ESMA_QA_2168
30/04/2024
Subject Matter
Scope of issuers required to obtain and transmit to CSDs a valid LEI
    Does the new requirement under Article 29(1a) of Regulation (EU) No 909/2014 (CSDR), as amended by Regulation (EU) 2023/2845 (CSDR Refit), apply to all issuers to whom a CSD provides services?

    Does the requirement also apply to issuers of securities in paper form, if the CSD provides ancillary services to those issuers?

    Does the obligation for issuers to obtain and transmit to the CSD a valid legal entity identifier (LEI) apply only to new issuers to whom the CSD provides services, i.e. after the date of entry into force of the requirement?
    Status: Forwarded to EC/Public Consultation/Other

    Additional Information

    Level 1 Regulation
    Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR
    Additional Legal Reference
    Article 29(1a) of Regulation (EU) No 909/2014 (CSDR), as amended by Regulation (EU) 2023/2845 (CSDR Refit)
    Topic
    CSD questions - Organisational requirements (governance arrangements, record keeping, outsourcing, user committee)