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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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7184 documents
Date Reference Title Sections Type Main document Info
10-1319 Guidelines - Transition from the Simplified Prospectus to the Key Investor Information document CESR Archive CESR Document DOWNLOAD 136.11 KB
10-1320 CESR’s guide to clear language and layout for the Key Investor Information document CESR Archive CESR Document DOWNLOAD 161.87 KB
CESR/10-1321 CESR’s template for the Key Investor Information document CESR Archive CESR Document DOWNLOAD 108.44 KB
10-1396 Feedback statement - CESR’s level 3 guidelines on the selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS CESR Archive CESR Document DOWNLOAD 124.29 KB
10-1397 Feedback statement - Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document CESR Archive CESR Document DOWNLOAD 112.83 KB
10-1398 Feedback statement - A guide to clear language and layout for the Key Investor Information document (KII) CESR Archive CESR Document DOWNLOAD 103.3 KB
10-1399 Feedback statement - CESR’s template for the Key Investor Information document CESR Archive CESR Document DOWNLOAD 123.79 KB
EU 1095/2010 Regulation establishing ESMA About ESMA Reference DOWNLOAD 708.89 KB
EU 1092/2010 Regulation establishing the ESRB About ESMA Reference DOWNLOAD 944.87 KB
10-1518 CESR comment letter regarding the IASB’s Exposure Draft Leases CESR Archive Letter DOWNLOAD 258.38 KB
10-1468 CESR comment letter regarding EFRAG’s draft response on the IASB’s Exposure Draft Leases CESR Archive Letter DOWNLOAD 253.41 KB
10-1456 Letter to the European Commission regarding CESR’s supplementary report related to developments of certain third country GAAPs with regard to their equivalence under Transparency Directive and Prospectus Regulation CESR Archive Letter DOWNLOAD 94.08 KB
10-1301 CESR’s supplementary report related to developments of certain third country GAAPs with regard to their equivalence under Transparency Directive and Prospectus Regulation CESR Archive Final Report DOWNLOAD 808.67 KB
10-1344 Comment letter to the IFRS foundation regarding The annual improvements process: Proposals to amend the Due Process Handbook for the IASB CESR Archive Letter DOWNLOAD 98.26 KB
10-1493 CESR Comment letter regarding EFRAG’s draft response on The annual improvements process: Proposals to amend the Due Process Handbook for the IASB CESR Archive Letter DOWNLOAD 107.25 KB
10-1353 CESR Comment letter to the IAASB regarding the Consultation on the proposed revisions to International Standard on Auditing (ISA) 315, Identifying and Assessing the Risks of Material Misstatement through Understanding the Entity and Its Environment, and CESR Archive, Audit Letter DOWNLOAD 140.38 KB
10-1424 CESR Annual report according to article 21 of Regulation (EC) 1060/2009 on Credit Rating Agencies CESR Archive Final Report DOWNLOAD 297.11 KB
10-1459 Call for evidence - Implementing measures on the Alternative Investment Fund Managers Directive CESR Archive Consultation Paper DOWNLOAD 92.68 KB
10-1494 CESR letter regarding EFRAG’s draft response to the IASB’s ED Insurance Contracts CESR Archive Letter DOWNLOAD 318.72 KB
10-1540 CESR letter regarding the IASB’s Exposure Draft Insurance Contracts CESR Archive Letter DOWNLOAD 327.78 KB
10-123 Executive summary of the Report Prospectus Directive Selective Mapping CESR Archive Final Report DOWNLOAD 182.64 KB
10-217 Press release - CESR finds Member States broadly compliant with Prospectus Directive CESR Archive Press Release DOWNLOAD 139.31 KB
10-1466 Annex 1 Application form for ESMA’s Securities and Markets Stakeholder Group DOWNLOAD 60.5 KB
10-1466 Call for expressions of interest regarding the setting up of ESMA’s Securities and Markets Stakeholder Group CESR Archive Reference DOWNLOAD 101.99 KB
