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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

6610 documents
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ESMA70-156-6414 Reply form to MiFIR Review - Consultation Package 3 (technical advice (Section 3), RTS 1 (Section 4), the RTS on input/output data for shares and ETFs CTP (Section 8) and the flags under RTS 2) Trading Reference DOWNLOAD 702.34 KB
ESMA70-156-6414 Reply form to MiFIR Review - Consultation Package 3 SI ITS (Section 5), RTS 3 (Section 6) and RTS 7 (Section 7) Trading Reference DOWNLOAD 699.16 KB
ESMA74-2134169708-7011 MiFIR Review - Consultation Package 3 (equity transparency, volume cap, circuit breakers, SI, the equity CTP, flags under RTS 2) Trading Consultation Paper DOWNLOAD 3.64 MB
ESMA50-524821-3402 TRV Article - Neo-brokers in the EU: Developments, benefits and risks Investor protection, Risk monitoring Report DOWNLOAD 314.83 KB
ESMA34-46-101 Register of authorised European long-term investment funds (ELTIFs) Fund Management Reference DOWNLOAD 47.42 KB
ESMA74-1505669078-6673 Consultation Paper on the Draft technical standards amending Regulation (EU) 2017/392 and Regulation (EU) 2017/394 under CSDR on review and evaluation - Reply form Post Trading Reference DOWNLOAD 705.72 KB
Related documents Consultation Paper on the Draft technical standards amending Regulation (EU) 2017/392 and Regulation (EU) 2017/394 under CSDR on review and evaluation
Summary
Translated versions
ESMA74-2119945925-2037 Consultation Paper on the Technical Advice on the Scope of CSDR Settlement Discipline - Reply form Post Trading Reference DOWNLOAD 707.24 KB
Related documents Consultation Paper on the Technical Advice on the Scope of CSDR Settlement Discipline
Summary
Translated versions
ESMA74-2119945925-2041 Consultation Paper on the Draft RTS on the information notified by third-country CSDs - Reply form Post Trading Reference DOWNLOAD 701.54 KB
Related documents Consultation Paper on the Draft RTS on the information notified by third-country CSDs
Summary
Translated versions
ESMA74-2119945925-1996 Consultation Paper on the Draft technical standards amending Regulation (EU) 2017/392 and Regulation (EU) 2017/394 under CSDR on review and evaluation Post Trading Consultation Paper DOWNLOAD 606.54 KB
Related documents Consultation Paper on the Draft technical standards amending Regulation (EU) 2017/392 and Regulation (EU) 2017/394 under CSDR on review and evaluation - Reply form
Summary
Translated versions
ESMA74-2119945925-1976 Consultation Paper on the Technical Advice on the Scope of CSDR Settlement Discipline Post Trading Consultation Paper DOWNLOAD 424.88 KB
Related documents Consultation Paper on the Technical Advice on the Scope of CSDR Settlement Discipline - Reply form
Summary
Translated versions
ESMA74-2119945925-1984 Consultation Paper on the Draft RTS on the information notified by third-country CSDs Post Trading Consultation Paper DOWNLOAD 442.75 KB
Related documents Consultation Paper on the Draft RTS on the information notified by third-country CSDs - Reply form
Summary
Translated versions
ESMA91-1505572268-3627 5th CCP Stress Test Report CCP Report DOWNLOAD 3.62 MB
Related documents 5th CCP Stress Test FAQ ESMA’s stress test of Central Counterparties finds clearing system resilient - Press Release
Summary

“10/07/2024 update: CCP names have been corrected in paragraphs 107 and 111.”

Translated versions
ESMA71-545613100-2541 ESMA’s stress test of Central Counterparties finds clearing system resilient - Press Release CCP, Press Releases Press Release DOWNLOAD 190.95 KB
Related documents 5th CCP Stress Test Report 5th CCP Stress Test FAQ
Summary
Translated versions
ESMA91-1505572268-3847 5th CCP Stress Test FAQ CCP Reference DOWNLOAD 443.87 KB
Related documents 5th CCP Stress Test FAQ ESMA’s stress test of Central Counterparties finds clearing system resilient - Press Release
Summary
Translated versions
ESMA 34-1985693317-1133 Consultation Paper on the Regulatory Technical Standards on Liquidity Management Tools under the AIFMD and UCITS Directive - Reply form Fund Management Reference DOWNLOAD 879.79 KB
Related documents Consultation Paper on the Draft Regulatory Technical Standards on Liquidity Management Tools under the AIFMD and UCITS Directive
Summary
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ESMA 34-1985693317-1132 Consultation Paper on the Guidelines on Liquidity Management Tools of UCITS and open-ended AIFs - Reply form Fund Management Reference DOWNLOAD 881.28 KB
Related documents Consultation Paper on the Guidelines on Liquidity Management Tools of UCITS and open-ended AIFs
Summary
Translated versions
ESMA71-545613100-2561 ESMA consults on Liquidity Management Tools (LMT) for funds - Press Release Fund Management, Press Releases Press Release DOWNLOAD 160.68 KB
ESMA34-1985693317-1097 Consultation Paper on the Guidelines on Liquidity Management Tools of UCITS and open-ended AIFs Fund Management Consultation Paper DOWNLOAD 778.43 KB
Related documents Consultation Paper on the Guidelines on Liquidity Management Tools of UCITS and open-ended AIFs - Reply form
Summary
Translated versions
ESMA34-1985693317-1095 Consultation Paper on the Draft Regulatory Technical Standards on Liquidity Management Tools under the AIFMD and UCITS Directive Fund Management Consultation Paper DOWNLOAD 573.99 KB
Related documents Consultation Paper on the Regulatory Technical Standards on Liquidity Management Tools under the AIFMD and UCITS Directive - Reply form
Summary
Translated versions
ESMA50-164-4045 Compliance table on the Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation Fund Management Compliance table DOWNLOAD 171.02 KB