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7186 documents
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ESMA22-106-906 Summary of Conclusions Board of Supervisors Conference call 1 March 2018 Board of Supervisors Summary of Conclusions DOWNLOAD 167.28 KB
ESMA22-106-900 Summary of Conclusions Board of Supervisors meeting 31 January 2018 Board of Supervisors Summary of Conclusions DOWNLOAD 333.38 KB
ESMA22-106-827 Summary of Conclusions Management Board meeting 30 January 2018 Management Board Summary of Conclusions DOWNLOAD 266.89 KB
ESMA71-99-958 ESMA continues to focus on convergence in enforcement of IFRS across the EU Issuer disclosure, Financial reporting, Press Releases Press Release DOWNLOAD 154.53 KB
ESMA32-63-424 Enforcement and Regulatory Activities of Accounting Enforcers in 2017 Issuer disclosure, Financial reporting Report DOWNLOAD 955.19 KB
ESMA70-151-1258 Guidelines on Internalised Settlement Reporting under Article 9 of CSDR Post Trading Final Report DOWNLOAD 461.97 KB
ESMA33-9-235 reply form Reply form - Consultation on Draft Guidelines on “as stringent as” notion in the CRA Regulation Credit Rating Agencies Reference DOWNLOAD 766.45 KB
ESMA33-9-235 Consultation paper - Draft Guidelines on “as stringent as” notion in the CRA Regulation Credit Rating Agencies Consultation Paper DOWNLOAD 964.56 KB
ESMA71-98-128 Press release - ESMA agrees to prohibit binary options and restrict CFDs to protect retail investors Investor protection, Press Releases Press Release DOWNLOAD 235.94 KB
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ESMA71-98-125 FAQ ESMA's product intervention measures in relation to CFDs and binary options offered to retail investors Investor protection Reference DOWNLOAD 389.95 KB
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Summary
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ESMA70-151-1272 ESMA Guidelines on position calculation by trade repositories under EMIR Final Report Post Trading Guidelines & Recommendations DOWNLOAD 661.44 KB
ESMA33-128-212 reply form Reply form - Consultation Paper TA Fees Securitisation Repositories Securities Financing Transactions Reference DOWNLOAD 766.76 KB
ESMA33-128-109 reply form Reply form - Consultation Paper Securitisation Repositories Application Securities Financing Transactions Reference DOWNLOAD 767.02 KB
ESMA35-43-1000 Additional information on the agreed product intervention measures relating to contracts for differences and binary options Investor protection Reference DOWNLOAD 202.01 KB
ESMA70-156-354 Final Report Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1) Trading Final Report DOWNLOAD 434.94 KB
ESMA33-128-212 ESMA33-128-212 Consultation Paper TA Fees Securitisation Repositories Securitisation Consultation Paper DOWNLOAD 659.97 KB
ESMA33-128-109 Consultation Paper Securitisation Repositories Application Securitisation Consultation Paper DOWNLOAD 720.24 KB
ESMA71-99-598 Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 871.26 KB
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Summary
Translated versions EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN
ESMA34-49-115 Guidelines on stress tests scenarios under Article 28 of the MMF Regulation Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 338.92 KB
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ESMA70-156-322 ESMA opinion on package orders' trading obligation under MiFID II Trading Opinion DOWNLOAD 173.17 KB
ESMA71-99-964 CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote Fund Management, Investor protection, Speeches Speech DOWNLOAD 329.97 KB
