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7310 documents
Date Reference Title Sections Type Main document Info
2016/472 ESMA publishes UCITS remuneration guidelines Fund Management, Press Releases Press Release DOWNLOAD 113.03 KB
Related documents Letter to European Commission, European Council and European Parliament on the Proportionality principle and remuneration rules in the financial sector Guidelines on sound remuneration policies under the UCITS Directive and AIFMD
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Translated versions
2016/412 Letter to European Commission, European Council and European Parliament on the Proportionality principle and remuneration rules in the financial sector Fund Management Letter DOWNLOAD 154.73 KB
Related documents ESMA publishes UCITS remuneration guidelines Guidelines on sound remuneration policies under the UCITS Directive and AIFMD
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UCITS RF UCITS Infringement reporting form template Fund Management Reference DOWNLOAD 51.1 KB
2016/SMSG/004 Summary of Conclusions SMSG meeting 03/02/2016 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 208.58 KB
2016/468 ESMA fines DTCC Derivatives Repository Limited €64,000 for data access failures Press Releases, Trade Repositories Press Release DOWNLOAD 166.05 KB
2016/408 Decision to adopt a supervisory measure taking the form of a public notice and to impose a fine in accordance with Statement of Findings in accordance with Articles 64(5), 65, 67 and 73 of Regulation (EC) No 648/2012 EMIR Trade Repositories Decision DOWNLOAD 62.47 KB
2016/444 CP on MAR GL on information on commodities Market Abuse Consultation Paper DOWNLOAD 486.36 KB
2016/406 ESMA publishes report on EU accounting enforcement in 2015 Issuer disclosure, Financial reporting, Press Releases, Supervisory convergence Press Release DOWNLOAD 121.47 KB
2016/410 ESMA Report on Enforcement and Regulatory Activities of Accounting Enforcers in 2015 Issuer disclosure, Financial reporting, Supervisory convergence Report DOWNLOAD 692.52 KB
2015/1886 EN Guidelines for the assessment of knowledge and competence Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 308.18 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
MoU for South Korea Signed MoU for South Korea Post Trading Reference DOWNLOAD 176.89 KB
2016/404 Letter EU Comm Guersent - Non-equity transparency Trading Letter DOWNLOAD 125.94 KB
2016/403 Letter EU Comm Guersent - Ancillary Activity Trading Letter DOWNLOAD 96.03 KB
2016/402 Letter EU Comm Guersent - position limits Trading Letter DOWNLOAD 96.65 KB
ESMA70-152-2526 Practical Guidance for the recognition of Third-Country Post Trading Reference DOWNLOAD 214.33 KB
2016/348 Report on Trends, Risks and Vulnerabilities No.1, 2016 Risk monitoring Final Report DOWNLOAD 3.13 MB
2016/349 Risk Dashboard No.1, 2016 Risk monitoring Reference DOWNLOAD 874.51 KB
2016/366 ESMA maintains market risk indicator at highest level Press Releases, Risk monitoring Press Release DOWNLOAD 117.11 KB
PROC/2016/09 Low value negotiated tender for SFT Regulation Technical Standards – Cost Benefit Analysis Procurement CLOSED Procedure DOWNLOAD 142.88 KB
2016/356 Reply form Reply form DP SFTR Post Trading Reference DOWNLOAD 794.56 KB
Related documents Discussion paper - Draft RTS and ITS under SFTR
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