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7185 documents
Date Reference Title Sections Type Main document Info
2014/1191 ESMA Management Board Election Results About ESMA, Management Board, Board of Supervisors, Press Releases Press Release DOWNLOAD 90.35 KB
2014/1187 Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive Issuer disclosure, Transparency Technical Standards DOWNLOAD 810.07 KB
Related documents ESMA consults on major shareholders disclosures Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive
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Translated versions
2014/1186 Consultation paper on draft RTS on prospectus related issues under the Omnibus II Directive Prospectus, Issuer disclosure Consultation Paper DOWNLOAD 670.42 KB
2014/1183 Consultation paper on ESMA's technical advice to the European Commission on delegated acts required by the UCITS V Directive Fund Management Consultation Paper DOWNLOAD 734.97 KB
2014/1182 Consultation paper on the implementing measures of the Regulations on EuSEF and EuVECA Fund Management Consultation Paper DOWNLOAD 635.29 KB
2014/1164 Statement by Steven Maijoor, Chair, European Securities and Markets Authority at the ECON Committee, European Parliament 23 September 2014 About ESMA Statement DOWNLOAD 109.53 KB
2014/1164 Annex Annex to the Statement by Steven Maijoor, Chair of ESMA to the ECON hearing, 23 September 2014 About ESMA Final Report DOWNLOAD 503.01 KB
2014-063 (Annex) EU Supervisory Authorities update on risks in EU financial system Press Releases, Joint Committee Press Release DOWNLOAD 210.06 KB
JC/2014/063 Joint Committee Report on Risks and Vulnerabilities in the EU Financial System Risk monitoring, Joint Committee Final Report DOWNLOAD 507.84 KB
2014/850rev Technical Advice in accordance with Article 39(b) 2 of the CRA Regulation Credit Rating Agencies Technical Advice DOWNLOAD 370.42 KB
2014/1158 Letter to the IASB on the ED - Investment Entities Applying the Consolidation Exception Issuer disclosure Letter DOWNLOAD 72.45 KB
2014/1157 Letter to EFRAG on the ED - Investment Entities Applying the Consolidation Exception Issuer disclosure Letter DOWNLOAD 72.01 KB
2014/1133 sv Riktlinjer och rekommendationer för genomförande av CPSS-IOSCO:s principer för finansmarknadernas infrastruktur när det gäller centrala motparter Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 267.97 KB
2014/1133 es Directrices y recomendaciones relativas a la aplicación de los Principios del CSPL-OICV relativos a las Infraestructuras de los Mercados Financieros en relación con las entidades de contrapartida central Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 268.75 KB
2014/1133 sl Smernice in priporočila za izvajanje načel CPSS-IOSCO v zvezi z infrastrukturo finančnih trgov za centralne nasprotne stranke Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 282.65 KB
2014/1133 sk Usmernenia a odporúčania k vykonávaniu zásad CPSS-IOSCO pre infraštruktúry finančného trhu centrálnymi protistranami Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 201.16 KB
2014/1133 ro Ghiduri şi recomandări privind punerea în aplicare a principiilor CPSS-IOSCO pentru infrastructurile pieței financiare în ceea ce priveşte contrapărţile centrale Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 267.17 KB
2014/1133 pt Orientações e Recomendações relativas à aplicação dos Princípios CPSS IOSCO sobre as infraestruturas dos mercados financeiros no que respeita às contrapartes centrais (CCP) Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 270.02 KB
2014/1133 pl Wytyczne i zalecenia w zakresie wdrażania zasad CPSS-IOSCO dotyczących infrastruktur rynków finansowych w odniesieniu do kontrahentów centralnych Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 270.73 KB
2014/1133 mt Linji gwida u Rakkomandazzjonijiet dwar l-implimentazzjoni tal-Prinċipji CPSS-IOSCO għall-Infrastrutturi tas-Suq Finanzjarju fir-rigward tal-Kontropartijiet Ċentrali Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 272.56 KB
2014/1133 lt Gairės ir rekomendacijos dėl CPSS–IOSCO finansų rinkos infrastruktūros principų įgyvendinimo pagrindinių sandorio šalių atžvilgiu Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 285.41 KB
2014/1133 lv Pamatnostādnes un ieteikumi par CPSS-IOSCO Finanšu tirgu infrastruktūru principu īstenošanu attiecībā uz centrālajiem darījumu partneriem Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 292.17 KB
2014/1133 it Orientamenti e raccomandazioni relativi all’attuazione dei principi CPSS-IOSCO per le infrastrutture del mercato finanziario in relazione alle controparti centrali Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 273.92 KB