10-1415 Summary of responses from investment firms and execution venues to CESR’s 2009 Best Execution Questionnaire (Sections 1-4) CESR Archive Reference DOWNLOAD 346.24 KB
10-1370 Comment letter - EFRAG’s draft response on the IASB’s Exposure Draft Deferred Tax: Recovery of Underlying Assets – Proposed amendments to IAS 12 CESR Archive Letter DOWNLOAD 187.98 KB
10-1436 Comment letter to the IASB CESR Archive Letter DOWNLOAD 198.44 KB
10-1253 Consultation Paper: CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure for certain types of structured UCITS CESR Archive Consultation Paper DOWNLOAD 205.28 KB
10-212b Mandate for the IT management and governance group of CESR CESR Archive Reference DOWNLOAD 156.14 KB
10-1429 Press Release - SEC and CESR Members announce efforts to continue close cooperation as national securities regulators implement new regulatory reform initiatives CESR Archive Press Release DOWNLOAD 160.28 KB
09-1218 21st meeting of the Market Participants Consultative Panel CESR Archive Final Report DOWNLOAD 129.33 KB
10-1159 23rd meeting of the Market Participants Consultative Panel CESR Archive Final Report DOWNLOAD 122.85 KB
10-1175a Data on Prospectuses approved and passported in the EU from January 2010 to June 2010 CESR Archive Reference DOWNLOAD 77.3 KB
10-1264 Q&A 1 Clarifications and responses to questions concerning the Appel d'offre n 10-1264 - part 1 CESR Archive CLOSED Procedure DOWNLOAD 57.19 KB
10-1264 Q&A 2 Clarifications and responses to questions concerning the Appel d'offre n 10-1264 - part 2 CESR Archive CLOSED Procedure DOWNLOAD 54.6 KB
10-1158 CESR comment letter regarding the IAASB consultation on the Exposure Draft on ISAE 3420, Assurance Reports on the Process to Compile Pro Forma Financial Information Included in a Prospectus CESR Archive, Audit Letter DOWNLOAD 156.61 KB
10-1027 CESR 2010 Half-Yearly Report CESR Archive Annual Report DOWNLOAD 902.07 KB
10-1314 Press release - CESR sees improvements in financial instruments disclosures by European financial institutions in 2009 accounts CESR Archive Press Release DOWNLOAD 120.73 KB
10-1083 Follow-up Statement on Application of Disclosure Requirements Related to Financial Instruments in the 2009 Financial Statements CESR Archive Statement DOWNLOAD 282.3 KB
10-1151 9th Extract from EECS’s Database of Enforcement Decisions CESR Archive Final Report DOWNLOAD 136.48 KB
10-1045 Feedback Statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client categorisation CESR Archive CESR Document DOWNLOAD 253.56 KB
10-1243 CESR letter to the IFRS Interpretations Committee concerning its rejection notices published after its September 2010 meeting CESR Archive Letter DOWNLOAD 168.07 KB
MiFID Review Compiled Version 2nd set CESR second set of Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information CESR Archive Final Report DOWNLOAD 705.33 KB
10-1169 Press release - CESR completes its review of MiFID by issuing advice on OTC derivatives trading, post-trade transparency standards and client categorisation CESR Archive Press Release DOWNLOAD 160.05 KB
10-1096 Final advice - Standardisation and Organised Platform Trading of OTC Derivatives CESR Archive Final Report DOWNLOAD 221.46 KB
10-882 Final Advice - Post-trade Transparency Standards CESR Archive Final Report DOWNLOAD 210.99 KB
10-1254 Responses to the Commission’s request for additional information in relation to the MiFID Review CESR Archive Final Report DOWNLOAD 309.77 KB
10-975 Feedback statement - CESR Technical Advice to the European Commission in the Context of the MiFID Review: Equity Markets CESR Archive Final Report DOWNLOAD 397.52 KB
10-851 Feedback statement - CESR Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity markets Transparency CESR Archive Final Report DOWNLOAD 307.74 KB
10-1169 Press release - CESR completes its review of MiFID by issuing advice on OTC derivatives trading, post-trade transparency standards and client categorisation CESR Archive Press Release DOWNLOAD 160.05 KB
