ESMA_QA_766
11/04/2023
Subject Matter
Credit institution providing investment services or performing investment activities
Original question
Should a credit institution authorised in accordance with CRD IV/CRR and providing investment services or performing investment activities in accordance with MiFID II/MiFIR be required to apply for an authorisation as an investment firm or a market operator in order to operate a DLT MTF?
Status: Forwarded to EC/Public Consultation/Other
Additional Information
Level 1 Regulation
Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)
Topic
DLT multilateral trading facility (DLT MTF)