|
|
09-955 |
Consultation paper - Guidance on Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance |
CESR Archive |
Consultation Paper |
DOWNLOAD 668.56 KB |
|
|
|
09-822a |
Feedback statement - CESR’s consultation on CRAs Central Repository |
CESR Archive |
CESR Document |
DOWNLOAD 198.05 KB |
|
|
|
09-850 |
Consultation paper - A common definition of European money market funds |
CESR Archive |
Consultation Paper |
DOWNLOAD 248.61 KB |
|
|
|
AMLFT 09 |
3L3 Press Release on the Committees' compendium paper on the supervisory implementation practices of the Third Money Laundering Directive |
CESR Archive |
Press Release |
DOWNLOAD 81.42 KB |
|
|
|
AMLTF 09 |
3L3 Compendium Paper on the supervisory implementation practices across EU Member States of the Third Money Laundering Directive [2005/60/EC] |
CESR Archive |
Final Report |
DOWNLOAD 625.7 KB |
|
|
|
09-665 |
Consultation paper - Understanding the definition of advice under MiFID |
CESR Archive |
Consultation Paper |
DOWNLOAD 302.13 KB |
|
|
|
09-807 |
CESR's comment letter to EFRAG’s draft response on the ED Discount Rate for Employee Benefits. |
CESR Archive |
Letter |
DOWNLOAD 59.19 KB |
|
|
|
09-780 |
CESR’s response to EFRAG’s draft comment letter on the IASB’s Exposure Draft Fair Value Measurement |
CESR Archive |
Letter |
DOWNLOAD 208.68 KB |
|
|
|
09-895 |
CESR’s response to the IASB’s Exposure Draft Fair Value Measurement |
CESR Archive |
Letter |
DOWNLOAD 197.22 KB |
|
|
|
09-903 |
CESR’s response to EFRAG’s draft comment letter on IFRIC’s Draft Interpretation D25 Extinguishing Financial Liabilities with Equity Instruments |
CESR Archive |
Letter |
DOWNLOAD 92.82 KB |
|
|
|
09-837 |
Consultation paper - Trade Repositories in the European Union |
CESR Archive |
Consultation Paper |
DOWNLOAD 155.92 KB |
|
|
|
09-845 |
Letter - CESR’s response to the European Commission’s consultation on the UCITS depositary function |
CESR Archive |
Letter |
DOWNLOAD 116.03 KB |
|
|
|
09-781 |
CESR’s response to the European Commission’s consultation on the UCITS depositary function |
CESR Archive |
Final Report |
DOWNLOAD 286.43 KB |
|
|
|
09-374 |
Final report of the Review Panel concerning the updated self assessment and peer review of CESR's Standard No.1 on financial information |
CESR Archive |
Final Report |
DOWNLOAD 550.31 KB |
|
|
|
09-664 |
Press release - CESR re-assesses application of its Standard No. 1 on financial information in Europe |
CESR Archive |
Press Release |
DOWNLOAD 113.02 KB |
|
|
|
3L3 PR 23/09/09 |
Press release - The Level 3 Committees welcome the new institutional arrangements on European financial supervision |
CESR Archive |
Press Release |
DOWNLOAD 43.91 KB |
|
|
|
09-783 |
CESR's response to the Commission Consultation Document on the possible initiatives to enhance the resilience of OTC Derivatives Markets |
CESR Archive |
Final Report |
DOWNLOAD 149.96 KB |
|
|
|
09-707 |
CESR data on prospectuses approved and passported - January 2009 to June 2009 |
CESR Archive |
Final Report |
DOWNLOAD 110.46 KB |
|
|
|
09-785 |
Consultation paper - CESR’s technical advice to the European Commission on level 2 measures relating to mergers of UCITS, master-feeder UCITS structures and cross-border notification of UCITS |
CESR Archive |
Consultation Paper |
DOWNLOAD 326.31 KB |
|
|
|
09-796 |
CESR's response to EFRAG’s draft comment letter on the IASB’s Exposure Draft Financial Instruments: Classification and Measurement |
CESR Archive |
Letter |
DOWNLOAD 170.1 KB |
|
|
|
09-861 |
CESR comment letter on IASB’s Exposure Draft Financial Instruments: Classification and Measurement |