10-1254 Responses to the Commission’s request for additional information in relation to the MiFID Review CESR Archive Final Report DOWNLOAD 309.77 KB
10-1040 Final Advice - Client Categorisation CESR Archive Final Report DOWNLOAD 209.96 KB
3L3 12-10-10 Letter Letter - 3L3 Task Force Report on Packaged Retail Investment Products (PRIPs) CESR Archive Letter DOWNLOAD 119.3 KB
3L3 12-10-10 Report Report - 3L3 Task Force Report on Packaged Retail Investment Products (PRIPs) CESR Archive Final Report DOWNLOAD 357.9 KB
10-512 Feedback statement on the consultation on guidance to report transactions on OTC derivative instruments and subsequent CESR decisions CESR Archive CESR Document DOWNLOAD 911.6 KB
10-661 Guidance to report transactions on OTC derivative instruments CESR Archive CESR Document DOWNLOAD 703.48 KB
10-663 Revision protocol of the guidance to report transactions on OTC derivatives CESR Archive Final Report DOWNLOAD 83.25 KB
10-1264a Règlement de la consultation - PRESTATIONS DE MISSION DE MAITRISE D’OEUVRE POUR L’AGENCEMENT DES NOUVEAUX LOCAUX DU CESR CESR Archive CLOSED Procedure DOWNLOAD 443.87 KB
10-1264b CAHIER DES CLAUSES PARTICULIERES - PRESTATIONS DE MISSION DE MAITRISE D’OEUVRE POUR L’AGENCEMENT DES NOUVEAUX LOCAUX DU CESR CESR Archive CLOSED Procedure DOWNLOAD 438.62 KB
10-1264c ACTE D’ENGAGEMENT - PRESTATIONS DE MISSION DE MAITRISE D’OEUVRE POUR L’AGENCEMENT DES NOUVEAUX LOCAUX DU CESR A PARIS CESR Archive CLOSED Procedure DOWNLOAD 134.85 KB
10-1113 Languages accepted for the purpose of the scrutiny of the Prospectus and requirements of translation of the Summary - October 2010 CESR Archive Final Report DOWNLOAD 114.32 KB
10-1259 Supervisory notice - College of Supervisors announced for the Japan Credit Rating Agency Limited CESR Archive Reference DOWNLOAD 55.8 KB
10-320 Tender for the development, support and maintenance of the website of ESMA CESR Archive CLOSED Procedure DOWNLOAD 4.27 MB
10-1143 Tender for the Creation of a Logo and Graphical elements for European Securities and Markets Authority CESR Archive CLOSED Procedure DOWNLOAD 208.11 KB
10-1197 Comment letter on the IASB’s ED Presentation of Items of Other Comprehensive Income CESR Archive Letter DOWNLOAD 160.54 KB
10-1156 Comment letter on EFRAG’s draft response on the FASB ED Financial Instruments and Revisions to the Accounting for Derivative Instruments and Hedging Activities CESR Archive Letter DOWNLOAD 169.85 KB
10-1079 Comment letter to the IASB and FASB on the FASB ED Financial Instruments and Revisions to the Accounting for Derivative Instruments and Hedging Activities CESR Archive Letter DOWNLOAD 186.4 KB
10-1172 Comment letter on EFRAG’s draft response on the ED Revenue Recognition from Contracts with Customers CESR Archive Letter DOWNLOAD 230.54 KB
10-917 Activity Report on IFRS enforcement 2009 CESR Archive Final Report DOWNLOAD 249.55 KB
10-1150 Press release - CESR review identifies improvements in financial information throughout Europe in 2009 CESR Archive Press Release DOWNLOAD 167.55 KB
10-910 Comment letter on EFRAG’s draft response on the IASB’s Exposure Draft Presentation of Items of Other Comprehensive Income CESR Archive Letter DOWNLOAD 158.71 KB
10-890 Comment letter on EFRAG’s draft response on the IASB’s Exposure Draft Defined Benefit Plans (proposed amendments to IAS 19) CESR Archive Letter DOWNLOAD 263.11 KB
3L3 22-09-10 PR Press release - 3L3 Committees welcome European Parliament landmark vote to reform financial supervision in Europe CESR Archive Press Release DOWNLOAD 88.59 KB
10-1128 CESR Chair Tavares welcomes the two new proposals by the Commission for the regulation of derivatives markets and short selling CESR Archive Press Release DOWNLOAD 106.29 KB
10-1018 Feedback statement - CESR’s Consultation on Guidance on Common Standards for Assessment of Compliance of Credit Rating Methodologies with the Requirements set out in Article 8.3 CESR Archive CESR Document DOWNLOAD 162.66 KB
