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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

6508 documents
Date Sort descending Reference Title Sections Type Main document Info
2011/BS/229 Decision of the European Securities and Markets Authority establishing its Review Panel Board of Supervisors, About ESMA, Supervisory convergence Decision DOWNLOAD 35.86 KB
2011/460 Press Release - ESMA extends transitional period for use of non-EU credit ratings, Australian CRA regime endorsed Credit Rating Agencies, Press Releases Press Release DOWNLOAD 164.63 KB
2011/445 Consultation paper on guidelines on certain aspects of the MiFID suitability requirements Investor protection Consultation Paper DOWNLOAD 355.06 KB
2011/446 Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements Investor protection Consultation Paper DOWNLOAD 393.94 KB
2011/461 Final report - Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 Credit Rating Agencies Technical Standards DOWNLOAD 555.25 KB
2011/462 Final Report - Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation Credit Rating Agencies Technical Standards DOWNLOAD 445.83 KB
2011/463 Final report - Regulatory technical standards on the information for registration and certification of credit rating agencies Credit Rating Agencies Technical Standards DOWNLOAD 444.79 KB
2011/464 Final report - Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA Credit Rating Agencies Technical Standards DOWNLOAD 485.78 KB
2011/456 Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Trading Guidelines & Recommendations DOWNLOAD 407 KB
Related documents Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities
Summary
Translated versions
2011/457 ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities Press Releases, Trading Press Release DOWNLOAD 151.9 KB
2011/330 final ESMA 2012 Work Programme About ESMA Reference DOWNLOAD 751.64 KB
2011/412_bg Търговия с чуждестранна валута (Форекс) Warnings and publications for investors Investor Warning DOWNLOAD 191.58 KB
2011/412_cs Obchodování s cizí měnou (forex trading) Warnings and publications for investors Investor Warning DOWNLOAD 186.3 KB
2011/412_da Valutahandel (forex) Warnings and publications for investors Investor Warning DOWNLOAD 41.41 KB
2011/412_nl Handel in valuta Warnings and publications for investors Investor Warning DOWNLOAD 38.49 KB
2011/412_et Valuutaga kauplemine Warnings and publications for investors Investor Warning DOWNLOAD 38.66 KB
2011/412_fi Kaupankäynti valuuttamarkkinoilla (forex) Warnings and publications for investors Investor Warning DOWNLOAD 39.1 KB
2012/10 Interpretation of the Mineral Companies Recommendations for cement companies Prospectus, Issuer disclosure Letter DOWNLOAD 41.27 KB
2011/412_fr Opérations de change (Forex) Warnings and publications for investors Investor Warning DOWNLOAD 40.34 KB
2011/412_de Devisenhandel (Forex Trading) Warnings and publications for investors Investor Warning DOWNLOAD 40.15 KB