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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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702 documents
Date Reference Title Sections Type Main document Info
ESMA74-2119945925-1627 Compliance table on the Guidelines on standardised procedures and messaging protocols Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 430.39 KB
ESMA74-2119945925-1626 Compliance table on the Guidelines on settlement fails reporting under Article 7 CSDR Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 492.55 KB
ESMA74-2119945925-1625 Compliance table on the Guidelines on the process for the calculation of the indicators to determine the substantial importance of a CSD for a host Member State Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 474.91 KB
ESMA74-2119945925-1624 Compliance table on the Guidelines on the process for the calculation of the indicators to determine the most relevant currencies in which settlement takes place Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 265.11 KB
ESMA74-2119945925-1622 Compliance table on the Guidelines on internalised settlement reporting under Article 9 of CSDR Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 242.35 KB
ESMA70-151-732 Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 255.69 KB
ESMA70-151-1417 Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435) Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 242.48 KB
ESMA70-151-727 Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298) Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 264.26 KB
ESMA75-453128700-949 Final Report on draft technical standards specifying requirements for cooperation, exchange of information, and notification between competent authorities, ESAs, and third countries under MiCA Digital Finance and Innovation, Guidelines and Technical standards Final Report DOWNLOAD 641.13 KB
ESMA18-72330276-1634 Final Report on Draft technical Standards specifying certain requirements of the Markets in Crypto Assets Regulation (MiCA) – first package Digital Finance and Innovation, Guidelines and Technical standards Final Report DOWNLOAD 814.09 KB
ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Guidelines and Technical standards Reference DOWNLOAD 157.88 KB
ESMA32-67-802 Compliance table on the Guidelines on the enforcement of financial information Guidelines and Technical standards, Transparency Compliance table DOWNLOAD 192.71 KB
ESMA35-335435667-4315 Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 174.96 KB
ESMA50-43599798-9011 Guidelines on stress test scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 584.64 KB
Related documents
Summary

2023
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HU , HR , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA42-646012687-331 ESMA Guidelines About ESMA, Guidelines and Technical standards Reference DOWNLOAD 71.92 KB
ESMA12-2121844265-3255 Scope of the Guidelines on position calculation under EMIR Refit Guidelines and Technical standards, Market data, Post Trading Reference DOWNLOAD 42.5 KB
Related documents Guidelines on position calculation under EMIR Refit
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , PT , RO , SK , SL , SV
ESMA12-2121844265-3254 Guidelines on position calculation under EMIR Refit Guidelines and Technical standards, Market data, Post Trading Guidelines & Recommendations DOWNLOAD 269.35 KB
Related documents Scope of the Guidelines on position calculation under EMIR Refit
Summary
Translated versions PL , NL
ESMA34-45-1128 Compliance table - Guidelines on performance fees in UCITS and certain types of AIFs Fund Management, Guidelines and Technical standards, Supervisory convergence Compliance table DOWNLOAD 250.6 KB
ESMA91-1505572268-3492 Compliance table on the Guidelines on valuation of contracts CCP, Guidelines and Technical standards Compliance table DOWNLOAD 181.13 KB
ESMA91-1505572268-3490 Compliance table on the Guidelines on Failing or Likely to Fail CCP, Guidelines and Technical standards Compliance table DOWNLOAD 211 KB