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Prospectus Regulation

• Historical financial information (2454)

Markets in Crypto-Assets Regulation (MiCA)

• Custody agreements in the exercise of rights attached to crypto-assets (2290)
• Commingling clients’ crypto-assets with crypto-assets from other entities of the group when acting as custodian (2578)
• Shared order book model (2579)

Markets in Financial Instruments Directive II (MiFID II) - Investor Protection and Intermediaries

• Scope of the obligation to document face-to-face conversations with clients (2415)
• Scope of the record keeping obligation of telephone conversations and electronic communications (2416)

Markets in Financial Instruments Regulation (MiFIR) Regulation - Secondary Markets

• Trading obligation for shares (1556)

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive

• Updates of notification letters for the cross-border marketing of UCITS (2575)

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