ESMA_QA_1242
02/06/2023
Subject Matter
DLT Collective investment undertakings
Original question
Should ETFs or other collective investment undertakings represented by shares be considered as units in collective investment undertakings, rather than shares (transferable securities), thus falling into the bucket specified in Article 3(1), point (c), DLTPR, and hence assessed against the criteria in Article 25(4), point (a), of MiFID II?
Status: Question Published
Additional Information
Level 1 Regulation
Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)
Topic
DLT financial instruments