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Market makers - XLS |
Market makers and authorised primary dealers who are using the exemption under the SSR - XLS |
Short Selling |
Reference |
DOWNLOAD 40.72 KB |
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Market makers - pdf |
Market makers and authorised primary dealers who are using the exemption under the SSR - PDF |
Short Selling |
Reference |
DOWNLOAD 453.92 KB |
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Net short thresholds |
Net short position notification thresholds for sovereign issuers |
Short Selling |
Reference |
DOWNLOAD 27.35 KB |
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ESMA42-2004696504-7771 |
Follow-up Report to the Peer Review into supervisory actions aiming at enhancing the quality of data reported under EMIR |
Post Trading, Supervisory convergence |
Report |
DOWNLOAD 419.48 KB |
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ESMA84-858037815-66 |
Consultation on European Green Bond Regulation - Reply form |
Investor protection, Supervisory convergence, Sustainable finance |
Reference |
DOWNLOAD 732.06 KB |
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ESMA84-2037069784-2116 |
Consultation Paper on European Green Bond Regulation |
Investor protection, Supervisory convergence, Sustainable finance |
Consultation Paper |
DOWNLOAD 912.31 KB |
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ESMA34-45-1128 |
Compliance table - Guidelines on performance fees in UCITS and certain types of AIFs |
Fund Management, Guidelines and Technical standards, Supervisory convergence |
Compliance table |
DOWNLOAD 250.6 KB |
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ESMA42-111-4966 |
ESMA Peer Review Methodology |
Supervisory convergence |
Reference |
DOWNLOAD 346.56 KB |
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EMIR 59.3 register |
List of registered trade repositories |
Trade Repositories |
Reference |
DOWNLOAD 52.47 KB |
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ESMA50-524821-3002 |
Working Paper on Market impacts of the 2020 short selling bans |
Risk monitoring, Short Selling |
Report |
DOWNLOAD 742.21 KB |
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ESMA74-362-2351 |
Guidelines on transfer of data between Trade Repositories under EMIR and SFTR |
Guidelines and Technical standards, Market data, Securities Financing Transactions, Trade Repositories |
Guidelines & Recommendations |
DOWNLOAD 321.79 KB |
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Related documents |
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Summary |
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Translated versions |
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ESMA12-2121844265-3173 |
Final report on Guidelines on position calculation under EMIR |
Guidelines and Technical standards, Post Trading, Trade Repositories |
Final Report |
DOWNLOAD 724.51 KB |
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ESMA35-43-349 |
Q&As on MiFID II and MiFIR investor protection topics |
Investor protection, Supervisory convergence |
Q&A |
DOWNLOAD 1.18 MB |
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ESMA70-145-114 |
Q&A on the Benchmarks Regulation (BMR) |
Benchmarks, Supervisory convergence |
Q&A |
DOWNLOAD 730.96 KB |
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ESMA91-1505572268-3108 |
2022 CCP Peer Review on Due diligence of clearing members |
CCP, Supervisory convergence |
Report |
DOWNLOAD 571.53 KB |
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ESMA34-44599010-313 |
Verena Ross' speech at EFAMA Investment Management Forum, 24 November 2023 |
Fund Management, Risk monitoring, Speeches, Supervisory convergence, Sustainable finance |
Speech |
DOWNLOAD 181.58 KB |
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ESMA50-164-770 |
Links to national websites where net short positions in shares are disclosed |
Short Selling |
Reference |
DOWNLOAD 123.78 KB |
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JC 2023 17 |
Joint European Supervisory Authorities’ criteria on the independence of supervisory authorities |
Joint Committee, Supervisory convergence |
Report |
DOWNLOAD 336.07 KB |
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ESMA74-362-2281 |
Guidelines for reporting under EMIR |
Guidelines and Technical standards, Market data, Trade Repositories |
Guidelines & Recommendations |
DOWNLOAD 3.33 MB |
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Related documents |
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Summary |
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Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, GA
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
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ESMA24-450544452-1848 |
Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023 |
About ESMA, Benchmarks, Board of Supervisors, CCP, Credit Rating Agencies, Digital Finance and Innovation, International cooperation, Investor protection, Issuer disclosure, Market data, Market Integrity, Securitisation, Speeches, Supervisory convergence, Sustainable finance, Trading |
Reference |
DOWNLOAD 641.86 KB |
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