ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
79 documents
Date Sort ascending | Reference | Title | Sections | Type | Main document | Info | ||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
ESMA91-1505572268-3071 | Compliance table on the Guidelines on CCP recovery plan scenarios | CCP, Guidelines and Technical standards | Compliance table | DOWNLOAD 182.85 KB | ||||||||
ESMA35-43-3327 | Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 272.27 KB | ||||||||
ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II | Trading | Compliance table | DOWNLOAD 153.21 KB | ||||||||
ESMA34-1615031185-543 | Compliance table on the revised Guidelines on 2022 stress tests scenarios under the MMF Regulation | Fund Management, Guidelines and Technical standards | Compliance table | DOWNLOAD 298.67 KB | ||||||||
ESMA/PAR/2023/OP/0001 | Open procurement procedure – Catering services – DEADLINE 1/9/2023 – 16:00 | Procurement | ONGOING Procedure | DOWNLOAD 100.91 KB | ||||||||
|
||||||||||||
ESMA35-43-1968 | Compliance table - Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 206.07 KB | ||||||||
ESMA81-393-477 | Compliance table on Guidelines on methodology oversight function and record keeping requirements | Benchmarks, Guidelines and Technical standards | Compliance table | DOWNLOAD 233.6 KB | ||||||||
ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | DOWNLOAD 218.1 KB | ||||||||
ESMA50-164-5210 | Compliance table on Guidelines on outsourcing to cloud service providers | Digital Finance and Innovation, Guidelines and Technical standards | Compliance table | DOWNLOAD 198.4 KB | ||||||||
ESMA70-449-741 | Compliance table on Guidelines on delay in the disclosure of inside information and interactions with prudential supervision | Guidelines and Technical standards, Market Abuse | Compliance table | DOWNLOAD 217.23 KB | ||||||||
ESMA32-382-1157 | Compliance table on disclosure requirements under the Prospectus Regulation | Prospectus | Compliance table | DOWNLOAD 144.34 KB | ||||||||
ESMA31-62-1409 | Compliance table GLs on Risk factors | Prospectus | Compliance table | DOWNLOAD 180.41 KB | ||||||||
2016/602 | Compliance table - Guidelines on ETFs and other UCITS issues | Fund Management, Guidelines and Technical standards | Compliance table | DOWNLOAD 139.61 KB | ||||||||
ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 149.47 KB | ||||||||
PROC/2022/06 | Negotiated procedure - PROC/2022/06 - ESG ratings and controversies data – DEADLINE for expression of interest 17/10/2022 – 11.59 p.m. | Procurement | ONGOING Procedure | DOWNLOAD 114.45 KB | ||||||||
PROC/2022/04 | Open procurement procedure – Corporate bond market data – DEADLINE 14/10/2022 – 15:59 | Procurement | ONGOING Procedure | DOWNLOAD 113.49 KB | ||||||||
ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, Trading | Compliance table | DOWNLOAD 180.84 KB | ||||||||
ESMA70-156-350 | Compliance table - Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, Trading | Compliance table | DOWNLOAD 150.17 KB | ||||||||
ESMA34-45-974 | Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs | Fund Management, Guidelines and Technical standards | Compliance table | DOWNLOAD 230.68 KB | ||||||||
PROC/2022/09 | Negotiated procedure - PROC/2022/09 - Crypto data – DEADLINE for expression of interest 17/08/2022 – 23:59 | Procurement | ONGOING Procedure | DOWNLOAD 111.41 KB |