CESR Archive |
Letter |
DOWNLOAD 170.62 KB |
|
|
|
09-787 |
CESR's response to EFRAG’s draft comment letter on the IASB’s Exposure Draft Classification of Rights Issues |
CESR Archive |
Letter |
DOWNLOAD 127.68 KB |
|
|
|
09-769 |
20th meeting of the Market Participants Consultative Panel |
CESR Archive |
Final Report |
DOWNLOAD 131.95 KB |
|
|
|
09-339 |
19th meeting of the Market Participants Consultative Panel |
CESR Archive |
Final Report |
DOWNLOAD 85.01 KB |
|
|
|
09-717 |
CESR's response to EFRAG’s draft comment letter on the IASB’s discussion paper on Credit Risk in Liability Measurement |
CESR Archive |
Reference |
DOWNLOAD 162.28 KB |
|
|
|
3L3 15/07/2009 |
3L3 Joint Contribution1 to the European Commission’s Communication on European Financial Supervision |
CESR Archive |
Final Report |
DOWNLOAD 49.47 KB |
|
|
|
09-720 |
6th extract from EECS’s database of enforcement decisions |
CESR Archive |
Final Report |
DOWNLOAD 241.6 KB |
|
|
|
09-716 |
Consultation paper - Addendum to CESR’s consultation paper on the format and content of Key Information Document disclosures for UCITS (Ref. CESR/09-552) |
CESR Archive |
Consultation Paper |
DOWNLOAD 376.71 KB |
|
|
|
09-737 |
CESR’s response to the IASB’s Discussion Paper Preliminary Views on Revenue Recognition in Contracts with Customers |
CESR Archive |
Letter |
DOWNLOAD 221.01 KB |
|
|
|
09-584 |
CESR's response to EFRAG’s draft comment letter on the IASB’s Exposure Draft ‘Income Tax’ |
CESR Archive |
Letter |
DOWNLOAD 160.57 KB |
|
|
|
09-744 |
CESR Annual Report for 2008 |
CESR Archive |
Annual Report |
DOWNLOAD 3.8 MB |
|
|
|
09-618 |
Consultation paper - Classification and identification of OTC derivative instruments for the purpose of the exchange of transaction reports amongst CESR Members |
CESR Archive |
Consultation Paper |
DOWNLOAD 205.07 KB |
|
|
|
09-575 |
Statement on the application of and disclosures related to the reclassification of financial instruments |
CESR Archive |
Statement |
DOWNLOAD 186.44 KB |
|
|
|
09-659 |
CESR's comment letter on EFRAG's draft comment letter on the IASB's Exposure Draft Derecognition |
CESR Archive |
Letter |
DOWNLOAD 108.37 KB |
|
|
|
09-660 |
CESR's comment letter on EFRAG’s draft comment letter on the IASB/FASB’s joint Discussion Paper ‘Preliminary Views on Leases’ |
CESR Archive |
Letter |
DOWNLOAD 203.02 KB |
|
|
|
09-348 |
Report - Transparency of corporate bond, structured finance product and credit derivatives markets |
CESR Archive |
Final Report |
DOWNLOAD 1.05 MB |
|
|
|
09-349 |
Feedback statement - Transparency of corporate bond, structured finance product and credit derivatives markets |
CESR Archive |
Final Report |
DOWNLOAD 363.54 KB |
|
|
|
09-682 |
Press release - CESR recommends the Commission to introduce a mandatory trade transparency regime for non-equity markets |
CESR Archive |
Press Release |
DOWNLOAD 123.33 KB |
|
|
|
09-635 |
CESR’s response to the Commission call for evidence on the review of the Market Abuse Directive |
CESR Archive |
Final Report |
DOWNLOAD 198.87 KB |
|
|
|
09-579 |
Consultation paper - CRAs Central Repository |
CESR Archive |
Consultation Paper |
DOWNLOAD 474.56 KB |
|
|
|
09-590 |
MiFID Supervisory Briefing - Information and reporting to clients |
CESR Archive |
CESR Document |
DOWNLOAD 151 KB |
|
|
|
09-552 |
Consultation paper - CESR’s technical advice at level 2 on the format and content of Key Information Document disclosures for UCITS |
CESR Archive |
Consultation Paper |
DOWNLOAD 763.12 KB |
|
|
|
09-678 |
