|
ESMA35-43-2748 |
Public statement - Results of the 2020 Common Supervisory Action (CSA) on MiFID II suitability requirements |
Investor protection |
Statement |
DOWNLOAD 161.08 KB |
|
|
ESMA32-61-477 |
Letter to EFRAG on Rate Regulated Activities |
Financial reporting |
Letter |
DOWNLOAD 194.49 KB |
|
|
ESMA32-61-472 |
Letter to IASB on Rate Regulated Activities |
Financial reporting |
Letter |
DOWNLOAD 193.76 KB |
|
|
ESMA32-382-1153 |
Prospectus activity and sanctions report 2020 |
Prospectus |
Report |
DOWNLOAD 458.21 KB |
|
|
ESMA34-32-865 |
Penalties and measures imposed under the AIFMD in 2020 |
Fund Management |
Report |
DOWNLOAD 510 KB |
|
|
ESMA34-45-1269 |
Penalties and measures imposed under the UCITS Directive in 2020 |
Fund Management |
Report |
DOWNLOAD 516.21 KB |
|
|
ESMA35-43-2751 |
Sanctions and measures imposed under MiFID II in 2020 |
Investor protection |
Report |
DOWNLOAD 383.39 KB |
|
|
ESMA35-36-2324 |
CP on Guidelines on certain aspects of the MiFID II remuneration requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 624.54 KB |
|
|
ESMA20-92-186 |
ESMA Staff Stakeholder contacts in the Second Quarter 2021 |
About ESMA |
Reference |
DOWNLOAD 147.39 KB |
|
|
ESMA70-156-4582 |
Report to the EC - CSDR Banking services |
Post Trading |
Report |
DOWNLOAD 727.83 KB |
|
|
ESMA91-372-1561 |
Response Form to the Consultation Paper on SITG methodology |
CCP |
Reference |
DOWNLOAD 625.42 KB |
|
|
ESMA91-372-1560 |
Response Form to the Consultation Paper on Recovery Plan Scenarios |
CCP |
Reference |
DOWNLOAD 625.07 KB |
|
|
ESMA91-372-1559 |
Response Form to the Consultation Paper on conditions for recompense |
CCP |
Reference |
DOWNLOAD 624.91 KB |
|
|
ESMA91-372-1557 |
Response Form to the Consultation Paper on Recovery Plan Factors |
CCP |
Reference |
DOWNLOAD 625.29 KB |
|
|
ESMA91-372-1556 |
Response Form to the Consultation Paper on Early Intervention Measures |
CCP |
Reference |
DOWNLOAD 624.35 KB |
|
|
ESMA91-372-1555 |
Response Form to the Consultation Paper on restrictions of dividends |
CCP |
Reference |
DOWNLOAD 623.77 KB |
|
|
ESMA 91-372-1558 |
Response Form to the Consultation Paper on Recovery Plan Indicators |
CCP |
Reference |
DOWNLOAD 624.93 KB |
|
|
ESMA70-156-4563 |
3rd Annual Report on supervisory measures and penalties under EMIR |
Post Trading |
Report |
DOWNLOAD 997.75 KB |
|
|
ESMA 32-63-365 |
List of decisions published from the EECS’s Database of Enforcement |
Financial reporting |
Reference |
DOWNLOAD 243.01 KB |
|
|
ESMA32-63-1192 |
25th Extract from the EECS’s Database of Enforcement |
Financial reporting |
Report |
DOWNLOAD 641.78 KB |
|