|
ESMA 33-9-371 |
Final Report Guidelines Internal Control for CRAs |
Credit Rating Agencies |
Report |
DOWNLOAD 430.48 KB |
|
|
ESMA WP-2020-3 |
ESMA working paper on DVC mechanism and impact on EU equity markets |
Digital Finance and Innovation, Risk monitoring |
Report |
DOWNLOAD 535.76 KB |
|
|
JC 2020 67 |
Joint ESA report on risks and vulnerabilities in the EU financial system 2020 |
Joint Committee, Risk monitoring |
Report |
DOWNLOAD 570.67 KB |
|
|
ESMA WP-2020-2 |
ESMA working paper on Closet indexing indicators and investor outcomes |
Risk monitoring |
Report |
DOWNLOAD 3.56 MB |
|
|
ESMA71-99-1375 |
ESMA sees high risk of decoupling of financial market performance and underlying economic activity |
Risk monitoring |
Press Release |
DOWNLOAD 127.82 KB |
|
|
ESMA50-165-1274 |
ESMA report on trends, risks and vulnerabilities no.2 2020 - statistical annex |
Risk monitoring |
Reference |
DOWNLOAD 3.26 MB |
|
|
ESMA50-165-1287 |
ESMA report on trends, risks and vulnerabilities no.2 2020 |
Risk monitoring |
Final Report |
DOWNLOAD 2.6 MB |
|
|
ESMA33-5-852 |
Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire C |
Credit Rating Agencies |
Reference |
DOWNLOAD 747.02 KB |
|
|
ESMA33-5-850 |
Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire B |
Credit Rating Agencies |
Reference |
DOWNLOAD 740.64 KB |
|
|
ESMA33-5-851 |
Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire A |
Credit Rating Agencies |
Reference |
DOWNLOAD 744.26 KB |
|
|
ESMA41-356-82 |
Public Notice - Scope Ratings GmbH |
Credit Rating Agencies |
Reference |
DOWNLOAD 138.38 KB |
|
|
|
ESMA41-356-77 |
Decision - Scope Ratings GmbH |
Credit Rating Agencies |
Decision |
DOWNLOAD 1022.35 KB |
|
|
|
ESMA71-99-1338 |
Scope Ratings Enforcement Action |
Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 127.88 KB |
|
|
|
ESMA50-165-1179 |
ESMA Risk Dashboard No. 1 2020 |
Risk monitoring |
Reference |
DOWNLOAD 649.24 KB |
|
|
ESMA80-189-6982 |
EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges |
COVID-19, Credit Rating Agencies |
Final Report |
DOWNLOAD 436.43 KB |
|
|
|
ESMA71-99-1327 |
Press Release CLO Thematic Report |
COVID-19, Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 123.56 KB |
|
|
|
ESMA71-99-1301 |
ESMA report stresses impact of costs on retail investor benefits |
Fund Management, Investor protection, Risk monitoring |
Press Release |
DOWNLOAD 109.54 KB |
|
|
ESMA50-165-1107 |
ESMA Risk Dashboard Risk up-date |
COVID-19, Risk monitoring |
Report |
DOWNLOAD 221.33 KB |
|
|
ESMA43-370-103 |
Final report on TA on EMIR 2.2 CCP fines |
CCP, Credit Rating Agencies, Post Trading, Trade Repositories |
Final Report |
DOWNLOAD 478.11 KB |
|
|
ESMA33-5-829 |
Call for evidence on access and use of ratings |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 307.88 KB |
|