |
DOWNLOAD 79.43 KB |
|
|
|
07-394 |
Consultation paper - Questionnaire on the rating of structured finance instruments |
CESR Archive |
Consultation Paper |
DOWNLOAD 84.6 KB |
|
|
|
07-420 |
Press release - CESR assesses the extent of equivalence of supervisory powers across Europe under the Market Abuse and Prospectus Directives |
CESR Archive |
Press Release |
DOWNLOAD 73.38 KB |
|
|
|
07-334b |
An evaluation of equivalence of supervisory powers in the EU under the Market Abuse Directive and the Prospectus Directive A report to the Financial Services Committee (FSC) |
CESR Archive |
Final Report |
DOWNLOAD 231.64 KB |
|
|
|
07-380 |
Report on CESR Members powers under the Market Abuse Directive and its implementing measures |
CESR Archive |
Final Report |
DOWNLOAD 484.07 KB |
|
|
|
07-383 |
Report on CESR Members powers under the Prospectus Directive and its implementing measures |
CESR Archive |
Final Report |
DOWNLOAD 302.09 KB |
|
|
|
07-382 |
Market abuse directive - summary table of answers |
CESR Archive |
Final Report |
DOWNLOAD 626.5 KB |
|
|
|
07-385 |
Prospectus directive - summary table of answers |
CESR Archive |
Final Report |
DOWNLOAD 539.5 KB |
|
|
|
07-225 |
CESR’s Report on the supervisory functioning of the Prospectus Directive and Regulation |
CESR Archive |
Final Report |
DOWNLOAD 309.99 KB |
|
|
|
07-363 |
Press release - CESR reviews the supervisory functioning of the Prospectus Directive and Regulation |
CESR Archive |
Press Release |
DOWNLOAD 64.83 KB |
|
|
|
07-101 |
Survey on the direct communication of auditors with the public on the statutory audit of the annual or consolidated accounts of listed companies |
CESR Archive |
Reference |
DOWNLOAD 78.42 KB |
|
|
|
07-289 |
CESR’s technical advice on a mechanism for determining the equivalence of the generally accepted accounting principles of third countries |
CESR Archive |
Final Report |
DOWNLOAD 137.33 KB |
|
|
|
07-351 |
Press release - CESR publishes its advice to the European Commission on a mechanism for determining the equivalence of the generally accepted accounting principles of third countries |
CESR Archive |
Press Release |
DOWNLOAD 66.02 KB |
|
|
|
07-358 |
Press statement - Secretary General, Fabrice Demarigny, to leave CESR |
CESR Archive |
Press Release |
DOWNLOAD 52.46 KB |
|
|
|
07-337 |
Recommendations - The passport under MiFID |
CESR Archive |
CESR Document |
DOWNLOAD 129.31 KB |
|
|
|
07-318 |
Feedback statement - The passport under MiFID |
CESR Archive |
CESR Document |
DOWNLOAD 118.71 KB |
|
|
|
07-320 |
Q&A on Best Execution |
CESR Archive |
Q&A |
DOWNLOAD 578.51 KB |
|
|
|
07-321 |
Feedback statement - Q&A on Best Execution |
CESR Archive |
CESR Document |
DOWNLOAD 130.66 KB |
|
|
|
07-228b |
Recommendations - Inducements under MiFID |
CESR Archive |
CESR Document |
DOWNLOAD 161.88 KB |
|
|
|
07-316 |
Feedback statement - CESR Level 3 Recommendations on Inducements under MiFID |
CESR Archive |
CESR Document |
DOWNLOAD 151.26 KB |
|
|
|
07-301 |
Guidelines - CESR Level 3 Guidelines on MiFID Transaction reporting |
CESR Archive |
CESR Document |
DOWNLOAD 84.97 KB |
|
|
|
07-319 |
Feedback statement - CESR Level 3 Guidelines on MiFID Transaction Reporting |
CESR Archive |
CESR Document |
DOWNLOAD 80.39 KB |
|
|
|
07-346 |
Press release - EU Securities Supervisors publish the last set of guidance to implement the new trading regime in Europe (MiFID) |
CESR Archive |
Press Release |
DOWNLOAD 76.17 KB |
|
|
|
07-089 |
Consultation Paper - Impact Assessment Guidelines for EU Level 3 Committees |
CESR Archive |
Consultation Paper |
DOWNLOAD 402.13 KB |
|
|
|
07-300 |
Press release - The Three Level 3 Committees invite comments on proposed Impact Assessment Guidelines |
CESR Archive |
Press Release |
DOWNLOAD 110.74 KB |
|
|
|
07-304 |
Public statement - Progress Report on CESR’s dialogue with CRAs to review how the IOSCO code of conduct is being implemented |
CESR Archive |
Press Release |
DOWNLOAD 465.25 KB |
|
|
|
07-304 Annex |
Progress Report on CESR’s dialogue with CRAs - Response from Moody's |
CESR Archive |
Final Report |
DOWNLOAD 674.72 KB |
|
|
|
07-284 |
Consultation paper - Non-equity transparency |
CESR Archive |
Consultation Paper |
DOWNLOAD 189.64 KB |
|
|
|
07-274 |