Press release - CESR moves forward its project to improve investor disclosures for UCITS |
CESR Archive |
Press Release |
DOWNLOAD 150.54 KB |
|
|
|
09-581 |
Consultation paper - CESR Proposal for a Pan-European Short Selling Disclosure Regime |
CESR Archive |
Consultation Paper |
DOWNLOAD 165.57 KB |
|
|
|
09-667 |
Press release - CESR to consult on a pan-European short selling disclosure regime |
CESR Archive |
Press Release |
DOWNLOAD 103.15 KB |
|
|
|
09-624 |
Consultation paper - CESR’s technical advice to the European Commission on the level 2 measures related to the UCITS management company passport |
CESR Archive |
Consultation Paper |
DOWNLOAD 972.04 KB |
|
|
|
09-669 |
Press release - CESR consults on its advice regarding the new UCITS Directive |
CESR Archive |
Press Release |
DOWNLOAD 158.96 KB |
|
|
|
09-188 |
Final report on CESR’s peer review of the implementation of Standard No 2 on Financial Information – Coordination of Enforcement Activities |
CESR Archive |
Final Report |
DOWNLOAD 217.13 KB |
|
|
|
09-212 |
Summary of CESR’s self assessment of the implementation of Standard No 2 on financial information – Coordination of enforcement activities |
CESR Archive |
Final Report |
DOWNLOAD 719.48 KB |
|
|
|
09-528 |
Press release - CESR assesses implementation of its Standard No. 2 on financial information on the co-ordination of enforcement activities |
CESR Archive |
Press Release |
DOWNLOAD 107.44 KB |
|
|
|
09-681 |
Call for evidence - Fact finding exercise of the use in the European Union of ratings issued by third countries CRAs |
CESR Archive |
CESR Document |
DOWNLOAD 3.34 MB |
|
|
|
09-520 |
Press Release - Transparency Directive: CESR maps coherence, equivalence and variance of supervisory powers and sanctioning regimes across Europe |
CESR Archive |
Press Release |
DOWNLOAD 167.25 KB |
|
|
|
09-058 |
CESR Report on the mapping of supervisory powers, administrative and criminal sanctioning regimes of Member States in relation to the Transparency Directive (TD) |
CESR Archive |
Final Report |
DOWNLOAD 1.68 MB |
|
|
|
09-058a |
Annex to CESR's report on the mapping of supervisory powers, administrative and criminal sanctioning regimes of Member States in relation to the Transparency Directive (TD) |
CESR Archive |
Final Report |
DOWNLOAD 1.04 MB |
|
|
|
09-472 |
Supplementary report on the programmes of Canada, India and South Korea to converge with or adopt IFRS, on the level of application of Chinese accounting standards by Chinese issuers and on the use of third county GAAPs |
CESR Archive |
Final Report |
DOWNLOAD 2.67 MB |
|
|
|
09-607 |
CESR’s comments regarding IFRIC tentative agenda decision on IAS 39 “significant or prolonged” |
CESR Archive |
Letter |
DOWNLOAD 175.65 KB |
|
|
|
09-446 |
CESR-ESCB recommendations for securities settlement systems and recommendations for central counterparties in the European Union |
CESR Archive |
CESR Document |
DOWNLOAD 720.58 KB |
|
|
|
09-447 |
Feedback document to the consultations on the “draft ESCB-CESR recommendations for securities clearing and settlement systems and central counterparties in the EU” and the “draft recommendations for central counterparties as amended for OTC derivatives” b |
CESR Archive |
CESR Document |
DOWNLOAD 151.49 KB |
|
|
|
09-627 |
Press release - ESCB and CESR issue recommendations to increase safety and soundness of the post-trading infrastructure in the EU |
CESR Archive |
Press Release |
DOWNLOAD 90.67 KB |
|
|
|
09-622 |
