ESMA_QA_1901
21/09/2023
Subject Matter
Notifications of net short positions existing prior to the application of the Regulation
    In Member States where a national transparency regime was already in place before the Regulation applies, do holders of existing short positions already notified to the concerned competent authority and/or publicly disclosed under that regime have to make new notifications and (if applicable) disclosures according to European regime?

    If so, how should the “position date” field in the form be filled in if the threshold has been crossed before the entry into application of the Regulation?
    ESMA Answer
    08-10-2026

      ESMA Q&A 1901 [Q5.3/A5.3]

      This Q&A was deleted on 08/10/2026.

      Status: Answer Published

      Additional Information

      Level 1 Regulation
      Short Selling Regulation (SSR) Regulation (EU) No 236/2012
      Topic
      Transparency of net short positions