ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

30 documents
Date Sort ascending Reference Title Sections Type Main document Info
Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR - XLS Short Selling Reference DOWNLOAD 40.72 KB
Market makers - pdf Market makers and authorised primary dealers who are using the exemption under the SSR - PDF Short Selling Reference DOWNLOAD 453.92 KB
Net short thresholds Net short position notification thresholds for sovereign issuers Short Selling Reference DOWNLOAD 27.35 KB
ESMA50-164-770 Links to national websites where net short positions in shares are disclosed Short Selling Reference DOWNLOAD 123.78 KB
ESMA50-164-772 Links to the national websites explaining the procedures for notifications of net short positions Short Selling Reference DOWNLOAD 200.78 KB
ESMA71-99-2040 ACER and ESMA enhance cooperation to strengthen oversight of energy and energy derivative markets Benchmarks, Market Abuse, Market Integrity, Trading, Post Trading, Press Releases Reference DOWNLOAD 203.77 KB
ESMA70-449-672 Call for Evidence on pre-hedging Market Abuse, Market Integrity Reference DOWNLOAD 245.25 KB
ESMA70-449-674 Response form call for evidence pre-hedging Market Abuse, Market Integrity Reference DOWNLOAD 752.93 KB
SSR sanctions Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) Short Selling Reference DOWNLOAD 372.65 KB
ESMA32-384-5357 Annex - Response to EC targeted consultation on the Listing Act Market Abuse, Investor protection, Prospectus Reference DOWNLOAD 836.77 KB
Related documents ESMA response to the Commission consultation on the Listings Act
Summary
Translated versions
ESMA70-156-3914 Response form - Consultation Paper on the review of certain aspects of the SSR Short Selling Reference DOWNLOAD 751.38 KB
ESMA70-156-4731 Response form for the Consultation Paper on MAR Guidelines Market Abuse Reference DOWNLOAD 753.44 KB
ESMA70-145-1020 List of national competent authorities that have increased the thresholds for the notification of transactions of persons discharging managerial responsibilities and closely associated persons Market Abuse Reference DOWNLOAD 211.7 KB
ESMA70-156-2803 Response form - SME Growth Markets Market Abuse, Market Integrity, Trading Reference DOWNLOAD 771.99 KB
Related documents Consultation paper on SME GMs under MiFID II and MAR
Summary
Translated versions
ESMA70-156-1394 Reply form for the Consultation Paper on MAR review report Market Abuse Reference DOWNLOAD 775.94 KB
ESMA71-99-669 ESMA MIFID and MAR Data Systems Market Abuse, Market Integrity, Trading, Market data Reference DOWNLOAD 208.06 KB
2016/200 MiFID registers - information about web service Short Selling, Trading Reference DOWNLOAD 311.04 KB
2014/808 response form Response form to the CP on technical advice under the Market Abuse Regulation (MAR) Market Abuse Reference DOWNLOAD 792.65 KB
Ares(2013)3304576 REQUEST TO ESMA FOR TECHNICAL ADVICE ON POSSIBLE DELEGATED ACTS CONCERNING THE REGULATION ON INSIDER DEALING AND MARKET MANIPULATION (MARKET ABUSE) ((EC)No XX/2013) Market Abuse, Market Integrity Reference DOWNLOAD 56.55 KB
ESMA SSR Review mandate Formal request to ESMA for technical advice on the evalutation of the short selling regulation Short Selling Reference DOWNLOAD 34.44 KB