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ESMA32-63-1465 |
27th Extract from the EECS’s Database of Enforcement |
Financial reporting |
Report |
DOWNLOAD 629.39 KB |
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ESMA32-63-1385 |
2022 Corporate Reporting Enforcement and Regulatory Activities Report |
Corporate Finance, Electronic reporting, Prospectus |
Annual Report |
DOWNLOAD 1.43 MB |
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ESMA35-36-2819 |
Final Report on the Review of the ITS on cooperation in supervisory activities under MiFID II |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 340.28 KB |
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ESMA74-362-2804 |
Consultation Paper on the amendments to Guidelines on position calculation under EMIR - Reply form |
Post Trading, Trade Repositories |
Reference |
DOWNLOAD 696.24 KB |
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ESMA74-362-2724 |
Consultation Paper on the amendments to Guidelines on position calculation under EMIR |
Post Trading, Trade Repositories |
Consultation Paper |
DOWNLOAD 833.38 KB |
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ESMA35-43-3547 |
Public Statement on derivatives on fractions of shares |
Investor protection |
Statement |
DOWNLOAD 103.95 KB |
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ESMA65-11-243 |
Terms of Reference - IT Standing Committee |
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Reference |
DOWNLOAD 160.96 KB |
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ESMA35-43-3448 |
Final report on MiFID II guidelines on product governance |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 865.85 KB |
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ESMA91-372-1701 |
Guidelines on CCP recovery plan scenarios (Article 9(12) of CCPRRR) |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 359.62 KB |
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ESMA91-372-1702 |
Guidelines on CCP recovery plan indicators (Article 9(5) CCPRRR) |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 410.19 KB |
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| Related documents |
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| Summary |
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| Translated versions |
BG
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, DE
, EL
, ES
, ET
, FI
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, GA
, HR
, HU
, IT
, LT
, LV
, MT
, NL
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, RO
, SK
, SL
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ESMA43-475-63 |
ESMA fines S&P €1.11 million for failures related to the premature release of credit ratings to the public - Press Release |
Board of Supervisors, Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 228.56 KB |
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ESMA43-475-40 |
BoS Decision - S&P Global Ratings Europe Limited |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 525.03 KB |
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ESMA43-475-60 |
Public Notice - S&P Global Ratings Europe Limited |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 75.18 KB |
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ESMA34-466-295 |
Verena Ross' speech at ALFI Conference 2023 on the macro-prudential supervision of investment funds, 21 March 2023 |
Fund Management, Speeches |
Speech |
DOWNLOAD 171.63 KB |
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| Summary |
The macro-prudential supervision of investment funds – from a global debate to a balanced European regulatory frameworks
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ESMA24-436-1547 |
ESMA letter regarding concerns with changes to the insider list regime |
Investor protection, Market Integrity, Trading |
Letter |
DOWNLOAD 159.66 KB |
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ESMA22-106-4551 |
SMSG advice on additional questions relating to greenwashing |
Securities and Markets Stakeholder Group, Sustainable finance |
SMSG Advice |
DOWNLOAD 382.68 KB |
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MoU Israel |
Memorandum of Understanding between ESMA and the Israel Securities Authority Related to CCPs Established in Israel |
CCP, International cooperation |
Reference |
DOWNLOAD 211.66 KB |
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EFIF |
EFIF Summary of the Feburary 2023 meeting |
Joint Committee |
Summary of Conclusions |
DOWNLOAD 150.36 KB |
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ESMA70-156-4448 |
Q&As - Central Securities Depositories Regulation |
Post Trading, Supervisory convergence |
Q&A |
DOWNLOAD 608.2 KB |
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ESMA71-99-2106 |
Joint ESAs-ECB Statement on disclosure on climate change for structured finance products |
Securitisation |
Statement |
DOWNLOAD 136.34 KB |
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