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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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402 documents
Date Reference Title Sections Type Main document Info
ESMA70-156-1823 ESMA 2019 report on the application of AMPs Market Abuse, Market Integrity Report DOWNLOAD 1.4 MB
ESMA71-99-1255 PR on GLs for CRAs internal control functions Credit Rating Agencies, Press Releases Press Release DOWNLOAD 86.68 KB
Related documents Guidelines on Internal Controls for CRAs
Summary
Translated versions
ESMA33-9-355 Guidelines on Internal Controls for CRAs Credit Rating Agencies Consultation Paper DOWNLOAD 523.56 KB
Related documents Response Form CP on GLs on Internal Controls for CRAs
Summary
Translated versions
ESMA33-5-370 Response Form CP on GLs on Internal Controls for CRAs Credit Rating Agencies Reference DOWNLOAD 745.76 KB
Related documents Guidelines on Internal Controls for CRAs
Summary
Translated versions
ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation Guidelines and Technical standards, Market Integrity, Short Selling Compliance table DOWNLOAD 267.48 KB
ESMA80-191-932 Guidance on registering securitisation repositories Credit Rating Agencies Reference DOWNLOAD 147.3 KB
ESMA70-155-8524 ESMA Opinion CNMV revised Accepted Market Practice Market Abuse, Market Integrity Opinion DOWNLOAD 520.92 KB
ESMA74-361-75 Call for interest DAG members Market Integrity, Trading Reference DOWNLOAD 167.88 KB
ESMA74-361-85 DSC DAG application form Market Integrity Reference DOWNLOAD 38.58 KB
ESMA71-99-1199 Press Release for CRA sustainability Credit Rating Agencies, Sustainable finance Press Release DOWNLOAD 79.07 KB
ESMA33-9-321 Technical Advice on Sustainability Considerations in the Credit Rating Market Credit Rating Agencies Technical Advice DOWNLOAD 451.01 KB
ESMA33-9-320 Final Report Guidelines on Disclosure Requirements Applicable to Credit Rating Agencies Credit Rating Agencies Final Report DOWNLOAD 336.63 KB
esma41-139-1224 Amended_decision_nordea Credit Rating Agencies Decision DOWNLOAD 236.05 KB
esma41-139-1230 Amended_decision_swedbank Credit Rating Agencies Decision DOWNLOAD 243.03 KB
esma41-139-1229 Amended_decision_seb Credit Rating Agencies Decision DOWNLOAD 239.8 KB
esma41-139-1231 Amended decision Handelsbanken Credit Rating Agencies Decision DOWNLOAD 244.4 KB
ESMA41-137-1151 Swedbank - PUBLIC NOTICE Credit Rating Agencies Reference DOWNLOAD 100.89 KB
ESMA41-137-1149 Nordea - PUBLIC NOTICE Credit Rating Agencies Reference DOWNLOAD 99.88 KB
ESMA41-137-1148 Svenska Handelsbanken AB - PUBLIC NOTICE Credit Rating Agencies Reference DOWNLOAD 100.13 KB
ESMA41-137-1146 SEB - PUBLIC NOTICE Credit Rating Agencies Reference DOWNLOAD 99.83 KB