2014/1133 hu Iránymutatások és ajánlások a pénzügyi piaci infrastruktúrákra vonatkozó CPSS-IOSCO elvek központi szerződő felek (CCP) tekintetében történő végrehajtásáról Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 274.97 KB
2014/1133 el Κατευθυντήριες γραμμές και συστάσεις σχετικά με την εφαρμογή των αρχών των CPSS-IOSCO για τις υποδομές των χρηματοπιστωτικών αγορών όσον αφορά τους κεντρικούς αντισυμβαλλόμενους Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 290.81 KB
2014/1133 de Leitlinien und Empfehlungen zur Umsetzung der CPSS-IOSCO-Prinzipien für Finanzmarktinfrastrukturen in Bezug auf zentrale Gegenparteien Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 271.01 KB
2014/1133 fr Orientations et recommandations concernant la mise en œuvre des principes du CSPR-OICV applicables aux infrastructures des marchés financiers en ce qui concerne les contreparties centrales Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 269.44 KB
2014/1133 fi Ohjeet ja suositukset CPSS-IOSCOn rahoitusmarkkinainfrastruktuureja koskevien periaatteiden täytäntöönpanosta keskusvastapuolten osalta Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 267.76 KB
2014/1133 et Suunised ja soovitused makse- ja arveldussüsteemide komitee ning Rahvusvahelise Väärtpaberijärelevalve Organisatsiooni finantsturu infrastruktuuride põhimõtete rakendamise kohta kesksete vastaspoolte puhul Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 266.27 KB
2014/1133 nl Richtsnoeren en aanbevelingen betreffende de uitvoering van de CPSS-IOSCO-beginselen voor financiële marktinfrastucturen met betrekking tot centrale tegenpartijen Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 268.82 KB
2014/1133 da Retningslinjer og henstillinger vedrørende gennemførelsen af CPSS-IOSCO's principper for den finansielle markedsinfrastruktur med hensyn til centrale modparter Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 268.37 KB
2014/1133 cs Obecné pokyny a doporučení k uplatňování zásad CPSS-IOSCO pro infrastruktury finančního trhu v souvislosti s ústředními protistranami Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 284.31 KB
2014/1133 hr Smjernice i preporuke o provedbi načela Odbora za platni sustav i sustav namire (CPSS) i Međunarodne organizacije komisija za vrijednosne papire (IOSCO) za infrastrukture financijskih tržišta u pogledu središnjih drugih ugovornih strana Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 284.63 KB
2014/1133 bg Насоки и препоръки относно прилагането на принципите за инфраструктурата на финансовите пазари на КПСС—МОКЦК по отношение на централните контрагенти Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 273.71 KB
2014/1133 Guidelines and Recommendations regarding the implementation of the CPSS-IOSCO Principles for Financial Market Infrastructures in respect of Central Counterparties Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 268.57 KB
2014/1132 Press release - ESMA sees valuation risks in key market segments rising Press Releases Press Release DOWNLOAD 175.46 KB
2014/883 ESMA Risk Dashboard No. 3, 2014 Risk monitoring Final Report DOWNLOAD 763.54 KB
2014/884 Report on Trends Risks Vulnerabilities No. 2, 2014 Risk monitoring Final Report DOWNLOAD 2.5 MB
2014/SMSG/35 SMSG advice - Investor Protection Aspects of the Consultation Paper on MiFID II and MiFIR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 442.89 KB
2014/SMSG/36 SMSG advice - Trading Venues Aspects of the Consultation Paper on MiFID II and MiFIR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 193.74 KB
2014/SMSG/37 SMSG advice - Transparency and trading obligations (equities) aspects of the Consultation Paper and Discussion Paper on MiFID II/MiFIR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 197.86 KB
2014/SMSG/38 SMSG advice - Transparency for the trading of non-equity instruments Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 112.76 KB
JC/2014/43 sv Riktlinjer för hantering av klagomål inom värdepapperssektorn (Esma) och banksektorn (EBA) Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 151.67 KB
JC/2014/43 es Directrices sobre la gestión de quejas y reclamaciones para los sectores de valores (ESMA) y bancario (ABE) Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 157.17 KB
JC/2014/43 sl Smernice o obravnavanju pritožb za sektorja vrednostnih papirjev (ESMA) in bančništva (EBA) Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 154.32 KB
JC/2014/43 sk Usmernenia k vybavovaniu sťažností pre sektor cenných papierov (ESMA) a bankový sektor (EBA) Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 170.11 KB
JC/2014/43 ro Ghid privind tratarea plângerilor în sectorul valorilor mobiliare (ESMA) și în sectorul bancar (ABE) Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 166.57 KB