ESMA71-99-957 Press release: High risks persist for European securities markets and investors, ESMA says Risk monitoring Report DOWNLOAD 166.64 KB
ESMA50-165-539 ESMA risk dasbhboard 1, 2018 Risk monitoring Report DOWNLOAD 903.76 KB
ESMA50-165-538 ESMA report on trends, risks and vulnerabilities 1, 2018 Risk monitoring Final Report DOWNLOAD 3.24 MB
ESMA22-106-916 Summary of Conclusions SMSG meeting 8 February 2018 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 360.17 KB
ESMA22-106-911 SMSG Advice - Response to ESMA’s Consultation Paper on draft regulatory technical standards under the new Prospectus Regulation Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 300.8 KB
ESMA71-99-961 ESMA registers SPMW Rating Sp. z o.o. as a CRA Credit Rating Agencies, Press Releases Press Release DOWNLOAD 163.69 KB
15-3-18 ESAs weigh benefits and risks of Big Data Digital Finance and Innovation, Press Releases Press Release DOWNLOAD 20.5 KB
15-03-2018 Big Data Factsheet Digital Finance and Innovation Reference DOWNLOAD 750.34 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
JC-2018-04 Joint Committee Final Report on Big Data Digital Finance and Innovation Final Report DOWNLOAD 520.31 KB
ESMA70-143-30 First meeting of the Euro Risk Free Rate Working Group – Steven Maijoor concluding remarks Benchmarks Statement DOWNLOAD 154.5 KB
ESMA71-99-955 EU Agencies Joint declaration on harassment About ESMA Statement DOWNLOAD 495.66 KB
ESMA71-99-953 Press release: ESMA publishes double volume cap data Trading, Press Releases Press Release DOWNLOAD 137.68 KB
PROC/2018/04 Open tender for ICT Consultancy services - CANCELLED Procurement CLOSED Procedure DOWNLOAD 69.23 KB
ESMA70-145-386 Technical Advice on the evaluation of certain elements of the Short Selling Regulation Short Selling Final Report DOWNLOAD 1.72 MB
ESMA71-319-70 Afore Consulting’s Second Annual FinTech and Digitalisation Conference: Regulation at the European Level and Beyond – Stanhope Hotel Brussels Digital Finance and Innovation, Speeches Speech DOWNLOAD 168.3 KB
ESMA-180219 ESMA’s consultation papers on draft regulatory standards under the securitisation regulation Securitisation Reference DOWNLOAD 276.43 KB
ESMA70-145-441 ECON scrutiny session Short Selling Regulation Verena Ross Short Selling Speech DOWNLOAD 197.03 KB
ESMA71-99-946 Press release - ESAs warn consumers of risks in buying virtual currencies Investor protection Press Release DOWNLOAD 128.93 KB
ESMA50-164-1284 ESA warning on virtual currencies Joint Committee, Investor protection Investor Warning DOWNLOAD 563.64 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA20-95-839 Risk Assessment Work Programme 2018 Risk monitoring Report DOWNLOAD 452.74 KB
ESMA71-99-938 ESMA publishes 2018 Work Programme for CRAs, trade repositories and third country CCPs Credit Rating Agencies Press Release DOWNLOAD 159.43 KB
ESMA80-199-153 ESMA’s supervision of credit rating agencies, trade repositories and monitoring of third country central counterparties - 2017 Annual Report and 2018 Work Programme Credit Rating Agencies Annual Report DOWNLOAD 1.03 MB
ESMA20-95-823 2018 Regulatory Work Programme Board of Supervisors, About ESMA, Management Board, About ESMA Reference DOWNLOAD 251.91 KB
Related documents 2018 Work Programme Supervisory Convergence Work Programme 2018
Summary
Translated versions
ESMA71-99-945 EC ECB ESMA FSMA press release on WG on RFR composition Benchmarks Press Release DOWNLOAD 391.71 KB
ESMA34-49-107 Letter to European Commission on MMF ITS and Technical Advice Fund Management Letter DOWNLOAD 61.18 KB
Related documents Technical advice, draft implementing technical standards and guidelines under the MMF Regulation
Summary
Translated versions
