Consultation on Draft RTS further specifying the factors that shall be considered by the competent authority and the supervisory college when assessing the CCP recovery plan

Consultation on Draft RTS further specifying the factors that shall be considered by the competent authority and the supervisory college when assessing the CCP recovery plan

from 12 July 2021 to 20 September 2021

Details

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a clear rationale; and
  • describe any alternatives ESMA should consider.

ESMA will consider all comments received by 20 September 2021.

All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input - Consultations’.

Publication of responses

All contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publicly disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.

The collection of confidential responses is without prejudice to the scope of Regulation (EC) No 1049/2001. Possible requests for access to documents will be dealt in compliance with the requirements and obligations laid down in Regulation (EC) No 1049/2001.

2 RELATED DOCUMENTS
Documents available for this Consultation
DateReferenceTitleDocument
12/07/2021ESMA91-372-1356 RTS CCPRRR Recovery Plan Factors
15/07/2021ESMA91-372-1557Response Form to the Consultation Paper on Recovery Plan Factors

Responses

Operations
Activity Institution Download
Central Counterparty (CCP) European Commodity Clearing AG
Central Counterparty (CCP) CCP12 - The Global Association of Central Counterparties
Central Counterparty (CCP) European Association of CCP Clearing Houses
Central Counterparty (CCP) London Stock Exchange Group
Central Counterparty (CCP) Deutsche Börse Group
Trade Repository FIA and ISDA