|
|
ESMA33-128-488 |
Final Report Repositories Technical Standards |
Securitisation |
Final Report |
DOWNLOAD 1.55 MB |
|
|
|
ESMA34-49-144 |
Consultation paper on draft guidelines on the reporting to competent authorities under article 37 of the MMF Regulation |
Fund Management |
Consultation Paper |
DOWNLOAD 879.06 KB |
|
|
|
ESMA70-156-785 Reply form |
Reply form for the Call for evidence on periodic auctions for equity instruments |
Trading |
Reference |
DOWNLOAD 772.02 KB |
|
|
|
ESMA80-187-149 |
Public statement - Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union |
Brexit, Credit Rating Agencies, Trade Repositories |
Statement |
DOWNLOAD 137.78 KB |
|
|
|
ESMA71-99-1054 |
ESMA launches call for evidence on periodic auctions for equity instruments |
Trading, Press Releases |
Press Release |
DOWNLOAD 148.54 KB |
|
|
|
ESMA70-156-785 |
Call for evidence periodic auctions for equity instruments |
Trading |
Reference |
DOWNLOAD 537.4 KB |
|
|
|
ESMA35-36-1262 |
Technical Q&As on product intervention measures on CFDs and binary options |
Investor protection |
Q&A |
DOWNLOAD 147.84 KB |
|
|
|
ESMA71-99-1057 |
ESMA renews binary options prohibition for a further three months from 2 January 2019 |
Investor protection, Press Releases |
Press Release |
DOWNLOAD 126.47 KB |
|
|
|
ESMA71-99-1055 |
ESMA proposes a regulatory change to support the Brexit preparations of counterparties to uncleared OTC derivatives |
Brexit, Post Trading, Press Releases |
Press Release |
DOWNLOAD 149.65 KB |
|
|
|
ESMA70-151-1854 |
Final Report on the CO regarding novated trades to the EU |
Post Trading |
Final Report |
DOWNLOAD 464.05 KB |
|
|
|
ESMA71-99-1058 |
ESMA new SC chairs |
Fund Management, Investor protection, Risk monitoring |
Statement |
DOWNLOAD 142.32 KB |
|
|
|
ESMA65-11-1194 |
FIRDS Reference Data XML Schema 1.1.0 |
Trading |
Reference |
DOWNLOAD 44.43 KB |
|
|
|
ESMA65-11-1198 |
Double volume cap reporting instructions |
|
Reference |
DOWNLOAD 948.29 KB |
|
|
|
ESMA22-106-1339 |
Summary of Conclusions Management Board meeting 25 September 2018 |
Management Board |
Summary of Conclusions |
DOWNLOAD 235.38 KB |
|
|
|
ESMA20-92-103 |
ESMA Staff Stakeholder contacts in the Third Quarter 2018 |
About ESMA |
Reference |
DOWNLOAD 428.49 KB |
|
|
|
ESMA70-151-1773 |
Public Statement on CO and TO for intragroup as well as Cat 4 |
Post Trading |
Statement |
DOWNLOAD 147.08 KB |
|
|
|
ESMA22-106-1084 |
SMSG Letter to European Commission Vice-President Dombrovskis on PRIIPS |
Securities and Markets Stakeholder Group |
Letter |
DOWNLOAD 106.35 KB |
|
|
|
ESMA22-106-1296 |
SMSG Opinion on EC request to ESAs on cost and performance of retail investment, insurance and pension products |
Securities and Markets Stakeholder Group |
Opinion |
DOWNLOAD 152.91 KB |
|
|
|
ESMA22-106-1353 |
SMSG Advice Response to ESMA CP on non-significant benchmarks guidelines |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 141.37 KB |
|
|
|
Ref. Ares(2018)5093685 |
Letter from Commission VP Dombrovskis response to ESMA letter on implementation of the MMF Regulation |
Fund Management |
Letter |
DOWNLOAD 54.88 KB |
|
|
|
ESMA35-43-1397 |
CFD Renewal Decision Notice |
Investor protection |
Decision |
DOWNLOAD 101.55 KB |
|
| Related documents |
|
| Summary |
|
| Translated versions |
EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
|
|
|
|
PROC/2018/11 |
Corporate Bond Market – Historical market data - Deadline: 14/11/2018 |
Procurement |
CLOSED Procedure |
DOWNLOAD 228.11 KB |
|
|
|
ESMA71-99-1052 |
European enforcers to focus on new IFRSs and non-financial information in issuers’ 2018 annual reports |
Issuer disclosure, Financial reporting, Press Releases |
