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10-333 |
Technical Advice - The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies |
CESR Archive, Credit Rating Agencies |
Technical Advice |
DOWNLOAD 4.59 MB |
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2011/5 |
Call for evidence - criteria for endorsement (Article 21 (2)(a) of the draft amended CRA Regulation) |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 218.02 KB |
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2011/97 |
Consultation paper - ESMA Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Regulation1060/2009 |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 273.66 KB |
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2011/114 |
Consultation paper - ESMA´s Technical Advice to the Commission on Fees for CRA Supervision |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 95.52 KB |
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2011/BS/123 |
Decision of the Board of Supervisors - Appointment of the Securities and Markets Stakeholder Group |
Board of Supervisors, Securities and Markets Stakeholder Group |
Decision |
DOWNLOAD 171.3 KB |
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2011/144 |
Final advice - ESMA´s Technical Advice to the Commission on Fees for CRAs |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 1.72 MB |
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2011/146 |
Press release - ESMA issues Guidelines on endorsement and clarifies the use for regula-tory purposes of credit ratings issued outside the European Union after 6 June 2011 |
Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 33.42 KB |
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2011/139 |
Final report - Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 653.98 KB |
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2011/155 |
Call for evidence - assessment of compliance of credit rating agencies with Article 8.3 of the Credit Rating Agencies Regulation (1060/2009/EC) |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 69.4 KB |
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2011/156 |
Call for evidence - ratings data periodic reporting requirements for CRAs according to Article 21 (3)(e) of the Draft Amended CRA Regulation |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 88.95 KB |
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2011/170 |
Press release - ESMA and the Japanese FSA exchanged letters establishing the cooperation framework between the EU and Japan for credit rating agencies |
Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 133.72 KB |
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2011/302 |
Consultation paper - Regulatory technical standards on the information to be provided to ESMA by a credit rating agency in its application for registration and certification and for the assessment of its systemic importance |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 276.02 KB |
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2011/303 |
Consultation paper - Regulatory technical standards on the assessment of compliance of credit rating method-ologies with the requirements set out in Article 8(3) of
Regulation (EC) No 1060/2009
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Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 374.84 KB |
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2011/304 |
Consultation paper - ESMA’s draft Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2 |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 182.29 KB |
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2011/305 |
Consultation paper - ESMA’s Draft Regulatory Technical Standards on the content and format of ratings data periodic reporting to be submitted from credit rating agencies |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 264 KB |
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2011/306 |
Press release - ESMA issues first drafts of binding standards for credit rating agencies |
Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 28.01 KB |
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2011/339 |
Press release - ESMA Stakeholder Group elects Guillaume Prache as chair, Judith Hardt and Peter de Proft as vice-chairs |
Press Releases, Securities and Markets Stakeholder Group |
Press Release |
DOWNLOAD 29.29 KB |
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2011/SMSG/3 |
Summary of conclusions - meeting of the SMSG on 21 July 2011 |
Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 59.38 KB |
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2011/SMSG/11 |
Response to ESMA's Consultation paper on guidelines on systems and controlsin a highly automated trading environment for trading platforms, investmentfirms and competent authorities |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 48.99 KB |
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2011/SMSG/12 |
Position paper - ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 59.19 KB |
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