ESMA_QA_1183
01/07/2012
Subject Matter
Notification of UCITS and UCITS management companies; exchange of information between competent authorities
    Should notification by the UCITS to the competent authorities of the host Member States of a change in the name of the UCITS or in one of its investment compartments be accompanied by an attestation letter?
    ESMA Answer
    01-07-2012

      [ESMA 34-43-392 UCITS Q&A, section 4, Q&A 2b]

      No. When UCITS notify the competent authorities of home Member States of a change in the name of the UCITS or in one of its investment compartments, no UCITS attestation should be transmitted.

      Status: Answer Published

      Additional Information

      Level 1 Regulation
      Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
      Topic
      Disclosures