CONSULTATIONS

476 ALL CONSULTATIONS

Date Title Sort descending Section Respond Info
From 17/04/2007 to 08/05/2007 CESR's technical advice on a mechanism for determining the equivalence of the generally accepted accounting principles of third countries
SEE RESPONSES
Summary

CESR publishes today a consultation paper entitled:

Documents
From 17/09/2009 to 17/11/2009 CESR's technical advice to the European Commission on level 2 measures relating to mergers of UCITS, master-feeder UCITS structures and cross-border notification of UCITS SEE RESPONSES
Summary

CESR invites responses to this consultation from all stakeholders by 17 November 2009. During the consultation, an open hearing will be held at CESR's premises, full details of which will be made available on CESR's website in due course.

Documents
From 31/03/2005 to 15/05/2005 CESR-CFTC Communiqué SEE RESPONSES
Summary

The Committee of European Securities Regulators (CESR) and the U. S. Commodity Futures Trading Commission (CFTC) released today a Communiqu

Documents
From 01/08/2005 to 23/09/2005 CESR-ESCB joint public statement on Clearing and Settlement SEE RESPONSES
Summary
Documents
From 18/01/2008 to 29/02/2008 CESR/CEBS Call for Evidence on Commodities SEE RESPONSES
Summary

In December 2007 the European Commission issued a Call for Technical Advice related to the review under Articles 65(3)(a), (b) and (d) of MiFID and Article 48(2) of the CRD. CESR and CEBS are requested to deliver its technical advice by end-July 2008.

In order to prepare this advice, CESR…

Documents
From 18/02/2008 to 18/03/2008 CESR/ERGEG Call for evidence on record keeping, transparency, supply contracts and derivatives for electricity and gas SEE RESPONSES
Summary

In December 2007 the European Commission issued a joint mandate to the Committee of European Securities Regulators (CESR) and the European Regulators Group for Electricity and Gas (ERGEG) with a Call for Technical Advice related to Articles 22f and 24f and Recitals 20 and 22 respectively in the…

Documents
From 31/03/2009 to 17/04/2009 CESR/ESCB Consultation on the draft Recommendations for Central Counterparties 1-2, 4-8, 14, and 15 revised for CCPs clearing OTC derivatives SEE RESPONSES
Summary

On 3 June 2008 the Economic and Financial Affairs Council of the European Union (ECOFIN Council) invited the ESCB and CESR to adapt and finalise the ESCB-CESR

Documents
From 27/05/2004 to 21/06/2004 CESR/ESCB Draft Standards for Securities Clearing & Settlement Systems in the European Union SEE RESPONSES
Summary

The ESCB-CESR Working Group would like to thank all who replied to the public consultation on the consultative report entitled

Documents
From 05/02/2007 to 16/04/2007 Clarification of the definitions concerning eligible assets for investment by UCITS: can hedge fund indices be classified as financial indices for the purpose of UCITS? SEE RESPONSES
Summary

The purpose of this consultation paper is to describe CESR's conclusions on Hedge Fund Indices, and to propose draft measures.
The measures proposed will be adopted by CESR at "Level 3". Level 3 measures concern strengthened co-operation between (national) regulators to ensure consistent…

Documents
From 24/06/2019 to 29/07/2019 Collection of evidence on undue short-term pressure from the financial sector on corporations Sustainable finance SEE RESPONSES
Summary

The European Securities and Markets Authority (ESMA) has today published a questionnaire which aims to gather evidence on potential short-term pressures on corporations stemming from the financial sector. 

Considering…

Documents
From 26/03/2008 to 26/06/2008 Common understanding of the obligations imposed by European Regulation 1781/2006 on the information on the payer accompanying funds transfers to payment service providers of payees SEE RESPONSES
Summary
Documents
From 21/10/2004 to 22/12/2004 Concept Paper on how CESR intends to measure equivalence between Third Country GAAP and IAS/IFRS SEE RESPONSES
Summary

Both the newly adopted Prospectus Regulation and the Transparency Directive state that third country issuers (non-EU issuers), who have their securities admitted to trading on an EU regulated market, or who wish to make a public offer of their securities in Europe, will be required, as from 1st…

Documents
From 03/10/2008 to 24/10/2008 Consulation on CESR's technical advice to the European Commission on Indian GAAP SEE RESPONSES
Summary

CESR provides in this advice details of its work and conclusions concerning the equivalence of Indian GAAP in accordance with a mandate from the European Commission.

CESR expects to submit the final advice to the Commission in early November.

Documents
From 19/12/2018 to 19/03/2019 Consulation on Disclosure Requirements Applicable to Credit Ratings Credit Rating Agencies SEE RESPONSES
Summary

Responding to this paper 

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:   

  • respond to the question stated;   
  • indicate the specific…
Documents
From 03/10/2008 to 09/01/2009 Consulation on MAD Level 3 SEE RESPONSES
Summary

CESR is continuing in its efforts to prepare ground for convergent implementation and application of the Market Abuse regime by ensuring that a common approach to the operation of the Directive takes place throughout the EU amongst supervisors. In July 2007, CESR confirmed that CESR-Pol will…

Documents
From 19/08/2008 to 17/10/2008 Consulation on Risk management principles for UCITS SEE RESPONSES
Summary

This consultation paper proposes a framework for guidelines concerning risk management, providing principles and an outline of the key elements for a standard in the risk management process. The principles will be complemented by a paper on the aforesaid technical and quantitative issues related…

Documents
From 15/12/2016 to 15/02/2017 Consultation - Draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR Post Trading SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

Documents
From 31/01/2006 to 31/03/2006 Consultation concerning the transparency directive - storage of regulated information and filing of regulated information SEE RESPONSES
Summary

In July 2005, CESR received from the Commission a mandate for technical advice on implementing measures concerning the transparency directive as regards Officially Appointed Mechanisms (hereinafter called the

Documents
From 03/10/2019 to 29/11/2019 Consultation MAR review Market Abuse SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to…
Documents
From 11/05/2015 to 15/07/2015 Consultation No 4 on the Clearing Obligation under EMIR SEE RESPONSES
Summary

 
Responding to this paper The European Securities and Markets Authority (ESMA) invites responses to the questions listed in this Consultation Paper on the Clearing Obligation under EMIR (no.4).All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your…

Documents