Press release - Meeting between CESR Chairman Eddy Wymeersch and Vice Chairman Carlos Tavares and US SEC Chairman Christopher Cox |
CESR Archive |
Press Release |
DOWNLOAD 69.33 KB |
|
|
|
07-212 |
Consultation paper - CESR’s technical advice on a mechanism for determining the equivalence of the generally accepted accounting principles of third countries |
CESR Archive |
Consultation Paper |
DOWNLOAD 99.58 KB |
|
|
|
07-223 |
Press release - CESR launches a consultation on the mechanism for determining the equivalence of the generally accepted accounting principles of third countries |
CESR Archive |
Press Release |
DOWNLOAD 68.79 KB |
|
|
|
07-120 |
Extract from EECS’s database of enforcement decisions |
CESR Archive |
Final Report |
DOWNLOAD 107.33 KB |
|
|
|
07-163 |
Press release - CESR publishes key information from its database of enforcement decisions taken by EU National Enforcers of financial information (IFRS) |
CESR Archive |
Press Release |
DOWNLOAD 62.64 KB |
|
|
|
07-241 |
Call for evidence - Key Investor Disclosures under UCITS |
CESR Archive |
Consultation Paper |
DOWNLOAD 553.06 KB |
|
|
|
07-214 |
Call for evidence - Questionnaire on Simplified Prospectus for retail investors |
CESR Archive |
Consultation Paper |
DOWNLOAD 95.25 KB |
|
|
|
07-205 |
Call for evidence - UCITS Distribution |
CESR Archive |
Consultation Paper |
DOWNLOAD 88.54 KB |
|
|
|
07-228 |
Consultation paper - Inducements under MiFID |
CESR Archive |
Consultation Paper |
DOWNLOAD 157.78 KB |
|
|
|
07-247 |
Press release - CESR re-consults on the draft recommendations for inducements under MiFID |
CESR Archive |
Press Release |
DOWNLOAD 67.04 KB |
|
|
|
2004/109/EC - forms |
Standard forms to be used for the purposes of notifying the acquisition or disposal of major holdings of voting rights and of major holdings of financial instruments, and of notifying the activity of market makers in the context of Directive 2004/109/EC |
CESR Archive |
Reference |
DOWNLOAD 1016.87 KB |
|
|
|
McCreevy 05/03/07 |
Letter from Charlie McCreevy, Commissioner for the Internal Market, regarding standard forms for the notification of holdings of voting rights |
CESR Archive |
Letter |
DOWNLOAD 87.08 KB |
|
|
|
3L3 1/02/07 EW |
"Conflicts of interest in financial services groups" Speech by Eddy Wymeersch |
CESR Archive |
Speech |
DOWNLOAD 88.45 KB |
|
|
|
3L3 1/02/07 MP |
"Conflicts of interest in financial services" speech by Michel Prada |
CESR Archive |
Speech |
DOWNLOAD 29.12 KB |
|
|
|
07-022b |
CESR work to date in relation to the European Commission’s measures on the use of third countries’ GAAP in the EU |
CESR Archive |
Final Report |
DOWNLOAD 77.98 KB |
|
|
|
07-121b |
Press statement - As EU listed groups prepare to publish their second set of IFRS financial statements, CESR stresses that its members remain watchful and note the continued need for companies to deliver as true, fair and complete information as possible |
CESR Archive |
Press Release |
DOWNLOAD 63.19 KB |
|
|
|
07-121b annex |
Conclusions on IFRIC rejection notes |
CESR Archive |
Press Release |
DOWNLOAD 36.96 KB |
|
|
|
07-070b |
Protocol of the Review Panel |
CESR Archive |
Reference |
DOWNLOAD 58.25 KB |
|
|
|
3L3 IIMG |
Response of the Lamfalussy committees to the second interim IIMG report |
CESR Archive |
Final Report |
DOWNLOAD 41.25 KB |
|
|
|
07-179 |
Press release - CESR Members adopt common supervisory approaches for the new regime eligible assets for UCITS |
CESR Archive |
Press Release |
DOWNLOAD 68 KB |
|
|
|
07-044 |
CESR's guidelines concerning eligible assets for investment by UCITS |
CESR Archive |
CESR Document |
DOWNLOAD 131.42 KB |
|
|
|
07-138 |
CESR’s advice to the European Commission on the work programmes of the Canadian, Japanese and US standard setters, the definition of equivalence and the list of third country GAAPs currently used on the EU capital markets |
CESR Archive |
Final Report |
DOWNLOAD 845.49 KB |
|
|
|
07-119 |
Press release - First set of CESR Level 3 Guidelines and Recommendations on the smooth application of MiFID: Market Data Consolidation & Record Keeping |
CESR Archive |
Press Release |
DOWNLOAD 70.97 KB |
|
|
|
06-552c |
CESR's Level 3 Recommendations on the List of minimum records under Article 51(3) of the MiFID Implementing Directive |
CESR Archive |