Comparison of the CPSS-IOSCO Recommendations for securities settlement systems (November 2001) and Recommendations for Central Counterparties (November 2004) with the ESCB-CESR Recommendations |
CESR Archive |
Final Report |
DOWNLOAD 1.04 MB |
|
|
|
09-489 |
Consultation Paper - CESR’s technical advice at level 2 on Risk Measurement for the purposes of the calculation of UCITS’ global exposure |
CESR Archive |
Consultation Paper |
DOWNLOAD 432.76 KB |
|
|
|
09-355 |
Report - Impact of MiFID on equity secondary markets functioning |
CESR Archive |
Final Report |
DOWNLOAD 563.5 KB |
|
|
|
09-548 |
Press release - CESR assesses impact of MiFID on the functioning of equity secondary markets |
CESR Archive |
Press Release |
DOWNLOAD 171.48 KB |
|
|
|
09-511 |
CESR’s response to EFRAG on IASB’s Discussion Paper Preliminary Views on Revenue Recognition in Contracts with Customers |
CESR Archive |
Letter |
DOWNLOAD 187.97 KB |
|
|
|
09-291 |
CESR’s response regarding Control Structures in Audit Firms and their Consequences for the Audit Market |
CESR Archive |
Letter |
DOWNLOAD 184.99 KB |
|
|
|
09-406b |
Call for evidence on mutual recognition with non-EU jurisdictions |
CESR Archive |
Consultation Paper |
DOWNLOAD 237.97 KB |
|
|
|
08-744b |
Key principles for the delegation of tasks between competent authorities |
CESR Archive |
Final Report |
DOWNLOAD 123.3 KB |
|
|
|
09-190 |
Report - 3L3 delegation task force - Delegation of responsiblities |
CESR Archive |
Final Report |
DOWNLOAD 449.84 KB |
|
|
|
09-417 |
Report by CESR on compliance of EU based Credit Rating Agencies with the 2008 IOSCO Code of Conduct |
CESR Archive |
Final Report |
DOWNLOAD 308.64 KB |
|
|
|
09-219 |
Guidelines - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market |
Guidelines and Technical standards, Market Abuse |
Guidelines & Recommendations |
DOWNLOAD 281.09 KB |
|
|
|
09-220 |
Feedback statement - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market |
Market Abuse |
CESR Document |
DOWNLOAD 238.16 KB |
|
|
|
09-295 |
Consultation paper - MiFID complex and non-complex financial instruments for the purposes of the Directive’s appropriateness requirements |
CESR Archive |
Consultation Paper |
DOWNLOAD 530.01 KB |
|
|
|
09-356 |
3L3 Joint Contribution to the European Commission’s consultation on the improvement of supervision for the financial services sector |
CESR Archive |
Final Report |
DOWNLOAD 104.48 KB |
|
|
|
3L3 23/04/09 PR |
Press release - Improving supervision in the EU financial services sector: The 3L3 Committees express their support for the Commission’s position |
CESR Archive |
Press Release |
DOWNLOAD 45.41 KB |
|
|
|
09-404 |
CESR’s response to IASB’s Request for Views on Proposed FASB amendments on Fair Value Measurement and Proposed FASB Amendments to Impairment Requirements for Certain Investments in Debt and Equity Securities |
CESR Archive |
Letter |
DOWNLOAD 131.83 KB |
|
|
|
09-373 |
CESR's comments to EFRAG on proposed FASB amendments |
CESR Archive |
Letter |
DOWNLOAD 138.73 KB |
|
|
|
09-240 |
CESR’s comments on the European Commission’s background and consultation document on the review of the Prospectus Directive |
CESR Archive |
Letter |
DOWNLOAD 155.92 KB |
|
|
|
09-235 |
CESR’s response to EFRAGs consultation regarding IASB’s Discussion Paper - Preliminary views on Financial Statements Presentation |
CESR Archive |
Letter |
DOWNLOAD 225.56 KB |
|
|
|
09-159 |
CESR’s response to the consultation regarding International Accounting Standards Committee Foundation Review of the Constitution Part 2 |
CESR Archive |
Letter |
DOWNLOAD 279.82 KB |
|
|
|
09-302 |
