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92 documents
Date Reference Title Sections Type Main document Info
boa30.18 BoA Decision SEB appeal 30 November 2018 Board of Appeal Decision DOWNLOAD 416.77 KB
ESMA35-43-1397 CFD Renewal Decision Notice Investor protection Decision DOWNLOAD 101.55 KB
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ESMA70-155-5905 Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits Board of Supervisors, Trading Decision DOWNLOAD 222.28 KB
ESMA70-155-5775 Delegation third country TV post trade transparency Board of Supervisors, Trading Decision DOWNLOAD 219.76 KB
BoA D 2018 02 Decision in an Appeal by B. against a decision of the European Securities and Markets Authority Board of Appeal Decision DOWNLOAD 382.53 KB
ESMA41-137-1145 BoS decision-CRA 2-2017- Danske Credit Rating Agencies Decision DOWNLOAD 635.85 KB
ESMA41-137-1147 BoS decision-CRA 2-2017- Svenska Handelsbanken AB Credit Rating Agencies Decision DOWNLOAD 690.73 KB
ESMA41-137-1150 BoS decision-CRA 2-2017- Nordea Credit Rating Agencies Decision DOWNLOAD 714.78 KB
ESMA41-137-1152 BoS decision-CRA 2-2017- Swedbank Credit Rating Agencies Decision DOWNLOAD 715.12 KB
ESMA41-137-1153 BoS decision - CRA 2-2017 - SEB Credit Rating Agencies Decision DOWNLOAD 706.81 KB
BoA 2018-01 Decision in an appeal by A v ESMA Board of Appeal, Joint Committee Decision DOWNLOAD 392.62 KB
BoA 2017 01 FinancialCraft Analytics Sp. z o.o. vs ESMA BoA Decision Board of Appeal, Credit Rating Agencies Decision DOWNLOAD 693 KB
ESMA40-1432018523-304 Decision - Adopting Rules of Procedure on Professional Secrecy Management Board Decision DOWNLOAD 332.94 KB
2016/1131 BoS Decision on Fitch Ratings Limited 21 July 2016 Credit Rating Agencies, Press Releases Decision DOWNLOAD 108.21 KB
2016/408 Decision to adopt a supervisory measure taking the form of a public notice and to impose a fine in accordance with Statement of Findings in accordance with Articles 64(5), 65, 67 and 73 of Regulation (EC) No 648/2012 EMIR Trade Repositories Decision DOWNLOAD 62.47 KB
BOA 2016 001 BoA 2016 - 001 (Decision Kluge v EBA) Board of Appeal Decision DOWNLOAD 196.32 KB
BOA/2015/001 Decision of the Board of Appeal of the European Supervisory Authorities given under Article 60 of Regulation (EU) No 1094/2010 and the Board of Appeal’s Rules of Procedure (BOA 2012 002) Joint Committee, Board of Appeal Decision DOWNLOAD 147.78 KB
2015/1048 Public Notice - ESMA fines DBRS Ratings Limited Credit Rating Agencies Decision DOWNLOAD 186.47 KB
2014/SMSG/002 Decision - Rules of procedure of the Securities and Markets Stakeholder Group Securities and Markets Stakeholder Group Decision DOWNLOAD 131.88 KB
2014/BOA/05 Decision by the ESA BoA concerning Investor Protection Europe sprl Joint Committee, Board of Appeal Decision DOWNLOAD 229.85 KB