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ESMA70-156-2287 |
Technical Advice to the European Commission on weekly position reports under MiFID II |
Trading, Supervisory convergence |
Technical Advice |
DOWNLOAD 231.84 KB |
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2014/312 |
Technical advice to the European Commission on the information that competent authorities should provide to ESMA pursuant to Article 67(3) of the AIFMD |
Fund Management |
Technical Advice |
DOWNLOAD 330.79 KB |
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2013/1953 |
Technical Advice to the European Commission on the equivalence between the Argentinean regulatory and supervisory framework and the EU regulatory regime for CRAs |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 143.15 KB |
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2013/1965 |
Technical Advice to the Commission on procedural rules to impose fines and periodic penalty payments to Trade Repositories |
Post Trading |
Technical Advice |
DOWNLOAD 385.87 KB |
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2014/1569 |
Technical Advice to the Commission on MiFID II and MiFIR |
Investor protection, Trading |
Technical Advice |
DOWNLOAD 2.8 MB |
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2013/1157 |
Technical advice on third country regulatory equivalence under EMIR – US |
Post Trading |
Technical Advice |
DOWNLOAD 5.06 MB |
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2013/1162 |
Technical advice on third country regulatory equivalence under EMIR – Switzerland |
Post Trading |
Technical Advice |
DOWNLOAD 3.65 MB |
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2013/1161 |
Technical advice on third country regulatory equivalence under EMIR – Singapore |
Post Trading |
Technical Advice |
DOWNLOAD 3.55 MB |
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2013/1158 |
Technical advice on third country regulatory equivalence under EMIR – Japan |
Post Trading |
Technical Advice |
DOWNLOAD 3.76 MB |
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2013/1160 |
Technical advice on third country regulatory equivalence under EMIR – Hong Kong |
Post Trading |
Technical Advice |
DOWNLOAD 3.57 MB |
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2013/1159 |
Technical advice on third country regulatory equivalence under EMIR – Australia |
Post Trading |
Technical Advice |
DOWNLOAD 3.82 MB |
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ESMA35-43-2126 |
Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II |
Investor protection |
Technical Advice |
DOWNLOAD 464.68 KB |
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2013/1703 |
Technical Advice on the feasibility of a network of small and medium-sized CRAs |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 601.05 KB |
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ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi |
Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR |
Investor protection |
Technical Advice |
DOWNLOAD 337.33 KB |
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ESMA33-9-321 |
Technical Advice on Sustainability Considerations in the Credit Rating Market |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 451.01 KB |
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2015/1471 |
Technical Advice on Reducing Sole and Mechanistic Reliance on Credit Ratings |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 1.1 MB |
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2013/626 |
Technical advice on CRA regulatory equivalence on Argentina, Brazil, Mexico, Hong Kong and Singapore |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 840.48 KB |
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2012/259 |
Technical advice on CRA regulatory equivalence - US, Canada and Australia |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 697.78 KB |
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2015/1472 |
Technical Advice on Competition, Choice and Conflicts of Interest in the CRA industry |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 2.48 MB |
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ESMA70-151-2649 |
Technical advice on comparable compliance |
Post Trading |
Technical Advice |
DOWNLOAD 790.06 KB |
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