Consultation paper - ESCB/CESR consultation on the draft Recommendations for Central Counterparties 1-2, 4-8, 14, and 15 revised for CCPs clearing OTC derivatives |
CESR Archive |
Consultation Paper |
DOWNLOAD 553.68 KB |
|
|
|
09-300 |
Press release - ESCB/ CESR consult on draft recommendations for central counterparties as amended for OTC derivatives |
CESR Archive |
Press Release |
DOWNLOAD 123.55 KB |
|
|
|
09-315 |
Report - CESR data on prospectuses approved and passported July 2006-December 2008 |
CESR Archive |
Final Report |
DOWNLOAD 275.7 KB |
|
|
|
09-252 |
5th extract from EECS’s database of enforcement decisions |
CESR Archive |
Final Report |
DOWNLOAD 216.25 KB |
|
|
|
09-236 |
Comments regarding IASB’s Exposure Draft ED 10 Consolidated Financial Statements |
CESR Archive |
Letter |
DOWNLOAD 253.79 KB |
|
|
|
09-255 |
Report - The Lehman Brothers default: an assessment of the market impact |
CESR Archive |
Final Report |
DOWNLOAD 148.13 KB |
|
|
|
09-047 |
Consultation paper - Technical issues relating to Key Information Document (KID) disclosures for UCITS |
CESR Archive |
Consultation Paper |
DOWNLOAD 602.67 KB |
|
|
|
09-244 |
CESR's comment letter regarding IASB’s Exposure Draft of proposed amendments to IAS 24 Relationships with the state |
CESR Archive |
Letter |
DOWNLOAD 94.12 KB |
|
|
|
09-088 |
Consultation Paper on Proposals for the Review Panel Work Plan |
CESR Archive |
Consultation Paper |
DOWNLOAD 84.73 KB |
|
|
|
09-178 |
Guidelines - Risk management principles for UCITS |
CESR Archive |
CESR Document |
DOWNLOAD 113.6 KB |
|
|
|
09-100 |
Feedback statement - Risk management principles for UCITS |
CESR Archive |
CESR Document |
DOWNLOAD 148.98 KB |
|
|
|
09-133 |
Languages accepted for the purpose of the scrutiny of the Prospectus and requirements of translation of the Summary Updated – February 2009 |
CESR Archive |
Final Report |
DOWNLOAD 121.1 KB |
|
|
|
09-204 |
Press Release - CESR Members re-elect Eddy Wymeersch as Chair and Carlos Tavares as Vice-Chair of CESR |
CESR Archive, Press Releases |
Press Release |
DOWNLOAD 97.63 KB |
|
|
|
08-870 |
Preliminary Technical Advice by CESR in response to the Mandate from the European Commission on Access & Interoperability Arrangements |
CESR Archive |
Consultation Paper |
DOWNLOAD 538.7 KB |
|
|
|
09-179 |
Call for evidence - Possible implementing measures of the future UCITS directive |
CESR Archive |
Consultation Paper |
DOWNLOAD 405.32 KB |
|
|
|
09-092 |
Feedback statement - CESR and ERGEG advice to the European Commission in the context of the Third Energy Package |
CESR Archive |
Final Report |
DOWNLOAD 145.34 KB |
|
|
|
09-123 |
Press release - MiFID: CESR reviews supervisory powers and practices, as well as administrative and criminal sanctioning regimes across Europe |
CESR Archive |
Press Release |
DOWNLOAD 140.51 KB |
|
|
|
08-220 |
CESR Report on the mapping of supervisory powers, supervisory practices, administrative and criminal sanctioning regimes of Member States in relation to the Markets in Financial Instruments Directive (MiFID). |
CESR Archive |
Final Report |
DOWNLOAD 3.19 MB |
|
|
|
08-1035 |
18th meeting of the Market Participants Consultative Panel |
CESR Archive |
Final Report |
DOWNLOAD 71.45 KB |
|
|
|
08-779 |
17th meeting of the Market Participants Consultative Panel |
CESR Archive |
Final Report |
DOWNLOAD 80.06 KB |
|
|
|
09-089 |
Public statement - CESR provides information for investors affected by the Madoff collapse: CESR urges regulated firms to communicate with their clients |
CESR Archive |
Press Release |
DOWNLOAD 188.99 KB |
|