Press Release |
DOWNLOAD 264.23 KB |
|
|
|
ESMA32-63-503 |
European common enforcement priorities for 2018 annual financial reports |
Issuer disclosure, Financial reporting |
Statement |
DOWNLOAD 489.61 KB |
|
|
|
ESMA22-106-1338 |
SMSG Advice - Own Initiative Report on Initial Coin Offerings and Crypto-Assets |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 1.52 MB |
|
|
|
ESMA 32-67-510 |
Speech by ESMA Chair Maijoor at Banco de España – CEMFI – FSI High-Level Conference |
Issuer disclosure |
Speech |
DOWNLOAD 288.04 KB |
|
|
|
ESMA71-99-1027 |
ESMA data analysis values EU derivatives market at €660 trillion with central clearing increasing significantly |
Press Releases, Risk monitoring |
Press Release |
DOWNLOAD 238.11 KB |
|
|
|
ESMA 50-165-670 |
Annual statistical report of the EU Derivatives Markets - 2018 |
Risk monitoring |
Report |
DOWNLOAD 1.37 MB |
|
|
|
ESMA31-62-1114 |
2017 Report on EEA prospectus activity |
Prospectus |
Final Report |
DOWNLOAD 385.45 KB |
|
|
|
ESMA71-99-1051 |
Financial Technology: ESMA’s Approach - Speech at the 4th Luxembourg FinTech Conference |
Digital Finance and Innovation |
Speech |
DOWNLOAD 310.13 KB |
|
|
|
ESMA70-155-5905 |
Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits |
Board of Supervisors, Trading |
Decision |
DOWNLOAD 222.28 KB |
|
|
|
ESMA70-155-5775 |
Delegation third country TV post trade transparency |
Board of Supervisors, Trading |
Decision |
DOWNLOAD 219.76 KB |
|
|
|
ESMA22-105-587 |
Annex to the Statement for ECON Hearing on 8 October 2018 |
About ESMA |
Statement |
DOWNLOAD 841.11 KB |
|
|
|
ESMA22-105-588 |
Opening Statement for ECON Hearing on 8 October 2018 |
About ESMA |
Statement |
DOWNLOAD 439.31 KB |
|
|
|
ESMA70-155-2938 |
Opinion on position limits on Swiss Power Base contracts |
Trading |
Opinion |
DOWNLOAD 350.53 KB |
|
|
|
ESMA70-155-1538 |
Opinion on position limits on UK Natural Gas contracts |
Trading |
Opinion |
DOWNLOAD 479.8 KB |
|
|
|
ESMA70-155-2931 |
Opinion on position limits on Phelix DE/AT Base Power contract |
Trading |
Opinion |
DOWNLOAD 530.49 KB |
|
|
|
ESMA70-154-803 |
BoS Decision Notice AT Guidelines Withdrawal |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
DOWNLOAD 512.94 KB |
|
|
|
ESMA22-106-1066 |
Summary of Conclusions Board of Supervisors meeting 11 July 2018 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 432.61 KB |
|
|
|
ESMA70-156-787 |
WFE_Speech_Steven Maijoor |
Speeches |
Speech |
DOWNLOAD 185.2 KB |
|
|
|
ESMA71-99-1046 |
WP 2019 Press Release |
Board of Supervisors, About ESMA, About ESMA |
Press Release |
DOWNLOAD 282.94 KB |
|
|
|
|
|
ESMA20-95-933 |
2019 Work Programme |
Board of Supervisors, About ESMA, About ESMA |
Reference |
DOWNLOAD 470.98 KB |
|
|
|
ESMA70-154-884 |
Opinion on the ancillary activity calculations |
Trading |
Opinion |
DOWNLOAD 0 bytes |
|
|
|
ESMA70-156-236 |
Letter to the Commission on MiFID II third country regime |
Investor protection |
Letter |
DOWNLOAD 152.92 KB |
|
|
|
ESMA35-36-1442 |
IPISC UK withdrawal from the EU Letter |
Investor protection |
Letter |
DOWNLOAD 234.85 KB |
|
|
|
ESMA35-43-1391 |
Notice of ESMA’s Product Intervention Renewal Decision in relation to binary options |
Investor protection |
Reference |
DOWNLOAD 98.36 KB |
|
| Related documents |
|
| Summary |
|
| Translated versions |
EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
, EN
|
|
|
|
RPMMF |
Response form for consultation on MMF stress testing guidelines |
Fund Management |
Reference |
DOWNLOAD 770.87 KB |
|
|
|
ESMA71-99-1043 |
Press release - ESMA consults on stress testing rules for money market funds |
Fund Management |