JC/2014/43 pt Orientações sobre tratamento de reclamações para os setores dos valores mobiliários (ESMA) e bancário (EBA) Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 159.42 KB
JC/2014/43 pl Wytyczne dotyczące obsługi reklamacji dla sektora papierów wartościowych (ESMA) i sektora bankowości (EUNB) Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 210.55 KB
JC/2014/43 mt Linji gwida dwar l-indirizzar tal-ilmenti għas-settur tat-titoli (ESMA) u għas-settur bankarju (EBA) Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 156.96 KB
JC/2014/43 lt Vertybinių popierių (ESMA) ir bankų (EBI) sektorių skundų nagrinėjimo gairės Guidelines and Technical standards, Joint Committee Reference DOWNLOAD 153.6 KB
JC/2014/43 lv Sūdzību izskatīšanas pamatnostādnes vērtspapīru (ESMA) un banku (EBI) nozarēs Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 157.66 KB
JC/2014/43 it Orientamenti sulla gestione dei reclami per il settore degli strumenti finanziari (ESMA) e per il settore bancario (ABE) Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 154.7 KB
JC/2014/43 hu Iránymutatások a panaszkezelésről az értékpapír-piaci (ESMA) és a banki szektor (EBH) számára Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 154.42 KB
JC/2014/43 el Κατευθυντήριες γραμμές σχετικά με τον χειρισμό παραπόνων/καταγγελιών για τον τομέα των κινητών αξιών (ESMA) και τον τραπεζικό τομέα (ΕΑΤ) Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 167.29 KB
JC/2014/43 de Leitlinien zur Beschwerdeabwicklung für den Wertpapierhandel (ESMA) und das Bankwesen (EBA) Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 156.95 KB
JC/2014/43 fr Orientations relatives au traitement des réclamations dans le secteur des valeurs mobilières (ESMA) et le secteur bancaire (ABE) Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 160.52 KB
JC/2014/43 fi Arvopaperialaa (ESMA) ja pankkialaa (EPV) koskevat ohjeet valitusten käsittelystä Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 150.96 KB
JC/2014/43 et Kaebuste käsitlemise suunised väärtpaberituru (ESMA) ja pangandussektori (EBA) jaoks Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 149.7 KB
JC/2014/43 nl Richtsnoeren voor de behandeling van klachten door de effectensector (ESMA) en de bankensector (EBA) Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 156.05 KB
JC/2014/43 da Retningslinjer for klagebehandling i værdipapirsektoren (ESMA) og banksektoren (EBA) Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 157.05 KB
JC/2014/43 hr Smjernice za rješavanje pritužbi/prigovora za sektore vrijednosnih papira (ESMA) i bankarstva (EBA) Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 153.52 KB
JC/2014/43 cs Obecné pokyny k vyřizování stížností pro odvětví cenných papírů (ESMA) a bankovnictví (EBA) Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 154.2 KB
JC/2014/43 bg Насоки относно разглеждането на жалби за сектора на ценните книжа (ESMA) и за банковия сектор (EБО) Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 176.25 KB
2014/1103 Review of the CESR guidelines on a Common Definition of European Money Market Funds Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 248.05 KB
ODRG/1/2014 ODRG letter to FSB on barriers to reporting to trade repositories Post Trading Letter DOWNLOAD 1.27 MB
2014/808 response form Response form to the CP on technical advice under the Market Abuse Regulation (MAR) Market Abuse Reference DOWNLOAD 792.65 KB
2014/1090 Report on Budgetary and Financial Management for 2013 About ESMA Reference DOWNLOAD 411.2 KB
2014/1089 Final annual accounts of ESMA for 2013 About ESMA Reference DOWNLOAD 789.56 KB
PROC/2014/06 Tender for reports on non-discriminatory fees charged by CRAs to their clients CLOSED Procedure DOWNLOAD 129.83 KB
2014/BS/89 Summary of conclusions BoS meeting 20/05/14 Board of Supervisors Reference DOWNLOAD 216.84 KB
PROC/2014/14 Security Systems and Services Procurement CLOSED Procedure DOWNLOAD 125.35 KB
2014/869 SV Riktlinjer om rapporteringskrav enligt artiklarna 3.3 d och 24.1, 24.2 och 24.4 i AIFM-direktivet Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 749.34 KB
2014/869 ES Directrices sobre las obligaciones de información de los artículos 3(3)(d) y 24(1), (2y (4) de la DGFIA Guidelines and Technical standards Reference DOWNLOAD 727.22 KB
2014/869 SL Smernice za poročanje v skladu s členi 3(3)(d) in 24(1), (2) in (4) direktive o UAIS Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 678.82 KB
2014/869 SK Usmernenia o ohlasovacej povinnosti podľa čl. 3 ods. 3 písm. d) a čl. 24 ods. 1, 2 a 4 smernice AIFMD Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 733.14 KB