10-1016 Feedback statement - CESR’s Guidance on the enforcement practices and activities to be conducted under Article 21.3(a) of the Regulation CESR Archive CESR Document DOWNLOAD 165.25 KB
10-918 Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review –Investor Protection and Intermediaries CESR Archive CESR Document DOWNLOAD 376.25 KB
10-888 CESR comment letter concerning EFRAG’s draft response on the IASB’s Exposure Draft Measurement Uncertainty Analysis Disclosure for Fair Value Measurements CESR Archive Letter DOWNLOAD 238.38 KB
10-945 CESR’s Guidance on common standards for assessment of compliance of credit rating methodologies with the requirements set out in Article 8.3 CESR Archive CESR Document DOWNLOAD 258.93 KB
10-944 CESR’s Guidance on the enforcement practices and activities to be conducted under Article 21.3(a) of the Regulation CESR Archive CESR Document DOWNLOAD 272.32 KB
10-943 Press Release - CESR announces next steps on European access to financial information disclosed by listed companies CESR Archive Press Release DOWNLOAD 141.69 KB
10-791c Consultation paper - Development of Pan-European Access to Financial Information Disclosed by Listed Companies CESR Archive Consultation Paper DOWNLOAD 466.17 KB
MiFID Review Compiled Version CESR Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information CESR Archive Final Report DOWNLOAD 1.13 MB
10-802 CESR Technical Advice to the European Commission in the Context of the MiFID Review - Equity Markets CESR Archive Final Report DOWNLOAD 408 KB
10-799 CESR Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity Markets Transparency CESR Archive Final Report DOWNLOAD 261.97 KB
10-808 CESR Technical Advice to the European Commission in the context of the MiFID Review – Transaction Reporting CESR Archive Final Report DOWNLOAD 233.62 KB
10-859 CESR Technical Advice to the European Commission in the context of the MiFID Review - Investor Protection and Intermediaries CESR Archive Final Report DOWNLOAD 424.13 KB
10-860 CESR’s Responses to Questions 15-18 and 20-25 of the European Commission Request for Additional Information in Relation to the Review of MiFID CESR Archive Final Report DOWNLOAD 243.78 KB
10-926 Press release - CESR proposes changes to MiFID to improve securities markets’ functioning, transparency and investor protection CESR Archive Press Release DOWNLOAD 321.73 KB
10-796 Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Transaction Reporting CESR Archive CESR Document DOWNLOAD 172.69 KB
10-948 Press release - CESR publishes its report on trends, risks and vulnerabilities in financial markets CESR Archive Press Release DOWNLOAD 119.46 KB
10-697 CESR report on trends, risks and vulnerabilities in financial markets CESR Archive Final Report DOWNLOAD 3.32 MB
10-788 Guidelines - Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS CESR Archive CESR Document DOWNLOAD 357.18 KB
10-798 Feedback statement - CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS CESR Archive CESR Document DOWNLOAD 225.23 KB
10-903 Press release - CESR sets out final guidelines on risk measurement and the calculation of global exposure and counterparty risk for UCITS CESR Archive Press Release DOWNLOAD 80.28 KB
10-928 Central Repository (CEREP) reporting requirements CESR Archive Final Report DOWNLOAD 51.53 KB
10-530 Consultation paper - Guidelines on the selection and presentation of performance scenarios in the Key Investor Information document for structured UCITS CESR Archive Consultation Paper DOWNLOAD 171.6 KB
10-672 Consultation paper - Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document CESR Archive Consultation Paper DOWNLOAD 140.16 KB
10-532 Consultation paper - A guide to clear language and layout for the Key Investor Information document CESR Archive Consultation Paper DOWNLOAD 152.51 KB
10-794 Consultation paper - Template for the Key Investor Information document CESR Archive Consultation Paper DOWNLOAD 133.42 KB