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415 documents
Date Reference Title Sections Type Main document Info
ESMA71-99-650 Kroll Bond Rating Agency Europe Limited Registration Credit Rating Agencies, Press Releases Statement DOWNLOAD 164.33 KB
ESMA71-99-649 Press Release ICO Statements Digital Finance and Innovation, Press Releases, Warnings and publications for investors Press Release DOWNLOAD 169.52 KB
Related documents ESMA alerts firms involved in Initial Coin Offerings (ICOs) to the need to meet relevant regulatory requirements ESMA alerts investors to the high risks of Initial Coin Offerings (ICOs)
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ESMA71-99-623 Press Release on 2017 Enforcement Priorities Audit, Issuer disclosure, Financial reporting, Press Releases Press Release DOWNLOAD 172.2 KB
ESMA71-99-613 ESMA highlights importance of LEI for MiFIDII/MiFIR compliance Trading, Press Releases Press Release DOWNLOAD 145.53 KB
Related documents Legal Entity Identifier - Briefing Note
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ESMA71-99-599 EBA and ESMA provide guidance to assess the suitability of management body members and key function holders Guidelines and Technical standards, Joint Committee, Investor protection, Press Releases Press Release DOWNLOAD 243.97 KB
Related documents Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
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ESMA71-99-577 ESMA sees valuation risk at highest levels due to financial weakness and geopolitical uncertainty Press Releases, Risk monitoring Press Release DOWNLOAD 131.39 KB
ESMA71-99-521 ESMA recommends improvements in financial information enforcement Financial reporting, Press Releases, Supervisory convergence Press Release DOWNLOAD 148.06 KB
Related documents Peer Review on Guidelines on Enforcement of Financial Information
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ESMA71-99-526 ESMA issues sector-specific principles on relocations from the UK to the EU27 Brexit, Press Releases, Supervisory convergence Press Release DOWNLOAD 157.73 KB
ESMA71-99-514 Press release - ESMA proposes simplifications for prospectuses Press Releases, Prospectus Press Release DOWNLOAD 191.96 KB
Related documents Draft technical advice on format and content of the prospectus Draft technical advice on content and format of the EU Growth prospectus Draft technical advice on scrutiny and approval of the prospectus
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ESMA71-99-466 ESMA fines Moody’s €1.24 million for credit ratings breaches Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 238.35 KB
Related documents Public Notice - Moody's Germany and Moody's United Kingdom
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ESMA71-99-470 ESMA registers Bloomberg Trade Repository Limited as a trade repository Press Releases, Trade Repositories Statement DOWNLOAD 141.48 KB
ESMA71-99-469 ESMA issues principles on supervisory approach to relocations from the UK Brexit, Press Releases, Supervisory convergence Press Release DOWNLOAD 143.31 KB
Related documents General Principles to support supervisory convergence in the context of the UK withdrawing from the EU
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ESMA71-99-468 ESMA consults on Money Market Funds rules Fund Management, Press Releases Press Release DOWNLOAD 144.79 KB
71-99-378 ESMA proposes updates to endorsement guidelines for 3rd country credit ratings Credit Rating Agencies, Press Releases Press Release DOWNLOAD 219.77 KB
Related documents Update of the guidelines on the application of the endorsement regime under Article 4(3) of the Credit Rating Agencies Regulation
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ESMA71-99-374 ESMA publishes final rules to ensure integrity of EU financial benchmarks Benchmarks, Press Releases Press Release DOWNLOAD 166.98 KB
Related documents Draft technical standards under the Benchmarks Regulation
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ESMA71-99-376 Feri EuroRating Services AG CRA registration withdrawn following acquisition Credit Rating Agencies, Press Releases Press Release DOWNLOAD 129.1 KB
ESMA71-99-375 ESMA appoints new members to its Management Board Management Board, Press Releases Press Release DOWNLOAD 145.6 KB
ESMA71-99-371 Press release TRV No. 1, 2017 Press Releases, Risk monitoring Press Release DOWNLOAD 226.09 KB
ESMA71-844457584-345 ESMA publishes 2017 Supervisory Convergence Work Programme Press Releases, Supervisory convergence Press Release DOWNLOAD 151.67 KB
ESMA71-844457584-344 ESMA assesses DLT’s potential and interactions with EU rules Press Releases Press Release DOWNLOAD 234.29 KB