Consultation on guidelines on Internalised Settlement Reporting under Article 9 of CSDR

Consultation on guidelines on Internalised Settlement Reporting under Article 9 of CSDR

from 10 July 2017 to 14 September 2017

Details

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a clear rationale; and
  • describe any alternatives ESMA should consider.

ESMA will consider all comments received by 14 September 2017.

All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input - Consultations’.

Publication of responses

All contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publically disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.

The collection of confidential responses is without prejudice to the scope of Regulation (EC) No 1049/2001[1]. Possible requests for access to documents will be dealt in compliance with the requirements and obligations laid down in Regulation (EC) No 1049/2001.

Data protection

Information on data protection can be found at www.esma.europa.eu under the heading Legal Notice

 

[1] Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and Commission documents , (OJ L 145, 31.5.2001, p. 43–48)

1 RELATED DOCUMENTS
Document available for this Consultation
DateReferenceTitleDocument
10/07/2017ESMA70-151-457Consultation paper on guidelines on Internalised Settlement Reporting under Article 9 of CSDR

Responses

Operations
Activity Institution Download
Banking German Banking Industry Committee
Banking German Banking Industry Committee
Banking German Banking Industry Committee
Banking Italian Banking Association
Banking European Banking Federation
Banking DACSI
Banking European Focus Committee of the Association of Global Custodians
Banking State Street Corporation
Banking Deutsche Bank AG
Banking ABN AMRO Clearing Bank N.V.
Investment Services AFTI
Investment Services ASSOCIAZIONE INTERMEDIARI MERCATI FINANZIARI - ASSOSIM
sped47-09-17.pdf (614.07 KB)
Investment Services Swedish Securities Dealers Association
Sovereign Issuers Austrian Federal Economic Chamber, Division Bank and Insurance
Others SWIFT
Others Association for Financial Markets in Europe