ESMA_QA_1216
22/06/2023
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Subject Matter
Correct classification of Investment Services and Investment Activities
Can an investment firm which is licensed under the MiFID II Directive, conduct it business such that it is carrying out an investment activity and not providing an investment service?
Status: Question Rejected

Additional Information

Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Additional Legal Reference
MiFID II Article 4 (2) & Annex I Section A
Topic
Best Execution