Press Release |
DOWNLOAD 220.32 KB |
|
|
|
ESMA34-49-131 |
Consultation paper on draft guidelines on stress test scenarios under the MMF Regulation |
Fund Management |
Consultation Paper |
DOWNLOAD 1.28 MB |
|
|
|
ESMA71-99-1041 |
ESMA to renew restriction on CFDs for a further three months |
Investor protection, Press Releases |
Press Release |
DOWNLOAD 148.81 KB |
|
|
|
ESMA22-106-1079 |
Summary of Conclusions Management Board meeting 10 July 2018 |
Management Board |
Summary of Conclusions |
DOWNLOAD 246.68 KB |
|
|
|
ESMA71-319-83 |
Financing Growth in the EU - speech by Verena Ross at the EBS |
Prospectus, Speeches |
Speech |
DOWNLOAD 181.48 KB |
|
|
|
ESMA70-151-1768 |
Final report no.6 on the Clearing Obligation (intragroup) |
Post Trading |
Final Report |
DOWNLOAD 706.77 KB |
|
|
|
ESMA22-106-1301 |
SMSG Advice on Sustainable Finance |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 855.07 KB |
|
|
|
ESMA71-99-1038 |
ESMA to publish new data completeness indicators for trading venues |
Press Releases |
Press Release |
DOWNLOAD 276.79 KB |
|
|
|
BoA D 2018 02 |
Decision in an Appeal by B. against a decision of the European Securities and Markets Authority |
Board of Appeal |
Decision |
DOWNLOAD 382.53 KB |
|
|
|
ESMA50-165-651 |
ESMA working paper on liquidity in EU fixed income markets – Risk indicators and EU evidence |
Risk monitoring |
Report |
DOWNLOAD 1.06 MB |
|
|
|
ESMA22-106-1189 |
CEMA GEA - Application form |
Risk monitoring |
Reference |
DOWNLOAD 33.95 KB |
|
|
|
ESMA22-106-1190 |
Call for expressions of interest: Group of Economic Advisers for ESMA’s Committee for Economic and Markets Analysis |
Risk monitoring |
Reference |
DOWNLOAD 284.27 KB |
|
|
|
esma70-156-769 |
ESMA opinion on MiFID II RTS 1 |
Trading |
Technical Standards |
DOWNLOAD 645.02 KB |
|
|
|
ESMA70-156-780 |
ESMA Letter on EC proposal to endorse RTS 1 amendments |
Trading |
Letter |
DOWNLOAD 56.42 KB |
|
|
|
ESMA71-99-1036 |
Steven Maijoor Keynote New technologies within and beyond capital markets |
Digital Finance and Innovation, Speeches |
Speech |
DOWNLOAD 163.18 KB |
|
|
|
ESMA41-137-1092 |
Delegation_from_the_BoardofSupervisors_opinions on waivers |
|
Reference |
DOWNLOAD 234.34 KB |
|
|
|
ESMA71-99-1027 |
Press release - Volatility spikes underline fragilities and risks to EU securities markets and investors |
Press Releases, Risk monitoring |
Press Release |
DOWNLOAD 237.66 KB |
|
|
|
ESMA 50-165-633 |
ESMA Risk Dashboard No. 3 2018 |
Risk monitoring |
Report |
DOWNLOAD 931.94 KB |
|
|
|
ESMA 50-165-632 |
ESMA report on trends, risks and vulnerabilities 2, 2018 |
Risk monitoring |
Final Report |
DOWNLOAD 3.7 MB |
|
|
|
ESMA70-151-1719 |
Letter to VP Dombrovskis on opinion on SFTR |
Securities Financing Transactions |
Letter |
DOWNLOAD 213.13 KB |
|
|
|
|
|
ESMA70-151-1651 Annex 1 |
Letter from European Commission on SFTR draft RTS |
Securities Financing Transactions |
Letter |
DOWNLOAD 159.5 KB |
|
|
|
|
|
ESMA70-151-1651 |
On the European Commission’s proposed amendments to SFTR |
Securitisation |
Opinion |
DOWNLOAD 405.72 KB |
|
|
|
|
|
ESMA20-92-95 |
ESMA Staff Stakeholder contacts in the Second Quarter 2018 |
About ESMA |
Reference |
DOWNLOAD 329.99 KB |
|
|
|
ESMA33-128-523 |
Steven Maijoor Securitisation ECON Scrutiny Opening Statement |
Securitisation, Speeches |
Speech |
DOWNLOAD 228.13 KB |
|
|
|
ESMA22-106-1098 |
Summary of conclusions - BoS and SMSG meeting 24 May 2018 |
Securities and Markets Stakeholder Group |
Summary of Conclusions |
DOWNLOAD 109.07 KB |
|
|
|
ESMA22-106-1137 |
Summary of conclusions - SMSG meeting 25 May 2018 |
Securities and Markets Stakeholder Group |
Summary of Conclusions |
