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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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481 documents
Date Reference Title Sections Type Main document Info
ESMA71-99-1338 Scope Ratings Enforcement Action Credit Rating Agencies, Press Releases Press Release DOWNLOAD 127.88 KB
Related documents Public Notice - Scope Ratings GmbH Decision - Scope Ratings GmbH
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ESMA80-189-6982 EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges COVID-19, Credit Rating Agencies Final Report DOWNLOAD 436.43 KB
Related documents Press Release CLO Thematic Report
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ESMA71-99-1327 Press Release CLO Thematic Report COVID-19, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 123.56 KB
Related documents EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges
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ESMA43-370-103 Final report on TA on EMIR 2.2 CCP fines CCP, Credit Rating Agencies, Post Trading, Trade Repositories Final Report DOWNLOAD 478.11 KB
ESMA33-5-829 Call for evidence on access and use of ratings Credit Rating Agencies Consultation Paper DOWNLOAD 307.88 KB
ESMA71-99-1287 ESMA Supervision WP 2020 Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories Press Release DOWNLOAD 130.42 KB
Related documents ESMA Supervision - Annual Report 2019 and Work Programme 2020
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ESMA80-199-332 ESMA Supervision - Annual Report 2019 and Work Programme 2020 Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Annual Report DOWNLOAD 825.72 KB
Related documents ESMA Supervision WP 2020
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ESMA50-164-3187 Innovation on a Grand Scale - speech by Steven Maijoor, Afore Consulting 4th Annual FinTech and Regulation Conference,Brussels Digital Finance and Innovation, Speeches Speech DOWNLOAD 113.31 KB
ESMA32-67-642 Sustainable financial markets: translating changing risks and investor preferences into regulatory action - Speech by Steven Maijoor, European Financial Forum, Dublin Credit Rating Agencies, Speeches, Supervisory convergence Speech DOWNLOAD 156.74 KB
ESMA33-9-340 CRA Market Share Calculation 2019 Credit Rating Agencies Report DOWNLOAD 446.77 KB
ESMA80-196-3218 Follow-up Report on fees charged by CRAs and TRs Credit Rating Agencies, Supervisory convergence, Trade Repositories Report DOWNLOAD 606.45 KB
ESMA71-100-1792 CRAs and TRs Follow Up Fees Factsheet Credit Rating Agencies, Supervisory convergence, Trade Repositories Reference DOWNLOAD 122.09 KB
Related documents Follow-up Report on fees charged by CRAs and TRs
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ESMA71-99-1255 PR on GLs for CRAs internal control functions Credit Rating Agencies, Press Releases Press Release DOWNLOAD 86.68 KB
Related documents Guidelines on Internal Controls for CRAs
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ESMA33-9-355 Guidelines on Internal Controls for CRAs Credit Rating Agencies Consultation Paper DOWNLOAD 523.56 KB
Related documents Response Form CP on GLs on Internal Controls for CRAs
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ESMA33-5-370 Response Form CP on GLs on Internal Controls for CRAs Credit Rating Agencies Reference DOWNLOAD 745.76 KB
Related documents Guidelines on Internal Controls for CRAs
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ESMA80-191-932 Guidance on registering securitisation repositories Credit Rating Agencies Reference DOWNLOAD 147.3 KB
ESMA71-319-157 Keynote Address - EFAMA Investment Management Forum Fund Management, Speeches Speech DOWNLOAD 165.09 KB
ESMA71-319-154 Banking and the MiFID II review Investor protection, Trading, Speeches Speech DOWNLOAD 135.75 KB
ESMA22-105-1072 Opening Statement for ECON Hearing on 4 November 2019 Speeches Speech DOWNLOAD 154.5 KB
ESMA71-319-150 Conference on the adaptation of interest rate benchmarks to the new European regulation on benchmarks - Steven Maijoor ESMA Chair at CNMV Conference Benchmarks, Speeches Speech DOWNLOAD 109.75 KB