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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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6507 documents
Date Reference Title Sections Type Main document Info
ESMA70-151-727 Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298) Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 264.26 KB
ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation Guidelines and Technical standards, Market Integrity, Short Selling Compliance table DOWNLOAD 267.48 KB
ESMA70-151-732 Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 255.69 KB
ESMA34-43-352 Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 154.54 KB
ESMA70-156-177 Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) Trading Compliance table DOWNLOAD 147.64 KB
ESMA70-145-1345 Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II Guidelines and Technical standards, Trading Compliance table DOWNLOAD 112.12 KB
ESMA34-32-316 Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 144.26 KB
JC/2015/087 Compliance Table GL financial conglomerates Guidelines and Technical standards, Joint Committee Compliance table DOWNLOAD 300.38 KB
ESMA31-62-1409 Compliance table GLs on Risk factors Prospectus Compliance table DOWNLOAD 180.41 KB
ESMA70-151-2536 compliance table Guidelines APC Measures Guidelines and Technical standards, Trade Repositories Compliance table DOWNLOAD 141.15 KB
ESMA70-151-2537 Compliance table Guidelines Conflict of interest Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 141.4 KB
ESMA32-382-1157 Compliance table on disclosure requirements under the Prospectus Regulation Prospectus Compliance table DOWNLOAD 144.34 KB
ESMA32-67-142 Compliance table on ESMA Guidelines on the enforcement of financial information Issuer disclosure, Financial reporting Compliance table DOWNLOAD 150.56 KB
ESMA34-32-898 Compliance table on Guidelines on Article 25 of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 199.22 KB
ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 272.27 KB
ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 149.47 KB
ESMA70-449-741 Compliance table on Guidelines on delay in the disclosure of inside information and interactions with prudential supervision Guidelines and Technical standards, Market Abuse Compliance table DOWNLOAD 217.23 KB
ESMA34-45-974 Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 230.68 KB
ESMA34-45-1445 Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 218.1 KB
ESMA81-393-477 Compliance table on Guidelines on methodology oversight function and record keeping requirements Benchmarks, Guidelines and Technical standards Compliance table DOWNLOAD 233.6 KB