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ESMA42-1643088512-2962 |
ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution |
Investor protection, Trading, Supervisory convergence |
Report |
DOWNLOAD 774.17 KB |
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ESMA 35-30-473 |
Call for expressions of interest - Consultative Working Group for ESMA’s IPISC 2017 |
Investor protection |
Reference |
DOWNLOAD 270.59 KB |
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esma35-30-479 |
IPISC CWG Application form 2017 |
Investor protection |
Reference |
DOWNLOAD 211.55 KB |
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ESMA35-36-794 |
Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID |
Investor protection |
Q&A |
DOWNLOAD 948.76 KB |
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ESMA35-43-620 |
Final report on guidelines on MiFID II product governance requirements |
Investor protection |
Final Report |
DOWNLOAD 713.52 KB |
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Delegation agreement - SE/DK |
Delegation Agreement between Finanstilsynet and Finansinspektionen |
Investor protection, Trading |
Reference |
DOWNLOAD 113.56 KB |
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ESMA35-36-885 |
Product Intervention - General Statement |
Digital Finance and Innovation, Investor protection |
Statement |
DOWNLOAD 123.04 KB |
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ESMA35-43-762 |
Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union |
Brexit, Investor protection, Supervisory convergence |
Opinion |
DOWNLOAD 236.23 KB |
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ESMA35-43-748 |
Consultation Paper on guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 740.94 KB |
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Delegation agreement - FI/DK |
Delegation Agreement between Finanssivalvonta and Finansinspektionen |
Investor protection, Trading |
Reference |
DOWNLOAD 233.71 KB |
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ESMA71-99-598 |
Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 1.48 MB |
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ESMA71-99-599 |
EBA and ESMA provide guidance to assess the suitability of management body members and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection, Press Releases |
Press Release |
DOWNLOAD 243.97 KB |
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ESMA71-99-608 |
Annex (Template for the Assessment of Collective Suitability) |
Guidelines and Technical standards, Investor protection |
Reference |
DOWNLOAD 72.7 KB |
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ESMA35-42-597 |
Speech by Steven Maijoor on financial education and investor protection in Europe - IOSCO World Investor Week |
Investor protection, Speeches |
Speech |
DOWNLOAD 222.15 KB |
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ESMA42-111-4285 |
Peer review on certain aspects of the compliance function under Mi-FID I |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 1.25 MB |
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ESMA71-99-661 |
Peer Review on MiFID Compliance Function Press Release |
Investor protection, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 149.89 KB |
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ESMA71-99-910 |
Statement on preparatory work of the European Securities and Markets Authority in relation to CFDs and binary options offered to retail clients |
Investor protection, Warnings and publications for investors |
Statement |
DOWNLOAD 209.47 KB |
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ESMA35-43-904 |
Call for Evidence – Potential product intervention measures on contracts for differences and binary options to retail clients |
Investor protection |
Consultation Paper |
DOWNLOAD 306.85 KB |
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ESMA71-99-930 |
Product Intervention Call for Evidence PR |
Investor protection, Press Releases |
Press Release |
DOWNLOAD 138.63 KB |
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ESMA35-43-620 |
Guidelines on MiFID II product governance requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 379.55 KB |
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| Related documents |
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| Summary |
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| Translated versions |
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, FI
, FR
, HR
, HU
, IT
, LT
, LV
, MT
, NL
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