MiFIR Review - Consultation Package 3 | SI ITS (Section 5), RTS 3 (Section 6) and RTS 7 (Section 7)

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This consultation page refers to the MiFIR Review Consultation Package 3 - SI ITS (Section 5), RTS 3 (Section 6) and RTS 7 (Section 7).

To submit your response to the technical advice (Section 3), RTS 1 (Section 4), the RTS on input / output data for shares and ETFs CTP (Section 8) and the flags under RTS 2, please go to this page.

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a clear rationale; and
  • describe any alternatives ESMA should consider.

ESMA will consider all comments received by: 15 October 2024.

Publication of responses

All contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publicly disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.

Data protection

Information on data protection can be found under the heading ‘Legal Notice and Data protection’. 

Who should read this paper?

This consultation paper is of particular interest for trading venues and investment firms, including systematic internalisers (SIs). This consultation paper is also of interest for other stakeholder groups such as the asset management industry, data reporting service providers, as well as industry and consumer associations.

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