|
ESMA74-362-1864 |
CP Technical Advice on simplification TR fees under SFTR and EMIR |
Market data, Trade Repositories |
Consultation Paper |
DOWNLOAD 494.16 KB |
|
|
ESMA74-362-1853 |
Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories |
Market data, Supervisory convergence, Trade Repositories |
Final Report |
DOWNLOAD 221.11 KB |
|
|
ESMA90-1-83 |
Brexit Update March 2019 |
Brexit, Credit Rating Agencies, Trading, Market data, Post Trading, Trade Repositories |
Statement |
DOWNLOAD 121.13 KB |
|
|
ESMA71-99-1498 |
Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories |
Brexit, Credit Rating Agencies, Press Releases, Trade Repositories |
Press Release |
DOWNLOAD 94.63 KB |
|
|
ESMA70-151-2536 |
compliance table Guidelines APC Measures |
Guidelines and Technical standards, Trade Repositories |
Compliance table |
DOWNLOAD 141.15 KB |
|
|
ESMA74-362-2724 |
Consultation Paper on the amendments to Guidelines on position calculation under EMIR |
Post Trading, Trade Repositories |
Consultation Paper |
DOWNLOAD 833.38 KB |
|
|
ESMA74-362-2804 |
Consultation Paper on the amendments to Guidelines on position calculation under EMIR - Reply form |
Post Trading, Trade Repositories |
Reference |
DOWNLOAD 696.24 KB |
|
|
ESMA74-362-1941 |
Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR |
Market data, Securities Financing Transactions, Trade Repositories |
Consultation Paper |
DOWNLOAD 658.69 KB |
|
|
ESMA74-362-47 |
CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT |
Post Trading, Supervisory convergence, Trade Repositories |
Consultation Paper |
DOWNLOAD 2.66 MB |
|
|
|
ESMA71-100-1792 |
CRAs and TRs Follow Up Fees Factsheet |
Credit Rating Agencies, Supervisory convergence, Trade Repositories |
Reference |
DOWNLOAD 122.09 KB |
|
|
|
ESMA41-356-187 |
Decision - DTCC Derivatives Repository |
Board of Supervisors, Trade Repositories |
Decision |
DOWNLOAD 1.14 MB |
|
|
ESMA41-356-233 |
Decision - UnaVista Limited |
Trade Repositories |
Decision |
DOWNLOAD 996.23 KB |
|
|
ESMA41-356-271 |
Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A |
Board of Supervisors, Trade Repositories |
Decision |
DOWNLOAD 1.17 MB |
|
|
2016/408 |
Decision to adopt a supervisory measure taking the form of a public notice and to impose a fine in accordance with Statement of Findings in accordance with Articles 64(5), 65, 67 and 73 of Regulation (EC) No 648/2012 EMIR |
Trade Repositories |
Decision |
DOWNLOAD 62.47 KB |
|
|
ESMA74-362-2683 |
EMIR REFIT validation rules reconciliation tolerances and template for notifications of DQ issues |
Market data, Trade Repositories |
Reference |
DOWNLOAD 116.7 KB |
|
|
esma41-356-34 |
Enforcement decision Regis-TR |
Trade Repositories |
Reference |
DOWNLOAD 377.19 KB |
|
|
ESMA71-99-1096 |
ESMA and EU securities regulators MoUs with FCA |
Board of Supervisors, Brexit, Credit Rating Agencies, Fund Management, Press Releases, Trade Repositories |
Press Release |
DOWNLOAD 80.5 KB |
|
|
ESMA74-362-2159 |
ESMA as a data driven regulator and supervisor - AFME 5th Annual European Compliance and Legal Virtual Conference |
Market data, Trading, Market data, Post Trading, Risk monitoring, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency |
Speech |
DOWNLOAD 167.18 KB |
|
|
ESMA71-99-1256 |
ESMA CRAs TRs thematic fees report |
Press Releases, Supervisory convergence, Trade Repositories |
Press Release |
DOWNLOAD 101.41 KB |
|
|
|
2016/468 |
ESMA fines DTCC Derivatives Repository Limited €64,000 for data access failures |
Press Releases, Trade Repositories |
Press Release |
DOWNLOAD 166.05 KB |
|