ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

714 documents
Date Sort ascending Reference Title Sections Type Main document Info
2011/155 Call for evidence - assessment of compliance of credit rating agencies with Article 8.3 of the Credit Rating Agencies Regulation (1060/2009/EC) Credit Rating Agencies Consultation Paper DOWNLOAD 69.4 KB
2011/156 Call for evidence - ratings data periodic reporting requirements for CRAs according to Article 21 (3)(e) of the Draft Amended CRA Regulation Credit Rating Agencies Consultation Paper DOWNLOAD 88.95 KB
2011/146 Press release - ESMA issues Guidelines on endorsement and clarifies the use for regula-tory purposes of credit ratings issued outside the European Union after 6 June 2011 Credit Rating Agencies, Press Releases Press Release DOWNLOAD 33.42 KB
2011/139 Final report - Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 653.98 KB
2011/144 Final advice - ESMA´s Technical Advice to the Commission on Fees for CRAs Credit Rating Agencies Technical Advice DOWNLOAD 1.72 MB
2011/123 Press release - ESMA seeks preliminary views on future rules for alternative investment fund managers Fund Management, Press Releases Press Release DOWNLOAD 39.69 KB
2011/121 Discussion paper - ESMA’s policy orientations on possible implementing measures under Article 3 of the Alternative Investment Fund Managers Directive Fund Management Consultation Paper DOWNLOAD 186.38 KB
2011/118 Press release - ESMA sets out guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS Fund Management, Press Releases Press Release DOWNLOAD 31.34 KB
2011/112 Final report - Guidelines to competent authorities and UCITS management companies on risk meas-urement and the calculation of global exposure for certain types of structured UCITS Fund Management Final Report DOWNLOAD 166.5 KB
2011/114 Consultation paper - ESMA´s Technical Advice to the Commission on Fees for CRA Supervision Credit Rating Agencies Consultation Paper DOWNLOAD 95.52 KB
2011/97 Consultation paper - ESMA Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Regulation1060/2009 Credit Rating Agencies Consultation Paper DOWNLOAD 273.66 KB
EC 21-02-11 Letter from Jonathan Faull regarding the extension of the deadline for delivery of ESMA’s advice on the AIFMD Fund Management Letter DOWNLOAD 149.8 KB
2011/5 Call for evidence - criteria for endorsement (Article 21 (2)(a) of the draft amended CRA Regulation) Credit Rating Agencies Consultation Paper DOWNLOAD 218.02 KB
10-333 Technical Advice - The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies CESR Archive, Credit Rating Agencies Technical Advice DOWNLOAD 4.59 MB