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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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7278 documents
Date Reference Title Sections Type Main document Info
2014/45 Production of ESMA’s 2013 Annual Report Procurement CLOSED Procedure DOWNLOAD 36.6 KB
BoA 2013-014 Board of Appeal Decision Global Private Rating Company v. ESMA Joint Committee, Board of Appeal Decision DOWNLOAD 361.96 KB
2013/1932 Deadlines for the submission of draft technical standards Prospectus, Issuer disclosure Letter DOWNLOAD 51.91 KB
2013/1940 Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms Technical Standards DOWNLOAD 622.16 KB
2013/1986 2013 Calendar of the Chair and Executive Director of ESMA About ESMA Reference DOWNLOAD 213.22 KB
2013/1974 Revision of the provisions on diversification of collateral in ESMA’s guidelines on ETFs and other UCITS issues Fund Management Consultation Paper DOWNLOAD 202.22 KB
2013/1970 Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus Prospectus, Issuer disclosure Technical Standards DOWNLOAD 713.74 KB
2013/SMSG/022 Summary of conclusions of the SMSG meeting on 25-26 September 2013 Securities and Markets Stakeholder Group Reference DOWNLOAD 74.17 KB
2013/SMSG/020 Response to the Consultation Paper ESMA Guidelines on enforcement of financial information Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 67.09 KB
2013/SMSG/018 Advice on Discussion Paper – The Clearing Obligation under EMIR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 46.94 KB
2013/SMSG/017 Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 27.43 KB
2013/MB/81 Summary of conclusions MB meeting 23/09/13 Management Board Reference DOWNLOAD 82.52 KB
2013/BS/197 Summary of conclusions BoS meeting 07/11/13 Board of Supervisors Reference DOWNLOAD 97.67 KB
2013/1951 IASB's Discussion Paper-A Review of the Conceptual Framework for financial Reporting Issuer disclosure Letter DOWNLOAD 612.18 KB
2013/1952 EFRAG draft comment letter on the IASB's Discussion Paper on A reveiw of the Conceptual Framework for Financial reporting Issuer disclosure Letter DOWNLOAD 630.89 KB
2013/1953 Technical Advice to the European Commission on the equivalence between the Argentinean regulatory and supervisory framework and the EU regulatory regime for CRAs Credit Rating Agencies Technical Advice DOWNLOAD 143.15 KB
2013/1944 Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation Prospectus, Issuer disclosure Opinion DOWNLOAD 75.6 KB
2013/1943 ESMA Data on Prospectuses Approved and Passported—January 2013 to June 2013 Prospectus, Issuer disclosure Final Report DOWNLOAD 338.17 KB
ESA/2013/035 Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) Joint Committee Opinion DOWNLOAD 142.63 KB
OJ/05/12/2013-PROC/2013/009 Consultancy Services (Deadline for submission: [UPDATED] new deadline 20/02/2014) Procurement CLOSED Procedure DOWNLOAD 597.92 KB