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ESMA publishes guidelines on suitability assessment for management body of market operators and data reporting service providers

28 September 2017

The European Securities and Markets Authority (ESMA) has published its Guidelines for the management body of market operators and data reporting services providers.

 

The Guidelines clarify the criteria to be used to assess whether the management body of market operators and DRSPs, and each of its individual members, are suitable to ensure sound and prudent management of the firms as well as exercise effective responsibility for the activities undertaken by those firms.