ESMA_QA_1114
09/01/2015
Subject Matter
Financial derivative instruments - KIID
Original question
What is the scope of application of paragraphs 37, 39 and 40 of the guidelines?
ESMA Answer
09-01-2015
Original language
[ESMA 34-43-392 UCITS Q&A, section 3, Q&A 5c]
Paragraphs 37, 39 and 40 of the guidelines apply to any financial derivative instrument by which UCITS gain exposure to an asset.
Status: Answer Published
Additional Information
Level 1 Regulation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Topic
Disclosures