2014/869 RO Ghid privind obligațiile de raportare în conformitate cu articolul 3 alineatul (3) litera (d) şi articolul 24 alineatele (1), (2) şi (4) din AFIA Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 766.69 KB
2014/869 PT Orientações relativas aos deveres de reporte nos termos da alínea d) do no. 3º do artigo 3º e dos nos. 1º, 2º e 4º do artigo 24 da DGFIA Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 751.31 KB
2014/869 PL Wytyczne dotyczące obowiązków sprawozdawczych na podstawie art. 3 ust.3 lit. d) oraz art.24 ust.1, 2 i. 4 dyrektywy w sprawie ZAFI Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 754.18 KB
2014/869 MT Linji gwida dwar l-obbligi ta’ rapportar skont l-Arikoli 3(3)(d) u 24(1), (2) u (4) tad-Direttiva dwar Maniġers ta’ Fondi ta’ Investiment Alternattivi (AIFMD) Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 736.9 KB
2014/869 lt Gairės dėl ataskaitų teikimo pagal AIFVD 3 straipsnio 3 dalies d punkto ir 24 straipsnio 1, 2 ir 4 dalių reikalavimus Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 741.35 KB
2014/869 lv Pamatnostādnes par pienākumu ziņot saskaņā ar AIFPD 3. panta 3. punkta d) apakšpunktu un 24. panta 1. , 2. un 4. punktu Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 734.1 KB
2014/869 it Orientamenti sugli obblighi di segnalazione ai sensi degli articoli 3, par. 3, lettera d), e 24, paragrafi 1, 2 e 4, della direttiva GEFIA Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 746.19 KB
2014/869 hu Iránymutatás az ABAK-irányelv 3. cikke (3) bekezdésének d) pontjában és 24. cikkének (1), (2) és (4) bekezdésében szereplő jelentéstételi kötelezettségekre vonatkozóan Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 701.17 KB
2014/869 el Κατευθυντήριες γραμμές σχετικά με τις υποχρεώσεις υποβολής εκθέσεων δυνάμει του άρθρου 3 παράγραφος 3 στοιχείο δ) και του άρθρου 24 παράγραφοι 1, 2 και 4 της οδηγίας ΔΟΕΕ Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 748.84 KB
2014/869 de Leitlinien zu den Berichtspflichten gemäß Artikeln 3(3)(d) und 24(1), (2) und (4) AIFMD Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 750.47 KB
2014/869 fr Orientations relatives aux obligations en matière de comptes rendus en vertu de l’article 3, paragraphe 3, point d et l’article 24, paragraphes 1, 2 et 4 de la directive GFIA Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 733.02 KB
2014/869 fi Ohjeet AIFM-direktiivin artiklojen 3(3)(d) ja 24(1), (2) ja (4) mukaisista raportointivelvollisuuksista Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 728.34 KB
2014/869 et Alternatiivsete investeerimisfondide valitsejaid käsitleva direktiivi artikli 3 lõike 3 punkti d ning artikli 24 lõigete 1, 2 ja 4 kohaste aruannetega seotud kohustusi käsitlevad suunised Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 713.34 KB
2014/869 nl Richtsnoeren voor rapportageverplichtingen uit hoofde van artikel 3, lid 3, onder d), en artikel 24, leden 1, 2 en 4, van de AIFMD Guidelines and Technical standards Reference DOWNLOAD 740.75 KB
2014/869 da Retningslinjer for indberetningsforpligtelsen under artikel 3, stk. 3, litra d og 24 stk. 1, 2 og 4, i FAIF-direktivet Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 700.16 KB
2014/869 cs Obecné pokyny k oznamovacím povinnostem podle čl. 3(3)(d) a 24(1), (2) and (4) AIFMD Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 782.42 KB
2014/869 hr Smjernice o obvezama izvješćivanja u skladu s člankom 3. stavkom 3. točkom (d) i člankom 24. stavcima 1., 2. i 4. Direktive AIFMD Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 768.61 KB
2014/869 bg Насоки относно задълженията за докладване съгласно член 3, параграф 3, буква г) и член 24, параграфи 1, 2 и 4 от Директивата относно лицата, управляващи алтернативни инвестиционни фондове Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 777.72 KB
2014/869 Guidelines on reporting obligations under Articles 3(3)(d) and 24(1), (2) and (4) of the AIFMD Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 585.72 KB
2014/1009 Guidelines and Recommendations on the implementation of the CPSS-IOSCO Principles for Financial Market Infrastructures in respect of CCP Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 492.06 KB
2014/939 Report to the European Parliament, the Council and the Commission on ESMA’s staffing and resource for CRA supervision Credit Rating Agencies Final Report DOWNLOAD 322.49 KB
PROC/2014/05 Study outlining alternatives to external credit ratings in creditworthiness assessments Procurement CLOSED Procedure DOWNLOAD 152.64 KB
2014/937 sv Riktlinjer om börshandlade fonder och andra frågor som rör fondföretag Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 339.46 KB
2014/937 es Directrices sobre fondos cotizados (ETF) y otras cuestiones relativas a los OICVM Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 351.34 KB