ESMA70-151-1094 Final report on guidelines on CCP conflict of interest management Post Trading Final Report DOWNLOAD 473.94 KB
ESMA71-99-944 ESMA publishes 2018 Supervisory Convergence Work Programme Press Releases, Supervisory convergence Press Release DOWNLOAD 243.98 KB
ESMA42-114-540 Supervisory Convergence Work Programme 2018 Supervisory convergence Report DOWNLOAD 611.01 KB
ESMA32-67-453 Letter to Monitoring Group on Governance and Oversight of IAASB Financial reporting Letter DOWNLOAD 189.21 KB
ESMA70-145-398 Final report on draft ITS on forms and procedures for cooperation under Article 24 and 25 MAR Market Integrity Final Report DOWNLOAD 940.38 KB
ESMA20-92-76 ESMA Staff Stakeholder contacts in the Fourth Quarter 2017 About ESMA Reference DOWNLOAD 147.82 KB
ESMA35-43-620 Guidelines on MiFID II product governance requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 379.55 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , EN , PT , RO , SK , SL , SV
ESMA22-106-785 Summary of Conclusions Board of Supervisors Meeting 14 December 2017 Board of Supervisors Summary of Conclusions DOWNLOAD 287.72 KB
ESMA22-106-574 Summary of Conclusions Management Board meeting 13 December 2017 Management Board Summary of Conclusions DOWNLOAD 164.16 KB
ESMA70-151-1179 Questions and Answers ESMA CCP Stress Test Post Trading Q&A DOWNLOAD 694.47 KB
ESMA70-151-1154 EU-wide CCP Stress Test 2017 Post Trading Report DOWNLOAD 4.72 MB
ESMA70-156-275RF Reply Form to ESMA70-156-275 Trading Reference DOWNLOAD 763.24 KB
ESMA63-43-874 ESMA Budget 2018 Board of Supervisors, Management Board, About ESMA Reference DOWNLOAD 194.52 KB
ESMA71-99-930 Product Intervention Call for Evidence PR Investor protection, Press Releases Press Release DOWNLOAD 138.63 KB
Related documents Call for Evidence – Potential product intervention measures on contracts for differences and binary options to retail clients
Summary
Translated versions
ESMA35-43-904 Call for Evidence – Potential product intervention measures on contracts for differences and binary options to retail clients Investor protection Consultation Paper DOWNLOAD 306.85 KB
ESMA22-106-787 Summary of Conclusions SMSG meeting 8 November 2017 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 197.72 KB
ESMA22-106-788 Summary of Conclusions Joint BoS SMSG meeting 8 November 2017 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 143.39 KB
ESMA71-99-919 PR on CRA/TR Fees Thematic Report Trade Repositories Press Release DOWNLOAD 192.95 KB
Related documents Thematic Report - On fees charged by Credit Rating Agencies and Trade Repositories Factsheet on Trade Repositories Fees Factsheet on Credit Rating Agencies Fees
Summary
Translated versions
ESMA71-99-923 Factsheet on Trade Repositories Fees Trade Repositories Reference DOWNLOAD 129.16 KB
ESMA71-99-928 Factsheet on Credit Rating Agencies Fees Credit Rating Agencies Reference DOWNLOAD 128.63 KB
ESMA80-196-954 Thematic Report - On fees charged by Credit Rating Agencies and Trade Repositories Credit Rating Agencies, Trade Repositories Report DOWNLOAD 1.14 MB
Related documents Factsheet on Trade Repositories Fees Factsheet on Credit Rating Agencies Fees
Summary
Translated versions
ESMA71-99-925 ESMA Double Volume Cap delay Trading, Press Releases Press Release DOWNLOAD 216.16 KB
20180103 Overview of MiFID II position management controls Trading Reference DOWNLOAD 10.4 KB
ESMA70-151-1013 Consultation Paper on Draft Guidelines on Anti-Procyclicality Margin Measures for CCPs  Post Trading Consultation Paper DOWNLOAD 318.1 KB
PROC/2017/10 Technical e-learning services for ESMA - Deadline: 31/01/2018 Procurement CLOSED Procedure DOWNLOAD 128.51 KB
