ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
313 documents
Date Sort ascending | Reference | Title | Sections | Type | Main document | Info | ||||||
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Market makers - XLS | Market makers and authorised primary dealers who are using the exemption under the SSR - XLS | Short Selling | Reference | DOWNLOAD 40.72 KB | ||||||||
Market makers - pdf | Market makers and authorised primary dealers who are using the exemption under the SSR - PDF | Short Selling | Reference | DOWNLOAD 453.92 KB | ||||||||
Net short thresholds | Net short position notification thresholds for sovereign issuers | Short Selling | Reference | DOWNLOAD 27.35 KB | ||||||||
ESMA74-1103241886-912 | Warning on posting Investment Recommendation on social media | Investor protection, Market Abuse, Warnings and publications for investors | Investor Warning | DOWNLOAD 1.03 MB | ||||||||
ESMA50-524821-3002 | Working Paper on Market impacts of the 2020 short selling bans | Risk monitoring, Short Selling | Report | DOWNLOAD 742.21 KB | ||||||||
ESMA80 -187-881 | BMR Brexit Statement updated | Benchmarks, Brexit | Statement | DOWNLOAD 103.87 KB | ||||||||
ESMA50-164-770 | Links to national websites where net short positions in shares are disclosed | Short Selling | Reference | DOWNLOAD 123.78 KB | ||||||||
ESMA71-99-2062 | ESMA publishes its assessment of the Brexit relocation processes | Brexit, Supervisory convergence | Press Release | DOWNLOAD 96.02 KB | ||||||||
ESMA42-111-7468 | Peer review into the NCAs’ handling of relocation to the EU in the context of the UK’s withdrawal from the EU | Brexit, Supervisory convergence | Report | DOWNLOAD 1.03 MB | ||||||||
ESMA50-164-772 | Links to the national websites explaining the procedures for notifications of net short positions | Short Selling | Reference | DOWNLOAD 200.78 KB | ||||||||
SSR sanctions | Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) | Short Selling | Reference | DOWNLOAD 372.65 KB | ||||||||
ESMA70-448-10 | Final Report - Short Selling Regulation Review | Short Selling | Final Report | DOWNLOAD 749.55 KB | ||||||||
ESMA91-398-4843 | ESMA Public Statement UK CCPs March 2022 | Brexit, CCP, Post Trading | Statement | DOWNLOAD 108.48 KB | ||||||||
ESA 2022 15 | EU financial regulators warn consumers on the risks of crypto-assets | Digital Finance and Innovation, Joint Committee, Investor protection, Warnings and publications for investors | Investor Warning | DOWNLOAD 118.67 KB | ||||||||
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ESMA90-1-163 | Multilateral Memorandum of Understanding on Cooperation for Information Sharing Regarding Participants in a Clearing or Settlement System | Brexit, International cooperation | Reference | DOWNLOAD 630.61 KB | ||||||||
ESMA70-447-1885 | Statement on new NSP notification threshold | Market Integrity, Short Selling | Statement | DOWNLOAD 90.32 KB | ||||||||
ESMA22-106-3734 | SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation | Securities and Markets Stakeholder Group, Short Selling | SMSG Advice | DOWNLOAD 167.66 KB | ||||||||
ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP, About ESMA, Credit Rating Agencies, Digital Finance and Innovation, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | DOWNLOAD 415.73 KB | ||||||||
ESMA24-436-13 | Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP, About ESMA, Credit Rating Agencies, Digital Finance and Innovation, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | DOWNLOAD 690.55 KB | ||||||||
ESMA70-156-4871 | Keynote speech Natasha Cazenave - FIA IDX conference, 27 September 2021 | Benchmarks, Brexit, Trading, Post Trading, Speeches | Speech | DOWNLOAD 64.86 KB |