CESR Document |
DOWNLOAD 76.94 KB |
|
|
|
07-085 |
Feedback statement - CESR's Level 3 Recommendations on the List of minimum records under Article 51(3) of the MiFID Implementing Directive |
CESR Archive |
CESR Document |
DOWNLOAD 112.65 KB |
|
|
|
07-043 |
CESR's Level 3 Guidelines and recommendations on Publication and Consolidation of markets data |
CESR Archive |
CESR Document |
DOWNLOAD 174.96 KB |
|
|
|
07-086 |
Feedback statement - CESR's Level 3 Guidelines and recommendations on Publication and Consolidation of markets data |
CESR Archive |
CESR Document |
DOWNLOAD 109.6 KB |
|
|
|
07-108 |
Call for evidence - non-equities markets transparency |
CESR Archive |
Consultation Paper |
DOWNLOAD 134.59 KB |
|
|
|
07-045 |
Consultation paper - Clarification of the definitions concerning eligible assets for investment by UCITS: can hedge fund indices be classified as financial indices for the purpose of UCITS? |
CESR Archive |
Consultation Paper |
DOWNLOAD 155.46 KB |
|
|
|
07-107 |
Press release - CESR launches a consultation on the possibility for hedge fund indices to be classified as financial indices for the purpose of UCITS |
CESR Archive |
Press Release |
DOWNLOAD 85.72 KB |
|
|
|
07-050b |
Consultation paper - Best execution under MIFID |
CESR Archive |
Consultation Paper |
DOWNLOAD 174.41 KB |
|
|
|
07-047 |
Consultation paper - CESR Level 3 Guidelines on MiFID Transaction reporting |
CESR Archive |
Consultation Paper |
DOWNLOAD 85.58 KB |
|
|
|
07-105 |
Press release - CESR consults on Best Execution & Transaction Reporting under MiFID |
CESR Archive |
Press Release |
DOWNLOAD 69.66 KB |
|
|
|
07-055 |
"The regulatory regimes in the EU and in the US" by CESR Chairman Arthur Docters van Leeuwen - Delivered by Wim Moeliker |
CESR Archive |
Speech |
DOWNLOAD 80.2 KB |
|
|
|
07-100 |
CESR Chairs elect the Chair and Vice-Chair of CESR to lead them for the next two years |
CESR Archive |
Press Release |
DOWNLOAD 82.99 KB |
|
|
|
06-691.doc |
CESR Website Survey - word document |
|
|
DOWNLOAD 391.5 KB |
|
|
|
06-691 |
CESR Website Survey |
CESR Archive |
Final Report |
DOWNLOAD 76.33 KB |
|
|
|
06-707 |
3L3 work programme for 2007 |
CESR Archive |
Reference |
DOWNLOAD 104.35 KB |
|
|
|
06-545 |
CESR’s Report to the European Commission on the compliance of credit rating agencies with the IOSCO Code |
CESR Archive |
Final Report |
DOWNLOAD 2.53 MB |
|
|
|
06-685 |
Press release - CESR publishes its first report to the European Commission on the compliance of the credit rating agencies with the IOSCO Code of Conduct |
CESR Archive |
Press Release |
DOWNLOAD 71.52 KB |
|
|
|
06-639 |
12th meeting of the Market Participants Consultative Panel |
CESR Archive |
Final Report |
DOWNLOAD 69.26 KB |
|
|
|
06-693 |
Press release - CESR consults on inducements & passporting under MiFID |
CESR Archive |
Press Release |
DOWNLOAD 71.28 KB |
|
|
|
06-687 |
Consultation paper - Inducements under MiFID |
CESR Archive |
Consultation Paper |
DOWNLOAD 163.83 KB |
|
|
|
06-648b |
Consultation paper - use of reference data standard codes in transaction reporting |
CESR Archive |
Consultation Paper |
DOWNLOAD 64.67 KB |
|
|
|
06-669 |
Consultation paper - the passport under MiFID |
CESR Archive |
Consultation Paper |
DOWNLOAD 248.57 KB |
|
|
|
06-421 |
Interim Report on the Activities of CESR to the European Commission |
CESR Archive |
Annual Report |
DOWNLOAD 253.44 KB |
|
|
|
06-627 |
2007 Work Programme for the Committee of European Securities Regulators |
CESR Archive |
Reference |
DOWNLOAD 78.79 KB |
|
|
|
06-260 |
Survey on the role of securities regulators in auditor oversight of public listed companies, and on their powers in relation to auditors of these companies |
CESR Archive |
Reference |
DOWNLOAD 114 KB |
|
|
|
06-599 |
CESR's response to the Commission's request for initial assitance on non-equities markets transparency |
CESR Archive |
Final Report |
DOWNLOAD 158.05 KB |
|
|
|
EC G3 D(2006) 8626 |
Letter from the European Commission - Request for initial assistance on non-equities markets transparency |
CESR Archive |
Letter |
DOWNLOAD 29.3 KB |
|
|
|
06-515 |
Call for Evidence - on the supervisory functioning of the Prospectus Directive and Regulation |
CESR Archive |
Consultation Paper |
DOWNLOAD 67.12 KB |
|
