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ESMA 33-5-857 |
ESMA Public Statement on CRA Endorsement Oct 2020 |
Credit Rating Agencies |
Statement |
DOWNLOAD 117.99 KB |
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ESM22-103-1158 |
ESM22-103-1158 Keynote Speech - Verena Ross - AFME Compliance and Legal Conference |
COVID-19, Market Abuse, Market Integrity, Trading, Speeches |
Speech |
DOWNLOAD 133.94 KB |
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ESMA 33-9-371 |
Final Report Guidelines Internal Control for CRAs |
Credit Rating Agencies |
Report |
DOWNLOAD 430.48 KB |
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ESMA70-156-2391 |
Final Report - MAR Review |
Market Abuse, Market Integrity |
Final Report |
DOWNLOAD 1.94 MB |
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ESMA70-155-10272 |
Final Report on Cum Ex and other multiple withholding tax reclaim schemes |
Market Abuse, Market Integrity, Trading |
Final Report |
DOWNLOAD 906.57 KB |
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ESMA70-155-11072 |
ESMA Decision - renewal Article 28 SSR reporting threshold - September 2020 |
COVID-19, Market Integrity, Short Selling |
Decision |
DOWNLOAD 396.47 KB |
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ESMA33-5-852 |
Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire C |
Credit Rating Agencies |
Reference |
DOWNLOAD 747.02 KB |
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ESMA33-5-850 |
Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire B |
Credit Rating Agencies |
Reference |
DOWNLOAD 740.64 KB |
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ESMA33-5-851 |
Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire A |
Credit Rating Agencies |
Reference |
DOWNLOAD 744.26 KB |
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ESMA71-99-1342 |
Decision Short Selling Reporting Renewal Statement |
COVID-19, Market Integrity, Press Releases, Short Selling |
Press Release |
DOWNLOAD 83.55 KB |
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ESMA70-155-10189 |
ESMA Decision - renewal Article 28 SSR reporting threshold |
COVID-19, Market Integrity, Short Selling |
Decision |
DOWNLOAD 333.33 KB |
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ESMA41-356-82 |
Public Notice - Scope Ratings GmbH |
Credit Rating Agencies |
Reference |
DOWNLOAD 138.38 KB |
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ESMA41-356-77 |
Decision - Scope Ratings GmbH |
Credit Rating Agencies |
Decision |
DOWNLOAD 1022.35 KB |
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ESMA71-99-1338 |
Scope Ratings Enforcement Action |
Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 127.88 KB |
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ESMA80-189-6982 |
EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges |
COVID-19, Credit Rating Agencies |
Final Report |
DOWNLOAD 436.43 KB |
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ESMA71-99-1327 |
Press Release CLO Thematic Report |
COVID-19, Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 123.56 KB |
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ESMA70-156-2803 |
Response form - SME Growth Markets |
Market Abuse, Market Integrity, Trading |
Reference |
DOWNLOAD 771.99 KB |
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ESMA70-155-9845 |
Opinion on CNMV emergency measure under the SSR |
COVID-19, Market Integrity, Short Selling |
Opinion |
DOWNLOAD 302.98 KB |
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ESMA70-155-9848 |
Opinion on FMA emergency measure under the SSR |
COVID-19, Market Integrity, Short Selling |
Opinion |
DOWNLOAD 432.15 KB |
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ESMA70-155-9854 |
Opinion on AMF emergency measure under the SSR |
COVID-19, Market Integrity, Short Selling |
Opinion |
DOWNLOAD 304.63 KB |
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