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ESMA22-1669215091-5476 |
Summary of conclusions Board of Supervisors - 3-4 October 2023 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 517.93 KB |
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ESMA50-164-770 |
Links to national websites where net short positions in shares are disclosed |
Short Selling |
Reference |
DOWNLOAD 123.78 KB |
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ESMA35-335435667-4314 |
Compliance table on the Gudelines on MiFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 190.22 KB |
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ESMA35-335435667-4520 |
Compliance table on the Guidelines on MiFID II product governance (2023) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 173.41 KB |
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ESMA35-43-3327 |
Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 272.27 KB |
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ESMA70-156-1411 |
Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II |
Trading |
Compliance table |
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ESMA22-1669215091-5394 |
Summary of conclusions joint Board of Supervisors and Securities and Markets Stakeholder Group meeting - 5 July 2023 |
Board of Supervisors, Securities and Markets Stakeholder Group |
Summary of Conclusions |
DOWNLOAD 171.43 KB |
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ESMA Newsletter |
Newsletter October 2023 |
ESMA newsletter |
Reference |
DOWNLOAD 9.41 MB |
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ESMA33-128-777 |
List of designated competent authorities under Securitisation Regulation |
Securitisation |
Reference |
DOWNLOAD 347.33 KB |
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ESMA71-545613100-2381 |
Froukelien Wendt's keynote speech at EACH CCP Risk Management Summit, 19 October 2023 |
CCP, Speeches |
Speech |
DOWNLOAD 115.85 KB |
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ESMA50-524821-2954 |
TRV Article - Evolution of EEA share market structure since MiFID II |
Risk monitoring, Trading |
Report |
DOWNLOAD 376.04 KB |
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ESMA34-1615031185-543 |
Compliance table on the revised Guidelines on 2022 stress tests scenarios under the MMF Regulation |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 298.67 KB |
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ESMA70-872942901-35 |
Q&A on MiFID II and MiFIR transparency topics |
Trading |
Q&A |
DOWNLOAD 985.2 KB |
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ESMA91-398-6343 |
Memorandum of Understanding between ESMA and Otoritas Jasa Keuangan (‘OJK’, the Indonesia Financial Services Authority) related to CCPs Established in Indonesia |
CCP, International cooperation |
Reference |
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JC 2023 17 |
Joint European Supervisory Authorities’ criteria on the independence of supervisory authorities |
Joint Committee, Supervisory convergence |
Report |
DOWNLOAD 336.07 KB |
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BoA-D-2023-03 |
Board of Appeal of the ESAs - Decision on Dubai Commodities Clearing Corporation (DCCC) vs ESMA |
Board of Appeal |
Decision |
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ESMA32-1283113657-1041 |
Report - Disclosures of Climate Related Matters in the Financial Statements |
Financial reporting, Sustainable finance |
Report |
DOWNLOAD 1.35 MB |
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ESMA32-992851010-1098 |
Summary of findings Results of a fact-finding exercise on corporate reporting practices under the Taxonomy Regulation |
Financial reporting, Sustainable finance |
Reference |
DOWNLOAD 315.94 KB |
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ESMA71-702228251-2719 |
2023 European Common enforcement priorities (ECEP) statement - visuals |
Financial reporting, Issuer disclosure, Sustainable finance |
Reference |
DOWNLOAD 864.56 KB |
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ESMA32-193237008-1793 |
Statement on European Common Enforcement priorities for 2023 annual reports |
Financial reporting, Issuer disclosure, Sustainable finance |
Statement |
DOWNLOAD 225.71 KB |
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