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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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164 documents
Date Reference Title Sections Type Main document Info
MOU SFC ESMA MOU on the supervision of CRAs - ESMA and SFC Hong Kong Credit Rating Agencies, International cooperation Reference DOWNLOAD 497.63 KB
10-1541 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis Joint Committee, Audit Letter DOWNLOAD 144.8 KB
10-1541 Annex 2 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CEBS annex Joint Committee, Audit Letter DOWNLOAD 120.57 KB
10-1541 Annex 3 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CEIOPS annex Joint Committee, Audit Letter DOWNLOAD 87.69 KB
10-1541 Annex 1 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CESR annex Joint Committee, Audit Letter DOWNLOAD 159.33 KB
ESMA34-32-418 AIFMD MoUs signed by the EU authorities Fund Management, International cooperation Reference DOWNLOAD 49.99 KB
ESMA/2015/BS/176 A Amendment 2 to the Delegation Agreement - Option A rev1.1 International cooperation Reference DOWNLOAD 178.72 KB
ESMA/2015/BS/176 B Amendment 2 to the Delegation Agreement - Option B rev 1.1 International cooperation Reference DOWNLOAD 178.86 KB
ESMA65-12-1860 Amendment 3 to the Delegation Agreement (FIRDS and TRACE Projects) International cooperation Reference DOWNLOAD 188.54 KB
ESMA65-12-1866 Annex 1.1.A - Description of Tasks (FIRDS Project) International cooperation Reference DOWNLOAD 256.71 KB
ESMA65-12-1867 Annex 1.1.B - Description of Tasks (FIRDS Project) International cooperation Reference DOWNLOAD 258.14 KB
ESMA/2016/1144 Annex 1.3 Annex 1.3 - Description of Tasks International cooperation Reference DOWNLOAD 144.86 KB
ESMA65-12-1929 Annex 2.1 - Project Presentation Document (FIRDS Project) International cooperation Reference DOWNLOAD 966.34 KB
ESMA/2016/1144 Annex 2.3 Annex 2.3 - Project Presentation Document (TRACE Project) International cooperation Reference DOWNLOAD 379.91 KB
ESMA65-316-2651 Annex 3.1 - Instruments SLA International cooperation Reference DOWNLOAD 299.44 KB
ESMA/2016/1144 Annex 3.3 Annex 3.3 - Access to Trade Repositories SLA (TRACE Project) International cooperation Reference DOWNLOAD 293.75 KB
ESMA65-12-1864 Annex 4.1 - Financial contributions (FIRDS Project) International cooperation Reference DOWNLOAD 262.05 KB
ESMA65-12-1931 Annex 4.3 - Financial contributions (TRACE Project) International cooperation Reference DOWNLOAD 253 KB
ESMA65-12-1863 Annex 5.1 - Project Work Plan (FIRDS Project) International cooperation Reference DOWNLOAD 234.25 KB
ESMA/2016/1144 Annex 5.3 Annex 5.3 - Project Work plan (TRACE Project) International cooperation Reference DOWNLOAD 245.92 KB