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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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6536 documents
Date Reference Title Sections Type Main document Info
ESMA71-99-1622 CRA Enforcement Case Moodys March 2021 Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 134.39 KB
Related documents Public Notices Moodys UK DE ES FR IT Decision 1-2021 Moody's UK Decision 2-2021 Moody's France Decision 3-2021 Moody's Germany Decision 4-2021 Moody's Italy Decision 5-2021 Moody's Spain
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ESMA41-356-168 Public Notices Moodys UK DE ES FR IT Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 277.29 KB
Related documents CRA Enforcement Case Moodys March 2021 Decision 1-2021 Moody's UK Decision 2-2021 Moody's France Decision 3-2021 Moody's Germany Decision 4-2021 Moody's Italy Decision 5-2021 Moody's Spain
Summary
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ESMA41-356-132 Decision 5-2021 Moody's Spain Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 332.83 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
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Translated versions
ESMA41-356-131 Decision 4-2021 Moody's Italy Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 350.91 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
ESMA41-356-130 Decision 3-2021 Moody's Germany Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 333.78 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
ESMA41-356-129 Decision 2-2021 Moody's France Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 352.97 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
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ESMA41-356-114 Decision 1-2021 Moody's UK Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 728.73 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
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ESMA74-362-1937 response form - Technical Advice on simplification TR fees under SFTR and EMIR Securities Financing Transactions, Trade Repositories Reference DOWNLOAD 757.95 KB
Decision BoA D 2021 02 Board of Appeal of the ESAs - decision on "A" vs ESMA Board of Appeal Decision DOWNLOAD 283 KB
ESMA74-362-853 Validation table for reporting under the revised technical standards Post Trading Reference DOWNLOAD 55.41 KB
ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR Investor protection Technical Advice DOWNLOAD 337.33 KB
ESMA65-8-5257 DVCAP download of DVCRES v2.0. Reference DOWNLOAD 199.91 KB
ESMA65-11-1197 DVCAP XML Schema 1.2.0 Reference DOWNLOAD 11.24 KB
ESMA70-151-2838 Guidelines on Reporting Under SFTR Securities Financing Transactions Final Report DOWNLOAD 3.21 MB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-36-2201 response form Response form to CP on draft technical standards under the ECSP Regulation Reference DOWNLOAD 773.05 KB
ESMA35-36-2201 Consultation Paper on draft technical standards under the ECSP Regulation Consultation Paper DOWNLOAD 1.24 MB
ESMA22-106-3160 Summary of conclusions Board of Supervisors - 28 January 2021 Board of Supervisors Summary of Conclusions DOWNLOAD 134.22 KB
ESMA22-106-3251 Summary of Conclusions Management Board - 3 March 2021 Management Board Summary of Conclusions DOWNLOAD 48.81 KB
ESMA43-370-282 Final Report on MiFIR DRSPs fines Post Trading Final Report DOWNLOAD 304.17 KB
ESMA74-362-1830 Final report on DRSP fees Market data Final Report DOWNLOAD 442 KB