ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

136 documents
Date Sort descending Reference Title Sections Type Main document Info
2016/234 ESMA’s supervision of credit rating agencies and trade repositories - 2015 annual report and 2016 work plan. Credit Rating Agencies, Trade Repositories Report DOWNLOAD 2.08 MB
2016/247 ESMA to focus on governance, strategy, data and fees in 2016 supervision Credit Rating Agencies, Press Releases, Trade Repositories Press Release DOWNLOAD 160.03 KB
Related documents ESMA’s supervision of credit rating agencies and trade repositories - 2015 annual report and 2016 work plan.
Summary
Translated versions
2016/408 Decision to adopt a supervisory measure taking the form of a public notice and to impose a fine in accordance with Statement of Findings in accordance with Articles 64(5), 65, 67 and 73 of Regulation (EC) No 648/2012 EMIR Trade Repositories Decision DOWNLOAD 62.47 KB
2016/468 ESMA fines DTCC Derivatives Repository Limited €64,000 for data access failures Press Releases, Trade Repositories Press Release DOWNLOAD 166.05 KB
ESMA71-844457584-339 Press Release ESMA Supervision 2016 annual report and 2017 work programme Credit Rating Agencies, Trade Repositories Press Release DOWNLOAD 142.26 KB
ESMA80-1467488426-27 Supervision Annual Report 2016 and Work Programme 2017 Credit Rating Agencies, Trade Repositories Report DOWNLOAD 2.58 MB
ESMA71-99-470 ESMA registers Bloomberg Trade Repository Limited as a trade repository Press Releases, Trade Repositories Statement DOWNLOAD 141.48 KB
ESMA50-165-421 EU derivatives markets ─ a first-time overview Trading, Post Trading, Risk monitoring, Trade Repositories Reference DOWNLOAD 477.35 KB
ESMA33-128-33 Consultation_Paper_STS notification Securitisation Consultation Paper DOWNLOAD 1.01 MB
ESMA33-128-107 Consultation_Paper_Disclosure_and_Operational_Standards Securitisation Consultation Paper DOWNLOAD 2.66 MB
ESMA33-128-108 Consultation_Paper_Third-Party_Firm_STS_Verification_Application Securitisation Consultation Paper DOWNLOAD 586.89 KB
ESMA71-99-916 ESMA consults on securitisation requirements Press Releases, Securitisation Press Release DOWNLOAD 150.34 KB
ESMA33-128-107 response form Response form - Consultation Paper on disclosure and operational standards Securitisation Reference DOWNLOAD 771.94 KB
ESMA33-128-33 response form Response form - Consultation Paper STS notification Securitisation Reference DOWNLOAD 766.04 KB
ESMA33-128-108 response form Response form - Consultation Paper Third-Party Firm STS Verification Application Securitisation Reference DOWNLOAD 766.9 KB
ESMA80-196-954 Thematic Report - On fees charged by Credit Rating Agencies and Trade Repositories Credit Rating Agencies, Trade Repositories Report DOWNLOAD 1.14 MB
Related documents Factsheet on Trade Repositories Fees Factsheet on Credit Rating Agencies Fees
Summary
Translated versions
ESMA71-99-923 Factsheet on Trade Repositories Fees Trade Repositories Reference DOWNLOAD 129.16 KB
ESMA71-99-919 PR on CRA/TR Fees Thematic Report Trade Repositories Press Release DOWNLOAD 192.95 KB
Related documents Thematic Report - On fees charged by Credit Rating Agencies and Trade Repositories Factsheet on Trade Repositories Fees Factsheet on Credit Rating Agencies Fees
Summary
Translated versions
ESMA-180219 ESMA’s consultation papers on draft regulatory standards under the securitisation regulation Securitisation Reference DOWNLOAD 276.43 KB
ESMA33-128-109 Consultation Paper Securitisation Repositories Application Securitisation Consultation Paper DOWNLOAD 720.24 KB