ESMA_QA_2386
20/12/2024
Subject Matter
Applicability of DORA to third country investment firms
    DORA also applies to the "financial entities" listed in Article 2 DORA. This includes investment firms as defined in Article 4 point (1) of Directive 2014/65/EU. Reference is made to Article 2 subsection 1 under e. in conjunction with Article 3 point (33) of DORA. Does this mean that DORA also applies to investment firms with their seats outside the EU which provide investment services in the EU?
    Status: Question Rejected

    Additional Information

    Level 1 Regulation
    Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)
    Additional Legal Reference
    article 2(1)(e) DORA
    Topic
    Digital operational resilience testing