PROC/2017/06 Management of ESMA catering contracts - Deadline: 29/01/2018 Procurement CLOSED Procedure DOWNLOAD 61.47 KB
ESMA70-154-884 ESMA opinion on ancillary activity under MiFID II – market size calculation Trading Opinion DOWNLOAD 756.3 KB
ESMA50-164-677 FAQs on MiFID II - Transitional Transparency Calculations Trading, Market data Reference DOWNLOAD 303.58 KB
ESMA70-151-812 Annual peer review of EU CCP supervision on supervisory activities on CCPs’ Default Management Procedures Post Trading Final Report DOWNLOAD 471.59 KB
ESMA33-5-209 CRA Market Share Calculation 2017 Credit Rating Agencies Report DOWNLOAD 1012.23 KB
ESMA32-63-413 Letter to IFRS IC on voluntary tax payments Financial reporting Letter DOWNLOAD 139.2 KB
ESMA65-8-5257 Instructions on download and use of double volume cap results files Trading Reference DOWNLOAD 238.39 KB
ESMA70-145-401 ESMA statement for smooth implementation of LEI Trading Statement DOWNLOAD 134.04 KB
ESMA33-128-108 response form Response form - Consultation Paper Third-Party Firm STS Verification Application Securitisation Reference DOWNLOAD 766.9 KB
ESMA33-128-33 response form Response form - Consultation Paper STS notification Securitisation Reference DOWNLOAD 766.04 KB
ESMA33-128-107 response form Response form - Consultation Paper on disclosure and operational standards Securitisation Reference DOWNLOAD 771.94 KB
ESMA70-156-185 Template for reporting circuit breakers parameters to ESMA Trading Reference DOWNLOAD 41.46 KB
ESMA70-156-181 Procedure for reporting of circuit breakers’ parameters by NCAs to ESMA Trading Reference DOWNLOAD 462.58 KB
ESMA71-99-916 ESMA consults on securitisation requirements Press Releases, Securitisation Press Release DOWNLOAD 150.34 KB
ESMA33-128-108 Consultation_Paper_Third-Party_Firm_STS_Verification_Application Securitisation Consultation Paper DOWNLOAD 586.89 KB
ESMA33-128-107 Consultation_Paper_Disclosure_and_Operational_Standards Securitisation Consultation Paper DOWNLOAD 2.66 MB
ESMA33-128-33 Consultation_Paper_STS notification Securitisation Consultation Paper DOWNLOAD 1.01 MB
ESMA65-8-5306 Benchmarks attributes Benchmarks Reference DOWNLOAD 229.87 KB
ESMA 71-99-670 New rules make EU issuers’ annual financial reports machine-readable Electronic reporting Press Release DOWNLOAD 218.36 KB
ESMA32-60-204 Final report on the RTS on the European Single Electronic Format Electronic reporting Final Report DOWNLOAD 6.37 MB
ESMA 71-99-671 Briefing note - Preparing for 2020: ESEF field tests and reporting manual Electronic reporting Reference DOWNLOAD 339.06 KB
ESMA22-106-482 Summary of Conclusions Board of Supervisors Meeting 7 November 2017 Board of Supervisors Summary of Conclusions DOWNLOAD 383.32 KB
ESMA71-99-910 Statement on preparatory work of the European Securities and Markets Authority in relation to CFDs and binary options offered to retail clients Investor protection, Warnings and publications for investors Statement DOWNLOAD 209.47 KB
ESMA70-155-1535 Opinion on position limits on ICE Brent Crude contracts Trading Opinion DOWNLOAD 536.77 KB
ESMA31-62-802 reply form Response form - Consultation Paper on draft RTS under the new Prospectus Regulation Prospectus Reference DOWNLOAD 772.18 KB
ESMA31-62-802 Consultation Paper on draft RTS under the new Prospectus Regulation Prospectus Consultation Paper DOWNLOAD 1.45 MB
ESMA70-151-957 MiFID II Q&A on post-trading issues Trading, Post Trading Q&A DOWNLOAD 280.02 KB
ESMA22-106-467 Summary of Conclusions Management Board meeting 6 November 2017 Management Board Summary of Conclusions DOWNLOAD 174.94 KB
ESMA32-61-221 Letter to IASB on Exposure Draft Amendments to IAS 8 Audit Letter DOWNLOAD 172.08 KB