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10-333 |
Technical Advice - The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies |
CESR Archive, Credit Rating Agencies |
Technical Advice |
DOWNLOAD 4.59 MB |
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2011/5 |
Call for evidence - criteria for endorsement (Article 21 (2)(a) of the draft amended CRA Regulation) |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 218.02 KB |
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EC 21-02-11 |
Letter from Jonathan Faull regarding the extension of the deadline for delivery of ESMA’s advice on the AIFMD |
Fund Management |
Letter |
DOWNLOAD 149.8 KB |
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2011/97 |
Consultation paper - ESMA Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Regulation1060/2009 |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 273.66 KB |
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2011/118 |
Press release - ESMA sets out guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS |
Fund Management, Press Releases |
Press Release |
DOWNLOAD 31.34 KB |
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2011/112 |
Final report - Guidelines to competent authorities and UCITS management companies on risk meas-urement and the calculation of global exposure for certain types of structured UCITS |
Fund Management |
Final Report |
DOWNLOAD 166.5 KB |
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2011/114 |
Consultation paper - ESMA´s Technical Advice to the Commission on Fees for CRA Supervision |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 95.52 KB |
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2011/123 |
Press release - ESMA seeks preliminary views on future rules for alternative investment fund managers |
Fund Management, Press Releases |
Press Release |
DOWNLOAD 39.69 KB |
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2011/121 |
Discussion paper - ESMA’s policy orientations on possible implementing measures under Article 3 of the Alternative Investment Fund Managers Directive |
Fund Management |
Consultation Paper |
DOWNLOAD 186.38 KB |
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2011/144 |
Final advice - ESMA´s Technical Advice to the Commission on Fees for CRAs |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 1.72 MB |
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2011/146 |
Press release - ESMA issues Guidelines on endorsement and clarifies the use for regula-tory purposes of credit ratings issued outside the European Union after 6 June 2011 |
Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 33.42 KB |
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2011/139 |
Final report - Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 653.98 KB |
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2011/155 |
Call for evidence - assessment of compliance of credit rating agencies with Article 8.3 of the Credit Rating Agencies Regulation (1060/2009/EC) |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 69.4 KB |
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2011/156 |
Call for evidence - ratings data periodic reporting requirements for CRAs according to Article 21 (3)(e) of the Draft Amended CRA Regulation |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 88.95 KB |
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2011/170 |
Press release - ESMA and the Japanese FSA exchanged letters establishing the cooperation framework between the EU and Japan for credit rating agencies |
Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 133.72 KB |
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2011/203 |
The European Fund Industry Paradigm |
Fund Management, Speeches |
Speech |
DOWNLOAD 35.65 KB |
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2011/209 |
Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive |
Fund Management |
Consultation Paper |
DOWNLOAD 2.82 MB |
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2011/214 |
Press release - ESMA seeks views on future rules for alternative investment fund managers |
Fund Management, Press Releases |
Press Release |
DOWNLOAD 58.32 KB |
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2011/220 |
Discussion paper - ESMA’s policy orientations on guidelines for UCITS Exchange-Traded Funds and Structured UCITS |
Fund Management |
Consultation Paper |
DOWNLOAD 211.79 KB |
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2011/221 |
Press release - ESMA seeks preliminary views on the potential shape of future regulation of exchange-traded funds and structured UCITS |
Fund Management, Press Releases |
Press Release |
DOWNLOAD 33.85 KB |
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