ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

380 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA84-2037069784-2122 Consultation Paper on the Proposed Revisions to Commission Delegated Regulation (EU) 447/2012 and Annex I of CRA Regulation Credit Rating Agencies Consultation Paper DOWNLOAD 828.51 KB
ESMA43-1868696574-751 ESMA fines Scope EUR 2,197,500 for breaches of conflict of interest obligations - Press Release Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 204.81 KB
ESMA43-1868696574-770 Decision to impose fines in respect of infringements committed by Scope Ratings GmbH Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 591.09 KB
ESMA43-1868696574-745 Public Notice on the decision to impose fines in respect of infringements committed by Scope Ratings GmbH Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 135.04 KB
ESMA74-1103241886-912 Warning on posting Investment Recommendation on social media Investor protection, Market Abuse, Warnings and publications for investors Investor Warning DOWNLOAD 1.03 MB
ESMA84-2037069784-2106 Report on CRA Market Share Calculation 2023 Credit Rating Agencies Report DOWNLOAD 314.13 KB
ESMA80-189-33520 Final report on EU CLO credit ratings – risk of conflicts of interests relating to methodology changes Credit Rating Agencies Final Report DOWNLOAD 606.64 KB
ESMA71-545613100-2402 Making finance work for a sustainable future - Press Release Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Press Releases, Sustainable finance Press Release DOWNLOAD 297.43 KB
ESMA71-702228251-2720 ESMA contributions to sustainable finance - visuals Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Sustainable finance Reference DOWNLOAD 829.77 KB
ESMA24-450544452-1848 Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023 About ESMA, Benchmarks, Board of Supervisors, CCP, Credit Rating Agencies, Digital Finance and Innovation, International cooperation, Investor protection, Issuer disclosure, Market data, Market Integrity, Securitisation, Speeches, Supervisory convergence, Sustainable finance, Trading Reference DOWNLOAD 641.86 KB
Related documents Verena Ross Opening Statement - 2023 ECON Annual Hearing, 23 October 2023
Summary
Translated versions
ESMA74-1103241886-880 Report on Suspicious Transaction and Order Reports (STORs) Market Abuse Report DOWNLOAD 404.04 KB
ESMA33-5-87 Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA Credit Rating Agencies Q&A DOWNLOAD 426.65 KB
ESMA70-449-748 Report on the Call for Evidence on pre-hedging Market Abuse, Market Integrity Report DOWNLOAD 385.4 KB
ESMA80-416-203 Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 189.97 KB
Related documents
Summary
Translated versions BG , DE , EL , ES , FR , GA , IT , NL , PL , PT , SV
ESMA80-416-203 Scope of the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Reference DOWNLOAD 25.5 KB
Related documents
Summary
Translated versions CS , SL , DA , ET , FI , HR , HU , LT , LV , MT , RO , SK
ESMA24-450544452-1791 Jakub Michalik's ECON Opening Statement, 30 May 2023 Investor protection, Market Abuse, Prospectus, Speeches Speech DOWNLOAD 146.93 KB
ESMA50-165-2478 Over 140,000 EEA issuers and instruments rated by CRAs - Press Release Credit Rating Agencies, Market data, Risk monitoring Press Release DOWNLOAD 152.69 KB
ESMA50-165-2477 Market Report on EU Credit Ratings market 2023 Credit Rating Agencies, Market data, Risk monitoring Report DOWNLOAD 1.23 MB
ESMA70-449-741 Compliance table on Guidelines on delay in the disclosure of inside information and interactions with prudential supervision Guidelines and Technical standards, Market Abuse Compliance table DOWNLOAD 217.23 KB
ESMA43-475-63 ESMA fines S&P €1.11 million for failures related to the premature release of credit ratings to the public - Press Release Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 228.56 KB