ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

48 documents
Date Sort ascending Reference Title Sections Type Main document Info
2014/1569 Technical Advice to the Commission on MiFID II and MiFIR Investor protection, Trading Technical Advice DOWNLOAD 2.8 MB
2014/1417 ESMA's technical advice to the European Commission on delegated acts required by the UCITS V Directive Fund Management Technical Advice DOWNLOAD 469.49 KB
2014/850rev Technical Advice in accordance with Article 39(b) 2 of the CRA Regulation Credit Rating Agencies Technical Advice DOWNLOAD 370.42 KB
2014/312 Technical advice to the European Commission on the information that competent authorities should provide to ESMA pursuant to Article 67(3) of the AIFMD Fund Management Technical Advice DOWNLOAD 330.79 KB
2014/123 ESMA Technical advice on equivalence of Japan for CCP II - Commodities CCPs Post Trading Technical Advice DOWNLOAD 3.33 MB
2013/1965 Technical Advice to the Commission on procedural rules to impose fines and periodic penalty payments to Trade Repositories Post Trading Technical Advice DOWNLOAD 385.87 KB
2013/1953 Technical Advice to the European Commission on the equivalence between the Argentinean regulatory and supervisory framework and the EU regulatory regime for CRAs Credit Rating Agencies Technical Advice DOWNLOAD 143.15 KB
2013/1703 Technical Advice on the feasibility of a network of small and medium-sized CRAs Credit Rating Agencies Technical Advice DOWNLOAD 601.05 KB
2013/1371 ESMA Technical advice on equivalence of South Korea for CCPs Post Trading Technical Advice DOWNLOAD 1.83 MB
2013/1369 ESMA Technical advice on equivalence of Hong Kong for OTC and TR (Supplement) Post Trading Technical Advice DOWNLOAD 124.15 KB
2013/1372 ESMA Technical advice on equivalence of Singapore for TRs (Supplement) Post Trading Technical Advice DOWNLOAD 500.37 KB
2013/1160 Technical advice on third country regulatory equivalence under EMIR – Hong Kong Post Trading Technical Advice DOWNLOAD 3.57 MB
2013/1162 Technical advice on third country regulatory equivalence under EMIR – Switzerland Post Trading Technical Advice DOWNLOAD 3.65 MB
2013/1161 Technical advice on third country regulatory equivalence under EMIR – Singapore Post Trading Technical Advice DOWNLOAD 3.55 MB
2013/1159 Technical advice on third country regulatory equivalence under EMIR – Australia Post Trading Technical Advice DOWNLOAD 3.82 MB
2013/1158 Technical advice on third country regulatory equivalence under EMIR – Japan Post Trading Technical Advice DOWNLOAD 3.76 MB
2013/1157 Technical advice on third country regulatory equivalence under EMIR – US Post Trading Technical Advice DOWNLOAD 5.06 MB
2013-614 ESMA’s technical advice on short selling regulation Short Selling Technical Advice DOWNLOAD 2.3 MB
2013/626 Technical advice on CRA regulatory equivalence on Argentina, Brazil, Mexico, Hong Kong and Singapore Credit Rating Agencies Technical Advice DOWNLOAD 840.48 KB
2013/302 ESMA’s Technical Advice to the Commission on Fees for Trade Repositories Post Trading Technical Advice DOWNLOAD 1.08 MB