DOWNLOAD 205.06 KB |
|
|
|
ESMA71-99-1026 |
ESMA to renew prohibition on binary options for a further three months |
Investor protection, Press Releases |
Press Release |
DOWNLOAD 148.63 KB |
|
|
|
ESMA33-128-474 |
Final Report on Technical standards on disclosure requirements under the Securitisation Regulation |
Securitisation |
Final Report |
DOWNLOAD 3.12 MB |
|
|
|
ESMA70-151-1693 |
Response form CP on the Clearing Obligation under EMIR (no. 6) |
Post Trading |
Reference |
DOWNLOAD 769.06 KB |
|
|
|
ESMA02-91-1957 |
Audit Opinion on ESMA Final Accounts Financial Year 2017 |
About ESMA, About ESMA |
Reference |
DOWNLOAD 937.4 KB |
|
|
|
ESMA71-99-1024 |
Press release - Moody's Nordics CRA registration |
Credit Rating Agencies |
Press Release |
DOWNLOAD 224.93 KB |
|
|
|
ESMA70-151-1462 |
ESMA70-151-1462 Communication on clearing and trading obligation for PF |
Trading |
Reference |
DOWNLOAD 123.91 KB |
|
|
|
ESMA34-32-427 |
ESMA letter to EIOPA regarding AIFMD |
Fund Management |
Letter |
DOWNLOAD 203.59 KB |
|
|
|
ESMA70-151-1662 |
Response form for the Consultation Paper no.6 on the Clearing Obligation |
Post Trading |
Reference |
DOWNLOAD 0 bytes |
|
|
|
ESMA71-99-1018 |
Press release - ESMA finds shortcomings in national supervision of efficient portfolio management by UCITS |
Press Releases |
Press Release |
DOWNLOAD 171.36 KB |
|
|
|
ESMA42-111-4479 |
Peer review on the Guidelines on ETFs and other UCITS issues |
Supervisory convergence |
Final Report |
DOWNLOAD 1.11 MB |
|
|
|
ESMA71-99-1023 |
Press release - Nordic Credit Rating AS registered as CRA |
Credit Rating Agencies |
Press Release |
DOWNLOAD 214.63 KB |
|
|
|
2016-1524messages |
Transaction Reporting Message Schemas |
|
Reference |
DOWNLOAD 24.48 KB |
|
|
|
PROC/2018/05 |
Open tender for Consultancy for services in the field of facility management – NEW DEADLINE 11/09/2018 – 15:00 |
Procurement |
CLOSED Procedure |
DOWNLOAD 118.31 KB |
|
|
|
ESMA42-111-4653 |
Follow-up Report to the Peer Review on MiFID Suitability Requirements |
Investor protection |
Report |
DOWNLOAD 435.05 KB |
|
|
|
ESMA65-11-1197 |
DVCAP XML Schema 1.1.0 |
|
Reference |
DOWNLOAD 10.67 KB |
|
|
|
ESMA65-11-1192 |
FIRDS Transparency XML Schema 1.1.0 |
|
Reference |
DOWNLOAD 22.82 KB |
|
|
|
ESMA22-106-1043 |
Summary of Conclusions Board of Supervisors meeting 23-24 May 2018 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 358.77 KB |
|
|
|
ESMA71-99-1017 |
CRA fine - ESMA fines five banks |
Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 223.54 KB |
|
|
|
ESMA41-137-1144 |
Danske - PUBLIC NOTICE |
Credit Rating Agencies |
Reference |
DOWNLOAD 81.01 KB |
|
|
|
ESMA41-137-1145 |
BoS decision-CRA 2-2017- Danske |
Credit Rating Agencies |
Decision |
DOWNLOAD 635.85 KB |
|
|
|
ESMA41-137-1147 |
BoS decision-CRA 2-2017- Svenska Handelsbanken AB |
Credit Rating Agencies |
Decision |
DOWNLOAD 690.73 KB |
|
|
|
ESMA41-137-1150 |
BoS decision-CRA 2-2017- Nordea |
Credit Rating Agencies |
Decision |
DOWNLOAD 714.78 KB |
|
|
|
ESMA41-137-1152 |
BoS decision-CRA 2-2017- Swedbank |
Credit Rating Agencies |
Decision |
DOWNLOAD 715.12 KB |
|
|
|
ESMA41-137-1153 |
BoS decision - CRA 2-2017 - SEB |
Credit Rating Agencies |
Decision |
DOWNLOAD 706.81 KB |
|
|
|
ESMA34-49-128 |
Letter to EC VP Dombrovskis Share Cancellation MMF |
Fund Management |
Letter |
DOWNLOAD 211.7 KB |
|
|
|
|
|
ESMA 33-9-252 |
Consulation Paper on Revised Guidelines on Periodic Reporting by CRAs |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 1.87 MB |
|
|
|
ESMA71-99-1016 |
Press Release - ESMA clarifies endorsement regime for non-EU credit ratings |
|
Press Release |
DOWNLOAD 149.71 KB |
|